0001127602-11-024844.txt : 20110906
0001127602-11-024844.hdr.sgml : 20110905
20110906180131
ACCESSION NUMBER: 0001127602-11-024844
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110901
FILED AS OF DATE: 20110906
DATE AS OF CHANGE: 20110906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CULVER JOHN
CENTRAL INDEX KEY: 0001456877
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 111076686
MAIL ADDRESS:
STREET 1: 2401 UTAH AVE. S. SUITE 800
CITY: SEATTLE
STATE: WA
ZIP: 98134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0928
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-09-01
0000829224
STARBUCKS CORP
SBUX
0001456877
CULVER JOHN
2401 UTAH AVENUE SOUTH, SUITE 800
SEATTLE
WA
98134
1
pres, Starbucks Coffee Intl
Common Stock
2011-09-01
4
M
0
8250
30.42
A
105101
D
Common Stock
2011-09-01
4
M
0
13217
36.75
A
118318
D
Common Stock
2011-09-01
4
M
0
20947
29.59
A
139265
D
Common Stock
2011-09-01
4
M
0
900
22.87
A
140165
D
Common Stock
2011-09-01
4
M
0
4500
15.23
A
144665
D
Common Stock
2011-09-01
4
M
0
14000
27.32
A
158665
D
Common Stock
2011-09-01
4
S
0
57001
39.0307
D
101664
D
Employee Stock Option (Right to Buy)
30.42
2011-09-01
4
M
0
8250
0
D
2015-11-16
Common Stock
8250
0
D
Employee Stock Option (Right to Buy)
36.75
2011-09-01
4
M
0
13217
0
D
2016-11-20
Common Stock
13217
0
D
Employee Stock Option (Right to Buy)
29.59
2011-09-01
4
M
0
20947
0
D
2017-03-15
Common Stock
20947
0
D
Employee Stock Option (Right to Buy)
22.87
2011-09-01
4
M
0
900
0
D
2017-11-19
Common Stock
900
23045
D
Employee Stock Option (Right to Buy)
15.23
2011-09-01
4
M
0
4500
0
D
2013-11-20
Common Stock
4500
0
D
Employee Stock Option (Right to Buy)
27.32
2011-09-01
4
M
0
14000
0
D
2014-11-16
Common Stock
14000
0
D
Includes 207 shares purchased on December 31, 2010, 180 shares purchased on March 31, 2011 and 198 shares purchased on June 30, 2011, pursuant to the Starbucks Corporation Employee Stock Purchase Plan.
This transaction was executed in multiple trades at prices ranging from $39.00 to $39.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The option, representing a right to purchase a total of 11,000 shares, became exercisable in four equal increments of 2,750 shares each on November 16, 2006, November 16, 2007, November 16, 2008, and November 16, 2009.
The option became exercisable in one increment of 3,305 shares on November 20, 2007, and three increments of 3,304 shares each on November 20, 2008, November 20, 2009 and November 20, 2010.
The option became exercisable in three increments of 5,237 shares each on March 15, 2008, March 15, 2009 and March 15, 2010, and one increment of 5,236 shares on March 15, 2011.
The option became exercisable in one increment of 5,987 shares on November 19, 2008, and two increments of 5,986 shares each on November 19, 2009 and November 19, 2010, and becomes exercisable as to one increment of 5,986 shares on November 19, 2011.
The option, representing a right to purchase a total of 18,000 shares, became exercisable in four equal increments of 4,500 shares each on October 1, 2004, October 1, 2005, October 1, 2006 and October 1, 2007.
The option, representing a right to purchase a total of 28,000 shares, became exercisable in four equal increments of 7,000 shares each on October 1, 2005, October 1, 2006, October 1, 2007 and October 1, 2008.
/s/ Alejandro C. Torres, attorney-in-fact for John Culver
2011-09-06