0001127602-12-010799.txt : 20120315 0001127602-12-010799.hdr.sgml : 20120315 20120315183051 ACCESSION NUMBER: 0001127602-12-010799 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120313 FILED AS OF DATE: 20120315 DATE AS OF CHANGE: 20120315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ HOWARD D CENTRAL INDEX KEY: 0000901737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 12695353 MAIL ADDRESS: STREET 1: 2401 UTAH AVE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2012-03-13 0000829224 STARBUCKS CORP SBUX 0000901737 SCHULTZ HOWARD D 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 1 chairman, president and ceo Common Stock 2011-12-16 5 G 0 E 200000 0 D 17620456 D Common Stock 2012-02-01 5 G 0 E 740700 0 D 0 I by spouse Common Stock 2012-02-01 5 G 0 E 740700 0 D 0 I by GRAT Common Stock 2012-03-13 4 M 0 1100000 15.23 A 18720456 D Common Stock 2012-03-13 4 S 0 1100000 52.0527 D 17620456 D Common Stock 2012-03-14 4 M 0 234700 8.64 A 17855156 D Common Stock 2012-03-14 4 S 0 234700 52.7906 D 17620456 D Common Stock 2012-03-15 4 M 0 400300 8.64 A 18020756 D Common Stock 2012-03-15 4 S 0 400300 52.885 D 17620456 D Common Stock 295000 I Family Owned LLC Non-qualified Stock Option (Right to Buy) 15.23 2012-03-13 4 M 0 1100000 0 D 2013-11-20 Common Stock 1100000 0 D Non-qualified Stock Option (Right to Buy) 8.64 2012-03-14 4 M 0 234700 0 D 2018-11-17 Common Stock 234700 2480247 D Non-qualified Stock Option (Right to Buy) 8.64 2012-03-15 4 M 0 400300 0 D 2018-11-17 Common Stock 400300 2079947 D This transaction was executed in multiple trades at prices ranging from $51.9300 to $52.1268. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $52.7200 to $52.9100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $52.8400 to $52.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option became exercisable in two increments of 366,667 shares each on October 1, 2004 and October 1, 2005 and one increment of 366,666 shares on October 1, 2006. The option expires on November 20, 2013. The option became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and becomes exercisable in one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. /s/ Alejandro C. Torres, attorney-in-fact for Howard Schultz 2012-03-15