0001127602-11-031123.txt : 20111202 0001127602-11-031123.hdr.sgml : 20111202 20111202192008 ACCESSION NUMBER: 0001127602-11-031123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111130 FILED AS OF DATE: 20111202 DATE AS OF CHANGE: 20111202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alstead Troy CENTRAL INDEX KEY: 0001450940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 111241688 MAIL ADDRESS: STREET 1: 2401 UTAH AVE. S. # 800 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-11-30 0000829224 STARBUCKS CORP SBUX 0001450940 Alstead Troy 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 cfo and cao Common Stock 2011-11-30 4 M 0 26000 30.42 A 245975 D Common Stock 2011-11-30 4 M 0 33120 36.75 A 279095 D Common Stock 2011-11-30 4 M 0 32794 22.87 A 311889 D Common Stock 2011-11-30 4 M 0 72000 27.32 A 383889 D Common Stock 2011-11-30 4 S 0 163914 43.2776 D 219975 D Non-qualified Stock Option (Right to Buy) 30.42 2011-11-30 4 M 0 26000 0 D 2015-11-16 Common Stock 26000 0 D Non-qualified Stock Option (Right to Buy) 36.75 2011-11-30 4 M 0 33120 0 D 2016-11-20 Common Stock 33120 0 D Non-qualified Stock Option (Right to Buy) 22.87 2011-11-30 4 M 0 32794 0 D 2017-11-19 Common Stock 32794 10931 D Non-qualified Stock Option (Right to Buy) 27.32 2011-11-30 4 M 0 72000 0 D 2014-11-16 Common Stock 72000 0 D This transaction was executed in multiple trades at prices ranging from $43.00 to $43.52. The price reported above reflects the weighted average sale price. The reporting person hereby undetakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option became exercisable in two increments of 8,667 shares each on November 16, 2006 and November 16, 2007, and one increment of 8,666 shares on November 16, 2008. The option became exercisable in four increments of 8,280 shares each on November 20, 2007, November 20, 2008, November 20, 2009 and November 20, 2010. The option became exercisable in one increment of 10,932 shares on November 19, 2008 and three increments of 10,931 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The option became exercisable in three increments of 24,000 shares each on October 1, 2005, October 1, 2006 and October 1, 2007. /s/ Alejandro C. Torres, attorney-in-fact for Troy Alstead 2011-12-02