0001127602-11-029288.txt : 20111110 0001127602-11-029288.hdr.sgml : 20111110 20111110211813 ACCESSION NUMBER: 0001127602-11-029288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111108 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOGGS PAULA CENTRAL INDEX KEY: 0001181771 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 111197069 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-11-08 0000829224 STARBUCKS CORP SBUX 0001181771 BOGGS PAULA 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 evp, general counsel & secy Common Stock 2011-11-08 4 A 0 16103 0 A 103180 D Common Stock 2011-11-09 4 M 0 79237 15.23 A 182417 D Common Stock 2011-11-09 4 S 0 79237 43.4906 D 103180 D Non-qualified Stock Option (Right to Buy) 15.23 2011-11-09 4 M 0 79237 0 D 2013-11-20 Common Stock 79237 5986 D Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based restricted stock units granted on November 15, 2010. The RSUs will vest as follows: 8,052 RSUs vest on November 15, 2012 and 8,051 RSUs vest on November 15, 2013. The sales reported on this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on August 22, 2011. This transaction was executed in multiple trades at prices ranging from $43.28 to $43.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option representing a right to purchase a total of 170,000 shares, became exercisable in two increments of 56,667 shares on each of October 1, 2004 and October 1, 2005, and one increment of 56,666 shares on October 1, 2006. /s/ Alejandro C. Torres, attorney-in-fact for Paula E. Boggs 2011-11-10