0001127602-12-033574.txt : 20121211
0001127602-12-033574.hdr.sgml : 20121211
20121211203716
ACCESSION NUMBER: 0001127602-12-033574
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121207
FILED AS OF DATE: 20121211
DATE AS OF CHANGE: 20121211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTZ HOWARD D
CENTRAL INDEX KEY: 0000901737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 121257630
MAIL ADDRESS:
STREET 1: 2401 UTAH AVE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0928
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-12-07
0000829224
STARBUCKS CORP
SBUX
0000901737
SCHULTZ HOWARD D
2401 UTAH AVENUE SOUTH, SUITE 800
SEATTLE
WA
98134
1
1
chairman, president and ceo
Common Stock
2012-12-07
4
M
0
562611
8.64
A
18186561
D
Common Stock
2012-12-07
4
S
0
562611
53.5546
D
17623950
D
Common Stock
2012-12-10
4
M
0
396798
8.64
A
18020748
D
Common Stock
2012-12-10
4
S
0
396798
53.1063
D
17623950
D
Common Stock
2012-12-10
5
G
0
E
200000
0
D
17423950
D
Common Stock
2012-12-11
4
M
0
434655
8.64
A
17858605
D
Common Stock
2012-12-11
4
S
0
434655
53.2639
D
17423950
D
Common Stock
295000
I
Family Owned LLC
Non-qualified Stock Option (Right to Buy)
8.64
2012-12-07
4
M
0
562611
0
D
2018-11-17
Common Stock
562611
1517336
D
Non-qualified Stock Option (Right to Buy)
8.64
2012-12-10
4
M
0
396798
0
D
2018-11-17
Common Stock
396798
1120538
D
Non-qualified Stock Option (Right to Buy)
8.64
2012-12-11
4
M
0
434655
0
D
2018-11-17
Common Stock
434655
685883
D
This transaction was executed in multiple trades at prices ranging from $53.4888 to $53.6171. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $52.90 to $53.6150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $53.16 to $53.4421. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The option representing a right to buy 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018.
/s/ Robert L. Villase?or, attorney-in-fact for Howard Schultz
2012-12-11