-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ODhQt4ZWDxy21QgkL8qCXY6IiUwLtNBaHuXcwFOPNLdNWkB6CzvnJzF2qz9e0mY5 ngJANpJqh4jnFEX4c7g+xA== 0000891020-02-001090.txt : 20020806 0000891020-02-001090.hdr.sgml : 20020806 20020805172816 ACCESSION NUMBER: 0000891020-02-001090 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020805 ITEM INFORMATION: FILED AS OF DATE: 20020805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 02719944 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 8-K 1 v83379e8vk.htm FORM 8-K Form 8-K
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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): August 5, 2002

STARBUCKS CORPORATION

(Exact name of registrant as specified in its charter)
         
Washington   0-20322   91-1325671
(State or other jurisdiction
of incorporation)		   (Commission
File Number) 		  (I.R.S. Employer
Identification No.)

2401 Utah Avenue South
Seattle, Washington 98134
(Address of principal executive offices, including zip code)

(206) 447-1575
(Registrants’ telephone number, including area code)

 

Item 9. Regulation FD Disclosure
SIGNATURES
Exhibit 99

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Item 9. Regulation FD Disclosure

     On August 5, 2002, Orin C. Smith, president and chief executive officer, and Michael Casey, executive vice president and chief financial officer, of Starbucks Corporation submitted sworn statements to the Securities and Exchange Commission pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934, as amended, and Order No. 4-460 issued on June 27, 2002.

     Copies of the statements by Mr. Smith and Mr. Casey are attached as Exhibit 99.

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    Starbucks Corporation
(Registrant)
 
 
Dated: August 5, 2002       /s/ Michael Casey
       
    By:   Michael Casey
executive vice president and
chief financial officer

  EX-99 3 v83379exv99.htm EXHIBIT 99 Exhibit 99

 

EXHIBIT 99

Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings

I, Orin C. Smith, president and chief executive officer, state and attest that:

(1)    To the best of my knowledge, based upon a review of the covered reports of Starbucks Corporation, and, except as corrected or supplemented in a subsequent covered report:

       •    no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
       •    no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

(2)    I have reviewed the contents of this statement with the Company’s Audit Committee.
 
(3)    In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:

       •    Annual Report on Form 10-K for the fiscal year ended September 30, 2001 of Starbucks Corporation, filed with the Commission on December 20, 2001;
 
       •    all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Starbucks Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
       •    any amendments to any of the foregoing.

     
    /s/ Orin Smith
   
    Orin C. Smith
 
    Date: July 23, 2002
   
 
    Subscribed and sworn to before me this 23rd day of July 2002.
 
    /s/ Suzanne C. Sendroy
   
    Notary Public
My Commission Expires: 5/19/2005

 

 

Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings

I, Michael Casey, executive vice president and chief financial officer, state and attest that:

(1)    To the best of my knowledge, based upon a review of the covered reports of Starbucks Corporation, and, except as corrected or supplemented in a subsequent covered report:

       •    no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
       •    no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

(2)    I have reviewed the contents of this statement with the Company’s Audit Committee.
 
(3)    In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:

       •    Annual Report on Form 10-K for the fiscal year ended September 30, 2001 of Starbucks Corporation, filed with the Commission on December 20, 2001;
 
       •    all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Starbucks Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
       •    any amendments to any of the foregoing.

     
    /s/ Michael Casey
   
    Michael Casey
 
    Date: August 5, 2002
   
 
    Subscribed and sworn to before me this 5th day of August 2002.
 
    /s/ Suzanne C. Sendroy
   
    Notary Public
My Commission Expires: 5/19/05

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