0001127602-12-010799.txt : 20120315
0001127602-12-010799.hdr.sgml : 20120315
20120315183051
ACCESSION NUMBER: 0001127602-12-010799
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120313
FILED AS OF DATE: 20120315
DATE AS OF CHANGE: 20120315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTZ HOWARD D
CENTRAL INDEX KEY: 0000901737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 12695353
MAIL ADDRESS:
STREET 1: 2401 UTAH AVE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0928
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2012-03-13
0000829224
STARBUCKS CORP
SBUX
0000901737
SCHULTZ HOWARD D
2401 UTAH AVENUE SOUTH, SUITE 800
SEATTLE
WA
98134
1
1
chairman, president and ceo
Common Stock
2011-12-16
5
G
0
E
200000
0
D
17620456
D
Common Stock
2012-02-01
5
G
0
E
740700
0
D
0
I
by spouse
Common Stock
2012-02-01
5
G
0
E
740700
0
D
0
I
by GRAT
Common Stock
2012-03-13
4
M
0
1100000
15.23
A
18720456
D
Common Stock
2012-03-13
4
S
0
1100000
52.0527
D
17620456
D
Common Stock
2012-03-14
4
M
0
234700
8.64
A
17855156
D
Common Stock
2012-03-14
4
S
0
234700
52.7906
D
17620456
D
Common Stock
2012-03-15
4
M
0
400300
8.64
A
18020756
D
Common Stock
2012-03-15
4
S
0
400300
52.885
D
17620456
D
Common Stock
295000
I
Family Owned LLC
Non-qualified Stock Option (Right to Buy)
15.23
2012-03-13
4
M
0
1100000
0
D
2013-11-20
Common Stock
1100000
0
D
Non-qualified Stock Option (Right to Buy)
8.64
2012-03-14
4
M
0
234700
0
D
2018-11-17
Common Stock
234700
2480247
D
Non-qualified Stock Option (Right to Buy)
8.64
2012-03-15
4
M
0
400300
0
D
2018-11-17
Common Stock
400300
2079947
D
This transaction was executed in multiple trades at prices ranging from $51.9300 to $52.1268. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $52.7200 to $52.9100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $52.8400 to $52.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The option became exercisable in two increments of 366,667 shares each on October 1, 2004 and October 1, 2005 and one increment of 366,666 shares on October 1, 2006. The option expires on November 20, 2013.
The option became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and becomes exercisable in one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018.
/s/ Alejandro C. Torres, attorney-in-fact for Howard Schultz
2012-03-15