-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JM/abpGROKs+qGs3QtcU5ZE1lhpzSz/FhwIg7X4QSnLwfHOs/nZNJh0+7yuY1sCY E4++j4GakI5V6JwUzLEp/g== 0000950129-99-003738.txt : 19990817 0000950129-99-003738.hdr.sgml : 19990817 ACCESSION NUMBER: 0000950129-99-003738 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRSTCITY FINANCIAL CORP CENTRAL INDEX KEY: 0000828678 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 760243729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: SEC FILE NUMBER: 033-19694 FILM NUMBER: 99691898 BUSINESS ADDRESS: STREET 1: 6400 IMPERIAL DRIVE CITY: WACO STATE: TX ZIP: 76712 BUSINESS PHONE: 2547511750 MAIL ADDRESS: STREET 1: 6400 IMPERIAL DRIVE CITY: WACO STATE: TX ZIP: 76712 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CITY BANCORPORATION OF TEXAS INC/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CITY ACQUISITION CORP DATE OF NAME CHANGE: 19880523 10-Q/A 1 FIRSTCITY FINANCIAL CORPORATION - AMENDMENT 1 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A (MARK ONE) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 1999 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 0-26500 FIRSTCITY FINANCIAL CORPORATION (Exact name of Registrant as Specified in Its Charter) DELAWARE 76-0243729 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) Identification No.) 6400 IMPERIAL DRIVE, WACO, TX 76712 (Address of Principal Executive Offices) (Zip Code) (254) 751-1750 (Registrant's Telephone Number, Including Area Code)
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ] Indicate by check mark whether the registrant has filed all documents and reports required to be filed by Section 12, 13, or 15(d) of the Securities Exchange Act of 1934 subsequent to the distribution of securities under a plan confirmed by a court. Yes [X] No [ ] The number of shares of common stock, par value $.01 per share, outstanding at August 13, 1999 was 8,314,239. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2 The last sentence of the eleventh paragraph the Second Quarter 1999 Compared to Second Quarter 1998 section of Item 2. Management's Discussion and analysis is changed from: Increases in data processing, communication and other expenses in 1999 resulted from $9.1 million for the write down of assets deemed to be uncollectible and reserves for potential losses on assets and $8.1 million of one-time charges relating to the closing of retail offices. to: Increases in data processing, communication and other expenses in 1999 resulted from $9.1 million for the write down of assets deemed to be uncollectible and reserves for potential losses on assets and other increases resulting from the opening or acquisition of several new offices in 1998. The last sentence of the ninth paragraph the Six Months Ended June 30, 1999 Compared to Six Months Ended June 30, 1998 section of Item 2. Management's Discussion and analysis is changed from: Increases in data processing, communication and other expenses in 1999 resulted from $9.1 million for the write down of assets deemed to be uncollectible and reserves for potential losses on assets and $8.1 million of one-time charges relating to the closing of retail offices. to: Increases in data processing, communication and other expenses in 1999 resulted from $9.1 million for the write down of assets deemed to be uncollectible and reserves for potential losses on assets and other increases resulting from the opening or acquisition of several new offices in 1998. 3 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. FIRSTCITY FINANCIAL CORPORATION By /s/ JAMES T. SARTAIN ----------------------------------- Name: James T. Sartain Title: President and Chief Operating Officer and Director (Duly authorized officer of the Registrant) By /s/ GARY H. MILLER ----------------------------------- Name: Gary H. Miller Title: Senior Vice President and Chief Financial Officer (Duly authorized officer and principal financial officer of the Registrant) By /s/ JAMES B. BAKER ----------------------------------- Name: James B. Baker Title: Vice President and Controller (Duly authorized officer and principal accounting officer of the Registrant) Dated: August 16, 1999 -----END PRIVACY-ENHANCED MESSAGE-----