0001127602-11-027232.txt : 20111012 0001127602-11-027232.hdr.sgml : 20111012 20111012193712 ACCESSION NUMBER: 0001127602-11-027232 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20111003 FILED AS OF DATE: 20111012 DATE AS OF CHANGE: 20111012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gass Michelle CENTRAL INDEX KEY: 0001450262 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 111138414 MAIL ADDRESS: STREET 1: 2401 UTAH AVE. S., SUITE 800 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 3 1 form3.xml PRIMARY DOCUMENT X0204 3 2011-10-03 0 0000829224 STARBUCKS CORP SBUX 0001450262 Gass Michelle 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 pres, Starbucks Coffee EMEA Common Stock 90726 D Non-qualified Stock Option (Right to Buy) 36.75 2016-11-20 Common Stock 51701 D Non-qualified Stock Option (Right to Buy) 22.87 2017-11-19 Common Stock 28734 D Non-qualified Stock Option (Right to Buy) 8.64 2018-11-17 Common Stock 38029 D Non-qualified Stock Option (Right to Buy) 9.59 2018-12-18 Common Stock 50000 D Non-qualified Stock Option (Right to Buy) 22.06 2019-11-16 Common Stock 56373 D Non-qualified Stock Option (Right to Buy) 30.785 2020-11-15 Common Stock 77960 D Includes 52,555 Restricted Stock Units("RSUs") earned on the achievement of performance goals under performance-based restricted stock units. The RSUs vest as follows: 8,585 RSUs vest on November 17, 2011; 21,985 RSUs vest on November 16, 2011 and 21,985 RSUs vest on November 16, 2012. The option became exercisable in one increment of 12,926 shares on November 20, 2007 and three increments of 12,925 shares each on November 20, 2008, November 20, 2009 and November 20, 2010. The option became exercisable in two increments of 7,184 shares each on November 19, 2008 and November 19, 2009, and one increment of 7,183 shares on November 19, 2010 and becomes exercisable as to one increment of 7,183 shares on November 19, 2011. The option became exercisable in one increment of 9,508 shares on November 17, 2009 and one increment of 9,507 shares on November 17, 2010, and becomes exercisable as to two increments of 9,507 shares each on November 17, 2011 and November 17, 2012. The option became exercisable in two increments of 12,500 shares each on December 18, 2009 and December 18, 2010, and becomes exercisable as to two increments of 12,500 shares each on December 18, 2011 and December 18, 2012. The option became exercisable in one increment of 14,094 shares on November 16, 2010 and becomes exercisable as to three increments of 14,093 shares each on November 16, 2011, November 16, 2012 and November 16, 2013. The option becomes exercisable in four increments of 19,490 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014. Exhibit 24 - Power of Attorney attached to this filing. /s/ Alejandro C. Torres, attorney-in-fact for Michelle Gass 2011-10-12 EX-24 2 doc1.txt POWER OF ATTORNEY FOR EXECUTING FORMS 3, 4, AND 5 The undersigned hereby constitutes and appoints Paula E. Boggs, Sophie Hager Hume and Alejandro C. Torres or any of them, as his or her true and lawful attorney-in-fact to: 1. prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; 2. execute for and on behalf of the undersigned Initial Statements of Beneficial Ownership of Securities on Form 3, Statements of Change of Beneficial Ownership of Securities on Form 4 and Annual Statements of Beneficial Ownership of Securities on Form 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder; 3. do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the SEC and any required stock exchange, stock market or similar authority; and 4. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of or legally required by the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and power herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming nor is Starbucks Corporation assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder. This Power of Attorney shall supersede and revoke any Power of Attorney previously executed with respect to executing Forms 3, 4 and 5 and shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5, unless earlier revoked in writing delivered to the general counsel of Starbucks Corporation. Dated this 7th day of October, 2011. /s/ Michelle Gass Name Printed: Michelle Gass