0001127602-12-013766.txt : 20120413 0001127602-12-013766.hdr.sgml : 20120413 20120413132209 ACCESSION NUMBER: 0001127602-12-013766 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120403 FILED AS OF DATE: 20120413 DATE AS OF CHANGE: 20120413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helm Lucy Lee CENTRAL INDEX KEY: 0001546165 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 12758198 MAIL ADDRESS: STREET 1: 2401 UTAH AVE S STREET 2: #800 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 3 1 form3.xml PRIMARY DOCUMENT X0205 3 2012-04-03 0 0000829224 STARBUCKS CORP SBUX 0001546165 Helm Lucy Lee 2401 UTAH AVE S #800 SEATTLE WA 98134 1 svp, deputy general counsel Common Stock 65116 D Non-qualified Stock Option (Right to Buy) 8.64 2018-11-17 Common Stock 15029 D Non-qualified Stock Option (Right to Buy) 22.06 2019-11-16 Common Stock 11529 D Non-qualified Stock Option (Right to Buy) 30.785 2020-11-15 Common Stock 11942 D Non-qualified Stock Option (Right to Buy) 43.64 2021-11-14 Common Stock 6713 D Includes Restricted Stock Units ("RSU") which were granted and vest as follows: (a) 14,338 RSUs granted on December 18, 2008 that vest on December 18, 2012, (b) 5,666 RSUs granted on November 16, 2009 that vest on November 16, 2012, (c) 6,577 RSUs granted November 15, 2010 of which 3,289 shares vest on November 15, 2012 and 3,288 shares vest on November 15, 2013, (d) 4,192 RSUs granted January 17, 2012 of which 2,096 vest on January 17, 2014 and 2,096 shares vest on January 17, 2016. The grant consisted of an option to purchase a total of 38,029 shares. The option became exercisable in one increment of 9,508 shares on November 17, 2009, two increments of 9,507 shares each on November 17, 2010 and November 17, 2011 and becomes exercisable in one increment of 9,507 shares on November 17, 2012. The grant consisted of an option to purchase a total of 14,529 shares. The option became exercisable in one increment of 3,633 shares on November 16, 2010 and one increment of 3,632 shares on November 16, 2011 and becomes exercisable in two increments of 3,632 shares each on November 16, 2012 and November 16, 2013. The grant consists of an option to purchase 11,942 shares. The option became exercisable in one increment of 2,986 shares on November 15, 2011 and becomes exercisable in one increment of 2,986 shares on November 15, 2012 and two increments of 2,985 shares each on November 15, 2013 and November 15, 2014. The grant consists of an option to purchase 6,713 shares. The option becomes exercisable in one increment of 1,679 shares on November 14, 2012 and three increments of 1,678 shares each on November 14, 2013, November 14, 2014 and November 14, 2015. Exhibit 24 Power of Attorney attached to this filing. /s/ Alejandro C. Torres, attorney-in-fact for Lucy Lee Helm 2012-04-13 EX-24 2 doc1.txt POWER OF ATTORNEY FOR EXECUTING FORMS 3, 4, AND 5 The undersigned hereby constitutes and appoints Sophie Hager Hume and Alejandro C. Torres or any of them, as his or her true and lawful attorney- in-fact to: 1. prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; 2. execute for and on behalf of the undersigned Initial Statements of Beneficial Ownership of Securities on Form 3, Statements of Change of Beneficial Ownership of Securities on Form 4 and Annual Statements of Beneficial Ownership of Securities on Form 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder; 3. do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the SEC and any required stock exchange, stock market or similar authority; and 4. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of or legally required by the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and power herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming nor is Starbucks Corporation assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder. This Power of Attorney shall supersede and revoke any Power of Attorney previously executed with respect to executing Forms 3, 4 and 5 and shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5, unless earlier revoked in writing delivered to the general counsel of Starbucks Corporation. Dated this 29th day of March, 2011. /s/ Lucy Lee Helm Name Printed Lucy Lee Helm