0001127602-12-013766.txt : 20120413
0001127602-12-013766.hdr.sgml : 20120413
20120413132209
ACCESSION NUMBER: 0001127602-12-013766
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20120403
FILED AS OF DATE: 20120413
DATE AS OF CHANGE: 20120413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Helm Lucy Lee
CENTRAL INDEX KEY: 0001546165
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 12758198
MAIL ADDRESS:
STREET 1: 2401 UTAH AVE S
STREET 2: #800
CITY: SEATTLE
STATE: WA
ZIP: 98134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0928
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
3
1
form3.xml
PRIMARY DOCUMENT
X0205
3
2012-04-03
0
0000829224
STARBUCKS CORP
SBUX
0001546165
Helm Lucy Lee
2401 UTAH AVE S
#800
SEATTLE
WA
98134
1
svp, deputy general counsel
Common Stock
65116
D
Non-qualified Stock Option (Right to Buy)
8.64
2018-11-17
Common Stock
15029
D
Non-qualified Stock Option (Right to Buy)
22.06
2019-11-16
Common Stock
11529
D
Non-qualified Stock Option (Right to Buy)
30.785
2020-11-15
Common Stock
11942
D
Non-qualified Stock Option (Right to Buy)
43.64
2021-11-14
Common Stock
6713
D
Includes Restricted Stock Units ("RSU") which were granted and vest as follows: (a) 14,338 RSUs granted on December 18, 2008 that vest on December 18, 2012, (b) 5,666 RSUs granted on November 16, 2009 that vest on November 16, 2012, (c) 6,577 RSUs granted November 15, 2010 of which 3,289 shares vest on November 15, 2012 and 3,288 shares vest on November 15, 2013, (d) 4,192 RSUs granted January 17, 2012 of which 2,096 vest on January 17, 2014 and 2,096 shares vest on January 17, 2016.
The grant consisted of an option to purchase a total of 38,029 shares. The option became exercisable in one increment of 9,508 shares on November 17, 2009, two increments of 9,507 shares each on November 17, 2010 and November 17, 2011 and becomes exercisable in one increment of 9,507 shares on November 17, 2012.
The grant consisted of an option to purchase a total of 14,529 shares. The option became exercisable in one increment of 3,633 shares on November 16, 2010 and one increment of 3,632 shares on November 16, 2011 and becomes exercisable in two increments of 3,632 shares each on November 16, 2012 and November 16, 2013.
The grant consists of an option to purchase 11,942 shares. The option became exercisable in one increment of 2,986 shares on November 15, 2011 and becomes exercisable in one increment of 2,986 shares on November 15, 2012 and two increments of 2,985 shares each on November 15, 2013 and November 15, 2014.
The grant consists of an option to purchase 6,713 shares. The option becomes exercisable in one increment of 1,679 shares on November 14, 2012 and three increments of 1,678 shares each on November 14, 2013, November 14, 2014 and November 14, 2015.
Exhibit 24 Power of Attorney attached to this filing.
/s/ Alejandro C. Torres, attorney-in-fact for Lucy Lee Helm
2012-04-13
EX-24
2
doc1.txt
POWER OF ATTORNEY
FOR EXECUTING FORMS 3, 4, AND 5
The undersigned hereby constitutes and appoints Sophie Hager Hume and
Alejandro C. Torres or any of them, as his or her true and lawful attorney-
in-fact to:
1. prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form
ID, including amendments thereto, and any other documents necessary or
appropriate to obtain codes and passwords enabling the undersigned to make
electronic filings with the SEC of reports required by Section 16(a) of the
Securities Exchange Act of 1934 or any rule or regulation of the SEC;
2. execute for and on behalf of the undersigned Initial Statements of
Beneficial Ownership of Securities on Form 3, Statements of Change of
Beneficial Ownership of Securities on Form 4 and Annual Statements of
Beneficial Ownership of Securities on Form 5 in accordance with Section
16(a) of the Securities Exchange Act of 1934, as amended, and the rules and
regulations promulgated thereunder;
3. do and perform any and all acts for and on behalf of the undersigned that
may be necessary or desirable to complete the execution of any such Form 3,
4 or 5 and the timely filing of such form with the SEC and any required stock
exchange, stock market or similar authority; and
4. take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of or legally required by the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may approve
in his or her discretion.
The undersigned hereby grants to such attorney-in-fact full power and
authority to do and perform all and every act and thing whatsoever requisite,
necessary and proper to be done in the exercise of any of the rights and power
herein granted, as fully to all intents and purposes as the undersigned might
or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact
shall lawfully do or cause to be done by virtue of this power of attorney and
the rights and powers herein granted. The undersigned acknowledges that the
foregoing attorney-in-fact, in serving in such capacity at the request of
the undersigned, is not assuming nor is Starbucks Corporation assuming
any of the undersigned's responsibilities to comply with Section 16 of
the Securities Exchange Act of 1934, as amended, and the rules and regulations
promulgated thereunder.
This Power of Attorney shall supersede and revoke any Power of Attorney
previously executed with respect to executing Forms 3, 4 and 5 and shall remain
in full force and effect until the undersigned is no longer required to file
Forms 3, 4, and 5, unless earlier revoked in writing delivered to the general
counsel of Starbucks Corporation.
Dated this 29th day of March, 2011.
/s/ Lucy Lee Helm
Name Printed Lucy Lee Helm