0001127602-12-010619.txt : 20120313 0001127602-12-010619.hdr.sgml : 20120313 20120313212825 ACCESSION NUMBER: 0001127602-12-010619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120309 FILED AS OF DATE: 20120313 DATE AS OF CHANGE: 20120313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alstead Troy CENTRAL INDEX KEY: 0001450940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 12688784 MAIL ADDRESS: STREET 1: 2401 UTAH AVE. S. # 800 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2012-03-09 0000829224 STARBUCKS CORP SBUX 0001450940 Alstead Troy 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 cfo and cao Common Stock 2012-03-09 4 M 0 10931 22.87 A 230906 D Common Stock 2012-03-09 4 M 0 49604 8.64 A 280510 D Common Stock 2012-03-09 4 M 0 39683 9.59 A 320193 D Common Stock 2012-03-09 4 S 0 109102 51.6284 D 211091 D Common Stock 2012-03-09 4 S 0 21116 52.1522 D 189975 D Non-qualified Stock Option (Right to Buy) 22.87 2012-03-09 4 M 0 10931 0 D 2017-11-19 Common Stock 10931 0 D Non-qualified Stock Option (Right to Buy) 8.64 2012-03-09 4 M 0 49604 0 D 2018-11-17 Common Stock 49604 16534 D Non-qualified Stock Option (Right to Buy) 9.59 2012-03-09 4 M 0 39683 0 D 2018-12-18 Common Stock 39683 13227 D This transaction was executed in multiple trades at prices ranging from $51.1000 to $51.9950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $52.0000 to $52.4300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option representing a right to purchase a total of 43,725 shares became exercisable in one increment of 10,932 shares on November 19, 2008 and three increments of 10,931 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The option representing a right to purchase a total of 66,138 shares became exercisable in two increments of 16,535 shares each on November 17, 2009 and November 17, 2010, and one increment of 16,534 shares on November 17, 2011 and becomes exercisable in one increment of 16, 534 shares on November 17, 2012. The option representing a right to purchase a total of 52,910 shares became exercisable in two increments of 13,228 shares each on December 18, 2009 and December 18, 2010, in one increment of 13,227 shares on December 18, 2011 and becomes exercisable in one increment of 13,227 shares on December 18, 2012. /s/ Alejandro C. Torres, attorney-in-fact for Troy Alstead 2012-03-13