-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AbjB8hzm/9Jt7Kazn4bFp0yEfBWa7RjaJ15cWmVJrjTGh2uvvcAdU1w8NG3JTb75 WC6DGd+SgO8/lUZTkVdTJA== 0001111547-00-000009.txt : 20000419 0001111547-00-000009.hdr.sgml : 20000419 ACCESSION NUMBER: 0001111547-00-000009 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000418 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WSFS FINANCIAL CORP CENTRAL INDEX KEY: 0000828944 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 222866913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-39884 FILM NUMBER: 603680 BUSINESS ADDRESS: STREET 1: 838 MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 3027926000 MAIL ADDRESS: STREET 1: 838 MARKET STREET CITY: WILMINGTON STATE: DE ZIP: 19801 FORMER COMPANY: FORMER CONFORMED NAME: STAR STATES CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ESTATE OF ROLLINS JOHN W SR CENTRAL INDEX KEY: 0001111547 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 2200 CONCORD PIKE CITY: WILMINGTON STATE: DE ZIP: 19803 MAIL ADDRESS: STREET 1: 2200 CONCORD PIKE CITY: WILMINGTON STATE: DE ZIP: 19803 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 WSFS Financial Corporation (Name of Issuer) $0.01 Par Value Common Stock (Title of Class of Securities) 855180 10 5 (CUSIP Number) Henry B. Tippie, P.O. Box 26557, Austin, Texas 78755, (512) 346-1800 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 7, 2000 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box /__/. SCHEDULE 13D WSFS FINANCIAL CORPORATION CUSIP NO. 855180 10 5 Page 2 of 5 (1) NAME OF REPORTING PERSON (a) Estate of John W. Rollins, Sr. (b) Henry B. Tippie, Executor of the Estate of John W. Rollins, Sr. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (a) E.I.N. # 54-6461824 (b) S.S. # ###-##-#### _____________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /__/ (b) /__/ _____________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________ (4) SOURCE OF FUNDS* 00 ____________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) /__/ ____________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION (a) State of Delaware (b) United States ____________________________________________________________________ (7) SOLE VOTING POWER (a) 852,133 (b) -0- ____________________________________________________________________ NUMBER OF (8) SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY EACH (9) SOLE DISPOSITIVE POWER REPORTING (a) 852,133 PERSON WITH (b) -0- (10) SHARED DISPOSITIVE POWER SCHEDULE 13D WSFS FINANCIAL CORPORATION CUSIP NO. 855180 10 5 Page 3 of 5 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (a) 852,133 (b) -0- _____________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* /__/ _____________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (a) 7.6% (b) 0.0% _____________________________________________________________________ (14) TYPE OF REPORTING PERSON* (a) 00 (b) IN _____________________________________________________________________ Item 1. Security and Issuer. The class of equity security to which this Schedule 13D relates is the Common Stock, par value $0.01 per share, of WSFS Financial Corporation, a Delaware corporation (the "Corporation"). The principal office of the Corporation is located at 838 Market Street, Wilmington, Delaware 19899. Item 2. Identity and Background. This Schedule 13D is filed by the Estate of John W. Rollins, Sr. (the "Estate") and Henry B. Tippie, both as executor of the Estate and individually ("Mr. Tippie"). The Estate and Mr. Tippie are not a "group" within the meaning of Section 13(d) and are filing on the same Schedule for convenience only. The Estate came into existence upon the death of John W. Rollins, Sr. on April 4, 2000. The Estate's business address is 2200 Concord Pike, Wilmington, Delaware 19803. Letters Testamentary upon the Estate were in due form of law granted unto Mr. Tippie on April 7, 2000. Mr. Tippie's business address is 3420 Executive Center Drive, N.W., Suite 163, Austin, TX 78731. Mr. Tippie is Chairman of the Executive Committee and Vice Chairman of the Board of Rollins Truck Leasing Corp., Chairman of the Executive Committee and Director of Matlack SCHEDULE 13D WSFS FINANCIAL CORPORATION CUSIP NO. 855180 10 5 Page 4 of 5 Systems, Inc., Chairman of the Board and Chief Executive Officer of Tippie Services, Inc., Vice Chairman of the Board of Dover Downs Entertainment, Inc. and a Director of various other public and private companies. During the last five years neither Mr. Tippie nor the Estate were convicted in a criminal proceeding. During the past five years neither Mr. Tippie nor the Estate were a party to a civil proceeding of a judicial or administrative body of competent jurisdiction in which as a result of such proceeding, either was or is subject to any judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Mr. Tippie is a citizen of the United States of America. Item 3. Source and Amount of Funds or Other Consideration. This section is not applicable as the securities were acquired by the Estate by operation of law upon the death of Mr. Rollins. Item 4. Purpose of Transaction Please refer to Item 3. Neither the Estate nor Mr. Tippie have any plans or proposals which relate to any of the matters requiring disclosure under this Item 4. Item 5. Interest in Securities of the Issuer. (a) Estate: 852,133 Mr. Tippie: -0- (b) Please refer to Items 7 through 9 on page 2 and Item 5(a) above. (c) None (d) None (e) Not applicable Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Not applicable. SCHEDULE 13D WSFS FINANCIAL CORPORATION CUSIP NO. 855180 10 5 Page 5 of 5 Item 7. Material to be filed as Exhibits. None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Estate of John W. Rollins, Sr. Date: April 18, 2000 /s/ Henry B. Tippie By Henry B. Tippie, Executor /s/ Henry B. Tippie Henry B. Tippie, Individually Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----