-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KaMHBjx7sVYsYLrMoLMNaS24HldMs4oW5sbk2qYzp5wWB6+lp3D6Oe4oEXxlX0p+ lrLan8x4J4Fxur4UxfVAmA== 0000950109-01-503437.txt : 20010911 0000950109-01-503437.hdr.sgml : 20010911 ACCESSION NUMBER: 0000950109-01-503437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010831 FILED AS OF DATE: 20010910 COMPANY DATA: COMPANY CONFORMED NAME: CONN MICHAEL CENTRAL INDEX KEY: 0001123301 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1075 FIRST AVENUE CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 BUSINESS PHONE: 6102653229 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLOBAL SPORTS INC CENTRAL INDEX KEY: 0000828750 STANDARD INDUSTRIAL CLASSIFICATION: RUBBER & PLASTICS FOOTWEAR [3021] IRS NUMBER: 042958132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16611 FILM NUMBER: 1734662 BUSINESS ADDRESS: STREET 1: 1075 FIRST AVE STREET 2: RTE 3 INDUSTRIAL PARK CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 BUSINESS PHONE: 6102653229 MAIL ADDRESS: STREET 1: 1075 FIRST AVE CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 4 1 d4.txt FORM 4 -- MICHAEL R. CONN /------------------------------/ / OMB APPROVAL / /------------------------------/ / OMB Number 3235-0287 / / Expires: September 30, 1998 / / Estimated average burden / / hours per response...... 0.5 / /------------------------------/ +--------+ | FORM 4 | U.S. SECURITIES AND EXCHANGE COMMISSION +--------+ Washington, D.C. 20549 [_] Check this box if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP to Section 16. Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities obligations may Exchange Act of 1934, Section 17(a) of the continue. See Public Utility Holding Company Act of 1935 or instruction 1(b). Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person Conn Michael R. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 1075 First Avenue - -------------------------------------------------------------------------------- (Street) King of Prussia, PA 19406 - -------------------------------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Global Sports, Inc. (GSPT) - -------------------------------------------------------- 3. I.R.S. or Social Security Number of Reporting Person (Voluntary) -------------------------------------------------- 4. Statement for Month/Year August, 2001 --------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) --------------------------------- 6. Relationship of Reporting Person(s) to Issuer (check all applicable) ___ Director X Officer ___ 10% Owner ___ Other --- (give title below) (specify below) Senior Vice President, Business Development ------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person ---- ____ Form filed by More than One Reporting Person Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of action action or Disposed of (D) Securities ship of In- Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene- Day/ ----------------------------------------------- End of (D) or ficial Year) Month Indirect Owner- Code V Amount (A) or Price (Instr. 3 and 4) (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/9/01 M 7,500 A $4,313 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/10/01 M 7,500 A $4,313 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/23/01 M 12,500 A $5.56 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/24/01 M 7,500 A $5.56 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/9/01 S 1,800 D $15.20 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/9/01 S 1,000 D $14.90 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/9/01 S 1,500 D $15.10 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/9/01 S 500 D $15.23 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/9/01 S 1,700 D $14.95 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/9/01 S 500 D $15.14 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/9/01 S 500 D $15.11 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/10/01 S 3,600 D $14.99 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/10/01 S 2,000 D $14.91 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/10/01 S 500 D $14.90 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/10/01 S 500 D $14.97 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/10/01 S 500 D $15.00 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/10/01 S 400 D $14.93 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/23/01 S 1,000 D $17.82 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/23/01 S 1,000 D $17.90 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/23/01 S 1,000 D $17.65 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/23/01 S 2,500 D $17.10 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/23/01 S 1,000 D $17.21 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/23/01 S 1,000 D $17.20 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/23/01 S 2,000 D $17.30 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/23/01 S 1,400 D $17.55 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/23/01 S 500 D $18.00 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/23/01 S 1,000 D $17.25 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/23/01 S 100 D $17.56 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/24/01 S 3,100 D $15.86 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/24/01 S 1,000 D $15.80 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/24/01 S 900 D $15.85 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/24/01 S 2,500 D $16.85 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/24/01 S 3,500 D $15.95 -0- - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). (Over) FORM 4 (continued) Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ----------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- Security (Instr. 3) sion or action tion Code ative Securities Exercise Date (Instr. 8) Acquired (A) or Price of (Month/ Disposed of (D) Deriv- Day/ (Instr. 3, 4 and 5) ative Year) Security -------------------------------------------------- Code V (A) (D) - ----------------------------------------------------------------------------------------------------------------------------- Employee Stock Option (right to $4,313 8/9/01 M 7,500 buy) - ----------------------------------------------------------------------------------------------------------------------------- Employee Stock Option (right to $4,313 8/10/01 M 7,500 buy) - ----------------------------------------------------------------------------------------------------------------------------- Employee Stock Option (right to $5,563 8/23/01 M 12,500 buy) - ----------------------------------------------------------------------------------------------------------------------------- Employee Stock Option (right to $5,563 8/24/01 M 7,500 buy) - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ 6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Na- cisable and Underlying Securities of of Deriv- ship ture Expiration (Instr. 3 and 4) Deriv- ative Form of In- Date ative Secur- of De- direct (Month/Day/ Secur- ities rivative Bene- Year) ity Bene- Security ficial (Instr. ficially Direct Owner- -------------------------------------------- 5) Owned (D) or ship Date Expira- Amount or at End Indirect (Instr. Exer- tion Title Number of of (1) 4) cisable Date Shares Month (Instr. 4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ (1) 5/30/10 Common 7,500 Stock - ------------------------------------------------------------------------------------------------------------------------------------ (1) 5/30/10 Common 7,500 5,000 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ (2) 1/3/11 Common 12,500 Stock - ------------------------------------------------------------------------------------------------------------------------------------ (2) 1/3/11 Common 7,500 55,000 D Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934 (as amended), the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to be filed by such person. /s/ Michael R. Conn September 4, 2001 ------------------------------- --------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. _____________ (1) This option vested 50% on the date of grant and 16.67% on each of the next 3 anniversaries of the date of grant. (2) This option vested 25% on the first anniversary of the date of grant and 2.08% each month thereafter. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----