0001127602-12-031840.txt : 20121121 0001127602-12-031840.hdr.sgml : 20121121 20121121190859 ACCESSION NUMBER: 0001127602-12-031840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121119 FILED AS OF DATE: 20121121 DATE AS OF CHANGE: 20121121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURROWS CLIFFORD CENTRAL INDEX KEY: 0001429248 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 121222157 MAIL ADDRESS: STREET 1: 2401 UTAH AVE. S. STREET 2: SUITE 800 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-11-19 0000829224 STARBUCKS CORP SBUX 0001429248 BURROWS CLIFFORD 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 pres, Americas and US Common Stock 2012-11-19 4 M 0 37222 18.24 A 243317 D Common Stock 2012-11-19 4 M 0 33069 8.64 A 276386 D Common Stock 2012-11-19 4 M 0 68500 27.32 A 344886 D Common Stock 2012-11-19 4 S 0 138791 49.7017 D 206095 D Non-qualified Stock Option (Right to Buy) 18.24 2012-11-19 4 M 0 37222 0 D 2018-03-18 Common Stock 37222 0 D Non-qualified Stock Option (Right to Buy) 8.64 2012-11-19 4 M 0 33069 0 D 2018-11-17 Common Stock 33069 0 D Non-qualified Stock Option (Right to Buy) 27.32 2012-11-19 4 M 0 68500 0 D 2014-11-16 Common Stock 68500 0 D Non-qualified Stock Option (Right to Buy) 49.74 2012-11-19 4 A 0 62827 0 A 2022-11-19 Common Stock 62827 62827 D This transaction was executed in multiple trades at prices ranging from $49.65 to $49.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The options representing a right to purchase a total of 37,222 shares became exercisable in two increments of 9,306 shares each on March 18, 2009 and 2010, and in two increments of 9,305 shares each on March 18, 2011 and 2012. The options representing a right to purchase a total of 132,275 shares became exercisable in three increments of 33,069 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, one increment of 33,068 shares on November 17, 2012. The options representing a right to purchase a total of 68,500 shares became exercisable in one increment of 22,834 shares on October 1 of 2005, and two increments of 22,833 shares each on October 1 of 2006 and 2007. The options become exercisable in three increments of 13,822 shares each on each of November 19, 2013, November 19, 2014 and November 19, 2015 and one increment of 13,821 shares on November 19, 2016. /s/ Alejandro C. Torres, attorney-in-fact for Clifford Burrows 2012-11-21