-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S1pmbelzRneHLOJS1KgB8NgBRHv0cvTBcDVAHlewoLDreABBMu5ha6IR8pHuRnqs 0b7p90NctVEMrhNA7K/Pdw== 0000950168-97-000396.txt : 19970223 0000950168-97-000396.hdr.sgml : 19970223 ACCESSION NUMBER: 0000950168-97-000396 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970221 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLUMA INC CENTRAL INDEX KEY: 0000829044 STANDARD INDUSTRIAL CLASSIFICATION: KNIT OUTERWEAR MILLS [2253] IRS NUMBER: 561541893 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-12763 FILM NUMBER: 97540671 BUSINESS ADDRESS: STREET 1: 801 FIELDCREST RD CITY: EDEN STATE: NC ZIP: 27288 BUSINESS PHONE: 9106354000 8-A12B 1 PLUMA, INC. 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PLUMA, INC. (Exact name of registrant as specified in its charter) North Carolina 56-1541893 (State of incorporation or organization) (I.R.S. Employer Identification No.) 801 Fieldcrest Road, Eden, North Carolina 27288 (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered Common Stock (no par value) New York Stock Exchange If this Form relates to the registration of a class of debt securities and is effective upon filing pursuant to General Instruction A.(c)(1), please check the following box. [ ] If this Form relates to the registration of a class of debt securities and is to become effective simultaneously with the effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A.(c)(2), please check the following box. [ ] Securities to be registered pursuant to Section 12(g) of the Act: (Title of class) (Title of class) INFORMATION REQUIRED IN REGISTRATION STATEMENT Item 1. Description of Registrant's Securities to be Registered. Reference is made to the information under the caption "Description of Capital Stock" set forth in the Registrant's Registration Statement on Form S-1, as amended, and filed with the Securities and Exchange Commission, SEC Filing Number 333-18755, for a description of the capital stock to be registered hereby. The information appearing there is incorporated herein by reference. Item 2. Exhibits. Pursuant to Instruction II as to Exhibits, the following exhibits are filed with the New York Stock Exchange as a part of this Registration Statement: 1.1 Copy of Registration Statement on Form S-1 (Amendment No. 2) as filed with the Securities and Exchange Commission (File No. 333-18755) 2.1 Articles of Incorporation as Amended 2.2 Bylaws as Amended 3.1 Specimen Common Stock Certificate SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized. Registrant: PLUMA, INC. Date: February 20, 1997 By: /s/ R. Duke Ferrell, Jr. R. Duke Ferrell, President and Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----