0001127602-11-029855.txt : 20111116
0001127602-11-029855.hdr.sgml : 20111116
20111116212539
ACCESSION NUMBER: 0001127602-11-029855
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111114
FILED AS OF DATE: 20111116
DATE AS OF CHANGE: 20111116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTZ HOWARD D
CENTRAL INDEX KEY: 0000901737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 111211429
MAIL ADDRESS:
STREET 1: 2401 UTAH AVE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0928
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-11-14
0000829224
STARBUCKS CORP
SBUX
0000901737
SCHULTZ HOWARD D
2401 UTAH AVENUE SOUTH, SUITE 800
SEATTLE
WA
98134
1
1
chairman, president and ceo
Common Stock
2011-11-14
4
M
0
130700
10.32
A
18037903
D
Common Stock
2011-11-14
4
S
0
130700
44.2931
D
17907203
D
Common Stock
740700
I
by spouse
Common Stock
740700
I
by GRAT
Common Stock
295000
I
Family Owned LLC
Non-qualified Stock Option (Right to Buy)
43.64
2011-11-14
4
A
0
429652
0
A
2021-11-14
Common Stock
429652
429652
D
Non-qualified Stock Option (Right to Buy)
10.32
2011-11-14
4
M
0
130700
0
D
2012-09-30
Common Stock
130700
893300
D
This transaction was executed in multipe trades at prices ranging from $44.2784 to $44.2939. The price reported is the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Options become exercisable in four increments of 107,413 shares each on November 14, 2012, November 14, 2013, November 14, 2014 and November 14, 2015.
Options became exercisable in one increment of 341,334 shares on September 30, 2003 and two increments of 341,333 shares each on September 30, 2004 and September 30, 2005. The option expires on September 30, 2012.
/s/ Alejandro C. Torres, attorney-in-fact for Howard Schultz
2011-11-16