0001140361-12-011147.txt : 20120227 0001140361-12-011147.hdr.sgml : 20120227 20120227161051 ACCESSION NUMBER: 0001140361-12-011147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120223 FILED AS OF DATE: 20120227 DATE AS OF CHANGE: 20120227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAZARAKIS S JAMES CENTRAL INDEX KEY: 0001483384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16668 FILM NUMBER: 12642075 MAIL ADDRESS: STREET 1: 500 DELAWARE AVENUE CITY: WILMINGTON STATE: DE ZIP: 19801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WSFS FINANCIAL CORP CENTRAL INDEX KEY: 0000828944 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 222866913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 DELAWARE AVENUE CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 3027926000 MAIL ADDRESS: STREET 1: 500 DELAWARE AVENUE CITY: WILMINGTON STATE: DE ZIP: 19801 FORMER COMPANY: FORMER CONFORMED NAME: STAR STATES CORP DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0304 4 2012-02-23 0 0000828944 WSFS FINANCIAL CORP WSFS 0001483384 MAZARAKIS S JAMES C/O WSFS FINANCIAL CORP 500 DELAWARE AVENUE WILMINGTON DE 19801 0 1 0 0 Executive Vice President Common Stock 2012-02-23 4 A 0 1492 40.89 A 7001 I Restricted Common Stock 2012-02-23 4 A 0 357 40.89 A 7358 I Restricted Common Stock 2012-02-24 4 J 0 73 39.56 D 7285 I Restricted Common Stock 2012-02-24 4 J 0 73 39.56 A 1173 D Common Stock 2012-02-24 4 F 0 27 39.56 D 1146 D The restricted stock shall not become transferable any earlier than as permitted under the following schedule (except as necessary to reflect a merger or acquisition of the Company): (i) 25% of the shares at the time of repayment of 25% of the aggregate financial assistance (the "financial assistance") received by the Company under the Emergercy Economic Stabilization Act of 2008 ("EESA") as amended by the American Recovery and Reinvestment Act of 2009; (ii) an additional 25% of the shares (50% in the aggregate) at the time of repayment of 50% of the aggregate financial assistance; (iii) an additional 25% of the shares (75% in the aggregate) at the time of repayment of 75% of the aggregate financial assistance and (iv) the remainder of the shares granted at the time of repayment of 100% of the financial assistance. 25% will vest after year 1 25% will vest after year 2 25% will vest after year 3 25% will vest after year 4 Transaction reflects change in ownership only from indirect to direct as a result of vesting of restricted award. /s/ S. James Mazarakis, By: Robert F. Mack, Power of Attorney 2012-02-27