0001095811-01-504933.txt : 20011008 0001095811-01-504933.hdr.sgml : 20011008 ACCESSION NUMBER: 0001095811-01-504933 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010910 ITEM INFORMATION: Other events FILED AS OF DATE: 20010917 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 1738011 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 8-K 1 v75767e8-k.htm FORM 8-K Starbucks Corporation Form 8-K
Table of Contents

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): September 10, 2001


STARBUCKS CORPORATION
(Exact name of registrant as specified in its charter)

         
 
Washington
(State or other jurisdiction
of incorporation)
  0-20322
(Commission
File Number)
  91-1325671
(I.R.S. Employer
Identification No.)


2401 Utah Avenue South
Seattle, Washington 98134
(Address of principal executive offices, including zip code)

(206) 447-1575
(Registrants’ telephone number, including area code)

 


Item 5. Other Events
SIGNATURES
EXHIBIT 99

Item 5. Other Events

     Attached hereto as Exhibit No. 99 and incorporated herein by reference, is the text of a press release of Starbucks Corporation dated September 10, 2001.

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
    Starbucks Corporation
(Registrant)
 
 
 
Dated: September 14, 2001   /s/   MICHAEL CASEY

  By:  Michael Casey
executive vice president,
chief financial officer
and chief administrative
officer

  EX-99 3 v75767ex99.txt EXHIBIT 99 1 EXHIBIT 99 STARBUCKS ANNOUNCES PLANS FOR IPO OF STARBUCKS COFFEE JAPAN, LTD. SEATTLE; SEPTEMBER 10, 2001- Starbucks Coffee Company (Nasdaq: SBUX) ("Starbucks") today announced plans for an initial public offering ("IPO") in Japan of shares of Starbucks Coffee Japan, Ltd. ("Starbucks Japan"). The shares will be listed on Nasdaq Japan. Timing of the IPO is currently targeted for mid October. Starbucks Japan is a 50-50 joint venture between Starbucks Coffee International ("SCI"), a wholly owned subsidiary of Starbucks, and Japanese retailer and restaurateur, SAZABY Inc. ("Sazaby"). Starbucks Japan plans to offer 220,000 newly issued shares, and SCI and Sazaby each plan to offer up to 30,000 of their shares to the public in Japan at a price to be determined at the time of the offering. Following the offering, SCI and Sazaby will each continue to own approximately 40% of the total outstanding shares of Starbucks Japan. The financial impact to Starbucks of the IPO, including any capital gain from the sale of shares by SCI, is included in Starbucks previously stated fiscal 2002 earnings per share expectations of $0.56 - $0.58. Proceeds from the offering of newly issued shares will be used to finance the future growth of Starbucks Japan. In keeping with Starbucks philosophy of encouraging long-term commitment and a sense of ownership across the employee population, the IPO will also provide liquidity to the stock option program introduced by Starbucks Japan earlier this year. The shares of Starbucks Japan will not be registered under the Securities Act of 1933, as amended, and as a result may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. This release includes forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Such statements, including trends in, or expectations regarding, the Company's operations and financial results, are based on currently available operating, financial and competitive information and are subject to various risks and uncertainties. Actual future results and trends may differ materially depending on a variety of factors including but not limited to, coffee and other raw material prices and availability, successful execution of internal performance and expansion plans, the effect of slowing U.S. and international economies, the impact of competition, the effect of legal proceedings and other risks detailed in the Company's filings with the Securities and Exchange Commission. Starbucks Coffee Company is the leading retailer, roaster and brand of specialty coffee in the world, with more than 4,600 stores in North America, the United Kingdom, continental Europe, the Middle East and the Pacific Rim. The Starbucks Coffee Japan, Ltd. joint venture was established in October 1995.