-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EA5/yBJ6nD8i7GY6+bcU0Ty6aBd8iP38vvFpontouAj/NaMGOsP0FtO6r1U6FywM IKkDr5WgCP7px2sdKcrRVQ== 0000891554-99-000428.txt : 19990301 0000891554-99-000428.hdr.sgml : 19990301 ACCESSION NUMBER: 0000891554-99-000428 CONFORMED SUBMISSION TYPE: NSAR-U PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL VARIABLE APPRECIABLE ACCOUNT CENTRAL INDEX KEY: 0000828972 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 221121670 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-U SEC ACT: SEC FILE NUMBER: 811-05466 FILM NUMBER: 99551938 BUSINESS ADDRESS: STREET 1: PRUDENTIAL INSURANCE CO OF AMERICA STREET 2: 213 WASHINGTON STREET CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026196 MAIL ADDRESS: STREET 1: PRUDENTIAL INSURANCE CO OF AMERICA STREET 2: 213 WASHINGTON ST CITY: NEWARK STATE: NJ ZIP: 07102 FORMER COMPANY: FORMER CONFORMED NAME: PRUDENTIAL VARIABLE LIFE INSURANCE ACCOUNT DATE OF NAME CHANGE: 19880606 NSAR-U 1 FOR FISCAL YEAR ENDING 12/31/98 FORM N-SAR SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Report for six month period ending: / / (a) or fiscal year ending: 12/31/98 (b) Is this a transition report?: (Y/N) _N_ Is this an amendment to a previous filing? (Y/N) _N_ Those items or sub-items with a star after the item number should be completed only if the answer has changed from the previous filing on this form: 1. A. Registrant Name: The Prudential Variable Appreciable Account B. File Number: 811-5466 C. Telephone Number: 973-802-6000 2. A. Street: 213 Washington Street B. City: Newark C. State: NJ D. Zip Code: 07102 Zip Ext: 2992 E. Foreign Country:_________________ Foreign Postal Code:_______ 3. Is this the first filing on this form by Registrant?(Y/N) _N_ 4. Is this the last filing on this form by Registrant?(Y/N) _N_ 5. Is Registrant a small business investment company (SBIC)?(Y/N) _N_ 6. Is Registrant a unit investment trust(UIT)?(Y/N) _Y_ (If answer is "Y" (yes) complete only items 111 through 132) 7. A. Is Registrant a series or multiple portfolio company?(Y/N) _N_ (If answer is "N" (No), go to item 8.) B. How many separate series or portfolios did Registrant have at the end of the period?___________________ SCREEN NUMBER: 01 PAGE NUMBER: 01 For period ending 12/31/98 If filing more than one File number 811-5466 Page 2, "X":____ C. List the name of each series or portfolio and give a consecutive number to each series or portfolio starting with the number 1. USE THE SAME NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES INFORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED THIS FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFORMATION IS REQUIRED EACH TIME THE FORM IS FILED. Is this the Series last filing Number Series Name for this series? ------ ----------- ---------------- 1 (Y/N) SCREEN NUMBER: 02 PAGE NUMBER: 02 (NOTE: See item D(8) of the general instructions to the form for information on how to complete the form for series companies.) For period ending 12/31/98 If filing more than one File number 811- 5466 Page 47, "X":____ UNIT INVESTMENT TRUSTS 111.* A. Depositor Name: Prudential Insurance Company of America B. File Number (If any):__________ C. City: Newark State: NJ Zip Code: 07102 Zip Ext:_____ D. Foreign Country:_____________ E. Foreign Postal Code:_________ 112.* A. Sponsor Name:______________________ B. File Number (If any):_________ C. City:_________ State:____ Zip Code:______ Zip Ext:_____ Foreign Country:___________ Foreign Postal Code:____________ SCREEN NUMBER: 55 PAGE NUMBER: 47 For period ending 12/31/98 If filing more than one File number 811- 5466 Page 48, "X":___ 113. A. Trustee Name: * B. City:_________ State:____ Zip Code:______ Zip Ext:_____ Foreign Country:___________ Foreign Postal Code:____________ 114. A. Principal Underwriter Name:____________________ * B. File Number: 8-____ C. City:_________ State:____ Zip Code:______ Zip Ext:_____ Foreign Country: Foreign Postal Code:____________ 115. A. Independent Public Accountant Name: PRICEWATERHOUSECOOPERS, LLP * B. City: New York State: NY Zip Code: 10036 Zip Ext:_____ Foreign Country:___________ Foreign Postal Code:____________ SCREEN NUMBER: 56 PAGE NUMBER: 48 For period ending 12/31/98 If filing more than one File number 811-5466 Page 49, "X":____ 116. A. Is Registrant part of a family of investment companies?(Y/N)____ * B. Identify the family in 10 letters: PRUDENTIAL (NOTE: In filing this form, use this identification consistently for all investment companies in family. This designation is for purposes of this form only.) 117. A. Is Registrant a separate account of an insurance company?(Y/N) _Y_ * If answer is "Y" (Yes), are any of the following types of contracts funded by the Registrant?: B. Variable annuity contracts?(Y/N): _N_ C. Scheduled premium variable life contracts: _N_ D. Flexible premium variable life contracts: _Y_ E. Other types of insurance products registered under the Securities Acts of F. 1933?(Y/N) _N_ 118. State the number of series existing at the end of the period that * had securities registered under the Securities Act of 1933 119. State the number of new series for which registration statements * under the Securities Act of 1933 became effective during the period 120. State the total value of the portfolio securities on the date of * deposit for the new series included in item 119 ($000's omitted) _____________________ 121. State the number of series for which a current prospectus was in * existence at the end of the period 122. State the number of existing series for which additional units * were registered under the Securities Act of 1933 during the period SCREEN NUMBER: 57 PAGE NUMBER: 49 For period ending 12/31/98 If filing more than one File number 811-5466 Page 50, "X":____ 123. State the total value of the additional units considered in * answering item 122 ($000's omitted) __000__ 124. State the total value of units prior series that were placed in * the portfolios of subsequent series during the current period (the value of these units is to be measured on the date they were placed in the subsequent series)($000's omitted) 125. State the total dollar amount of sales loads collected (before * reallowances to other brokers or dealers) by Registrant's principal underwriter and any underwriter which is an affiliated person of the principal underwriter during the current period solely from the sale of units of all series of Registrant ($000's omitted) __000__ 126. Of the amounts shown in item 125, state the total dollar amount of sales loads collected from secondary market operations in Registrant's units (include the sales loads, if any, collected on units of a prior series placed in the portfolio of a subsequent series.)($000's omitted) __000__ 127. List opposite the appropriate description below the number of series whose portfolios are invested primarily (based upon a percentage of NAV) in each type of security shown, the aggregate total assets at market value as of a date at or near the end of the current period of each such group of series and the total income distributions made by each such group of series during the current period (excluding distributions of realized gains, if any): Number of Total Assets Total Income Series ($000's Distributions Investing omitted) ($000's omitted) --------- -------- ---------------- A. U.S. Treasury direct issue B. U.S. Government agency C. State and municipal tax-free D. Public utility debt E. Brokers or dealers debt or debt of brokers' or dealers' parent F. All other corporate intermed. & long term debt G. All other corporate short- term debt H. Equity securities of brokers or dealers or parents of brokers or dealers I. Investment company equity securities J. All other equity securities 1 $6,433,108 K. Other securities L. Total assets of all series of 1 $6,433,108 registrant SCREEN NUMBER: 58 PAGE NUMBER:50 For period ending 12/31/98 If filing more than one File number 811-5466 Page 51,"X":_____ 128. Is the timely payment of principal and interest on any of the * portfolio securities held by any of Registrant's series at the end of the current period insured or guaranteed by an entity other than the issuer?(Y/N) _____ Y/N 129. Is the issuer of any instrument covered in item 128 delinquent or * in default as to payment of principal or interest at the end of the current period?(Y/N) _____ Y/N 130. In computations of NAV or offering price per unit, is any part of * the value attributed to instruments identified in item 129 derived from insurance or guarantees?(Y/N) _____ Y/N 131. Total expenses incurred by all series of Registrant during the current reporting period ($000's omitted) $43,518 132. List the "811" (Investment Company Act of 1940) registration * number for all Series of Registrant that are being included in this filing: 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- SCREEN NUMBER: 59 PAGE NUMBER:51 This report is signed on behalf of the registrant in the City of Newark and State of New Jersey on the 26th day of February, 1999. THE PRUDENTIAL INSURANCE COMPANY OF AMERICA BY: /S/ James Schlomann WITNESS: /S/ Michael J Ostronic James Schlomann Michael J Ostronic Executive Vice President Director, Accounting -----END PRIVACY-ENHANCED MESSAGE-----