-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JIDuP+t0Q3/T68VdzTg7j5oHqqhhSNXz2p066j0a1Z1LculEZzLjj1sxxeaCELAi 43/zE9zqSHe8tGrAXF7TIw== 0000940400-08-000443.txt : 20081201 0000940400-08-000443.hdr.sgml : 20081201 20081201152629 ACCESSION NUMBER: 0000940400-08-000443 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081201 DATE AS OF CHANGE: 20081201 EFFECTIVENESS DATE: 20081201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGH YIELD PLUS FUND INC CENTRAL INDEX KEY: 0000828990 IRS NUMBER: 133459204 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05468 FILM NUMBER: 081222172 BUSINESS ADDRESS: STREET 1: GATEWAY CENTER THREE, 4TH FLOOR STREET 2: 100 MULBERRY STREET CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 973-802-6469 MAIL ADDRESS: STREET 1: GATEWAY CENTER THREE, 4TH FLOOR STREET 2: 100 MULBERRY STREET CITY: NEWARK STATE: NJ ZIP: 07102 NSAR-A 1 high.fil PAGE 1 000 A000000 09/30/2008 000 C000000 0000828990 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 THE HIGH YIELD PLUS FUND, INC. 001 B000000 811-05468 001 C000000 9733677521 002 A000000 100 MULBERRY ST., GWC 3, 4TH FL. 002 B000000 NEWARK 002 C000000 NJ 002 D010000 07102 002 D020000 4077 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 PRUDENTIAL INVESTMENTS LLC 008 B000001 A 008 C000001 801-31104 008 D010001 NEWARK 008 D020001 NJ 008 D030001 07102 008 D040001 4077 008 A000002 WELLINGTON MANAGEMENT COMPANY, LLP 008 B000002 A 008 C000002 801-15908 008 D010002 BOSTON 008 D020002 MA 008 D030002 02109 010 A000001 PRUDENTIAL INVESTMENTS LLC 010 B000001 811-31104 010 C010001 NEWARK 010 C020001 NJ 010 C030001 07102 PAGE 2 010 C040001 4077 012 A000001 COMPUTERSHARE TRUST COMPANY N.A. 012 B000001 84-05925 012 C010001 PROVIDENCE 012 C020001 RI 012 C030001 02940 013 A000001 KPMG LLP 013 B010001 NEW YORK 013 B020001 NY 013 B030001 10154 014 A000001 WACHOVIA SECURITIES, LLC 014 B000001 8-37180 014 A000002 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC 014 B000002 8-28721 014 A000003 FIRST CLEARING LLC 014 B000003 8-35158 014 A000004 WEXFORD CLEARING SERVICES LLC 014 B000004 8-48636 014 A000005 PRUCO SECURITIES LLC 014 B000005 8-16402 014 A000006 PRUDENTIAL EQUITY GROUP LLC 014 B000006 8-27154 014 A000007 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC 014 B000007 8-36540 014 A000008 AMERICAN SKANDIA MARKETING, INC. 014 B000008 8-39058 014 A000009 PRU GLOBAL SECURITIES LLC 014 B000009 8-66040 015 A000001 PFPC TRUST COMPANY 015 B000001 C 015 C010001 PHILADELPHIA 015 C020001 PA 015 C030001 19153 015 E010001 X 018 000000 N 019 A000000 Y 019 B000000 150 019 C000000 PRUDENTIAL 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 JP MORGAN SECURITIES, INC. 022 B000001 13-3224016 PAGE 3 022 C000001 230586 022 D000001 345 022 A000002 CREDIT SUISSE SECURITIES (USA) LLC 022 B000002 13-5659485 022 C000002 1204 022 D000002 252 022 A000003 LEHMAN BROTHERS, INC. 022 B000003 13-2518466 022 C000003 463 022 D000003 824 022 A000004 MERRILL LYNCH & CO., INC. 022 B000004 13-5674085 022 C000004 405 022 D000004 855 022 A000005 GOLDMAN SACHS & CO. 022 B000005 13-5108880 022 C000005 606 022 D000005 1066 022 A000006 DEUTSCHE BANK SECURITIES, INC. 022 B000006 13-2730828 022 C000006 1039 022 D000006 398 022 A000007 BANC OF AMERICA SECURITIES LLC 022 B000007 56-2058405 022 C000007 1389 022 D000007 915 022 A000008 JEFFERIES & COMPANY, INC. 022 B000008 95-2622900 022 C000008 145 022 D000008 280 022 A000009 MORGAN STANLEY 022 B000009 13-2655998 022 C000009 672 022 D000009 185 022 A000010 FIRST UNION CAPITAL MARKETS 022 B000010 56-0898180 022 C000010 150 022 D000010 420 023 C000000 237659 023 D000000 5811 024 000000 N 025 D000001 0 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 N 026 B000000 N PAGE 4 026 C000000 N 026 D000000 Y 026 E000000 Y 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 N 028 A010000 0 028 A020000 0 028 A030000 0 028 A040000 0 028 B010000 0 028 B020000 0 028 B030000 0 028 B040000 0 028 C010000 0 028 C020000 0 028 C030000 0 028 C040000 0 028 D010000 0 028 D020000 0 028 D030000 0 028 D040000 0 028 E010000 0 028 E020000 0 028 E030000 0 028 E040000 0 028 F010000 0 028 F020000 0 028 F030000 0 028 F040000 0 028 G010000 0 028 G020000 0 028 G030000 0 028 G040000 0 028 H000000 0 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 035 000000 0 036 B000000 0 038 000000 0 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 0 PAGE 5 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 044 000000 0 045 000000 Y 046 000000 N 047 000000 Y 048 000000 0.500 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 N 054 A000000 Y 054 B000000 Y 054 C000000 N 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 Y 054 H000000 Y 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 N 054 M000000 N 054 N000000 N PAGE 6 055 A000000 N 055 B000000 Y 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 0 062 A000000 Y 062 B000000 0.0 062 C000000 0.0 062 D000000 2.7 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 122.8 062 Q000000 5.8 062 R000000 0.1 063 A000000 0 063 B000000 6.0 066 A000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 Y 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 Y 070 E020000 N 070 F010000 Y 070 F020000 N 070 G010000 Y 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 Y PAGE 7 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 N 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 N 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 Y 070 P010000 Y 070 P020000 N 070 Q010000 Y 070 Q020000 N 070 R010000 Y 070 R020000 N 071 A000000 8300 071 B000000 9353 071 C000000 67879 071 D000000 12 072 A000000 6 072 B000000 3001 072 C000000 0 072 D000000 0 072 E000000 0 072 F000000 136 072 G000000 54 072 H000000 0 072 I000000 9 072 J000000 30 072 K000000 0 072 L000000 12 072 M000000 5 072 N000000 12 072 O000000 0 072 P000000 270 072 Q000000 0 072 R000000 14 072 S000000 27 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 4 072 X000000 573 072 Y000000 0 072 Z000000 2428 072AA000000 96 072BB000000 1135 PAGE 8 072CC010000 0 072CC020000 4678 072DD010000 2413 072DD020000 0 072EE000000 0 073 A010000 0.1500 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 64 074 B000000 1300 074 C000000 0 074 D000000 62471 074 E000000 0 074 F000000 69 074 G000000 0 074 H000000 0 074 I000000 49 074 J000000 0 074 K000000 0 074 L000000 1667 074 M000000 1 074 N000000 65621 074 O000000 0 074 P000000 8 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 16992 074 S000000 0 074 T000000 48621 074 U010000 16088 074 U020000 0 074 V010000 3.02 074 V020000 0.00 074 W000000 0.0000 074 X000000 494 074 Y000000 0 075 A000000 0 075 B000000 53643 076 000000 2.32 077 A000000 N 078 000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 PAGE 9 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 429906100 087 A030000 HYP 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE MAUREEN E POWER TITLE MANAGER -----END PRIVACY-ENHANCED MESSAGE-----