0001127602-11-031123.txt : 20111202
0001127602-11-031123.hdr.sgml : 20111202
20111202192008
ACCESSION NUMBER: 0001127602-11-031123
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111130
FILED AS OF DATE: 20111202
DATE AS OF CHANGE: 20111202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alstead Troy
CENTRAL INDEX KEY: 0001450940
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 111241688
MAIL ADDRESS:
STREET 1: 2401 UTAH AVE. S. # 800
CITY: SEATTLE
STATE: WA
ZIP: 98134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0928
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-11-30
0000829224
STARBUCKS CORP
SBUX
0001450940
Alstead Troy
2401 UTAH AVENUE SOUTH, SUITE 800
SEATTLE
WA
98134
1
cfo and cao
Common Stock
2011-11-30
4
M
0
26000
30.42
A
245975
D
Common Stock
2011-11-30
4
M
0
33120
36.75
A
279095
D
Common Stock
2011-11-30
4
M
0
32794
22.87
A
311889
D
Common Stock
2011-11-30
4
M
0
72000
27.32
A
383889
D
Common Stock
2011-11-30
4
S
0
163914
43.2776
D
219975
D
Non-qualified Stock Option (Right to Buy)
30.42
2011-11-30
4
M
0
26000
0
D
2015-11-16
Common Stock
26000
0
D
Non-qualified Stock Option (Right to Buy)
36.75
2011-11-30
4
M
0
33120
0
D
2016-11-20
Common Stock
33120
0
D
Non-qualified Stock Option (Right to Buy)
22.87
2011-11-30
4
M
0
32794
0
D
2017-11-19
Common Stock
32794
10931
D
Non-qualified Stock Option (Right to Buy)
27.32
2011-11-30
4
M
0
72000
0
D
2014-11-16
Common Stock
72000
0
D
This transaction was executed in multiple trades at prices ranging from $43.00 to $43.52. The price reported above reflects the weighted average sale price. The reporting person hereby undetakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The option became exercisable in two increments of 8,667 shares each on November 16, 2006 and November 16, 2007, and one increment of 8,666 shares on November 16, 2008.
The option became exercisable in four increments of 8,280 shares each on November 20, 2007, November 20, 2008, November 20, 2009 and November 20, 2010.
The option became exercisable in one increment of 10,932 shares on November 19, 2008 and three increments of 10,931 shares each on November 19, 2009, November 19, 2010 and November 19, 2011.
The option became exercisable in three increments of 24,000 shares each on October 1, 2005, October 1, 2006 and October 1, 2007.
/s/ Alejandro C. Torres, attorney-in-fact for Troy Alstead
2011-12-02