-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JzvHUOearLk5AhpPagQpIlbOTQyACYqeVhTl+ScHoUJXaWxqsXPF9grOoKgNfEbH KQod5pgfg/vZ1RN6V83sDQ== 0000909518-98-000460.txt : 19980707 0000909518-98-000460.hdr.sgml : 19980707 ACCESSION NUMBER: 0000909518-98-000460 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980702 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19980706 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRSTCITY FINANCIAL CORP CENTRAL INDEX KEY: 0000828678 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 760243729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-26500 FILM NUMBER: 98660730 BUSINESS ADDRESS: STREET 1: P O BOX 8216 CITY: WACO STATE: TX ZIP: 767148216 BUSINESS PHONE: 8177511750 MAIL ADDRESS: STREET 1: P O BOX 8216 CITY: WACO STATE: TX ZIP: 767148216 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CITY BANCORPORATION OF TEXAS INC/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CITY ACQUISITION CORP DATE OF NAME CHANGE: 19880523 8-K 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 2, 1998 ------------------------------ FIRSTCITY FINANCIAL CORPORATION - -------------------------------------------------------------------------------- (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 1-7614 76-0243729 - -------------------------------------------------------------------------------- (STATE OR OTHER (COMMISSION FILE NUMBER) (IRS EMPLOYER JURISDICTION IDENTIFICATION NO.) OF INCORPORATION) 6400 Imperial Drive, Waco, TX 76712 - -------------------------------------------------------------------------------- (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) Registrant's telephone number, including area code (254) 751-1750 ----------------------------- HOFS02...:\92\54892\0010\1612\FRM7068J.070 INFORMATION TO BE INCLUDED IN THE REPORT ITEM 5. OTHER EVENTS Press Release of July 2, 1998. ITEM 7. EXHIBITS Exhibit number Description -------------- ----------- 99.1 Press Release of July 2, 1998 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. FIRSTCITY FINANCIAL CORPORATION By: /s/ Gary H. Miller ------------------------------------- Name: Gary H. Miller Title: Senior Vice President and Chief Financial Officer Date: July 6, 1998 3 EXHIBIT INDEX Exhibit number Description -------------- ----------- 99.1 Press Release of July 2, 1998 4 EX-99 2 N E W S R E L E A S E FIRSTCITY FINANCIAL CORPORATION CONTACT: Suzy W. Taylor (713) 652-1810 FIRSTCITY FINANCIAL ANNOUNCES RESULTS OF WARRANT EXERCISE HOUSTON, TEXAS JULY 2, 1998...FirstCity Financial Corporation announced that approximately 96% of the outstanding warrants to purchase its common stock were exercised following the company's delivery of a notice to repurchase any warrants unexercised after June 25, 1998. The exercise increased the number of common shares outstanding to 8,255,323, and added approximately $11.8 million of common equity. The remaining unexercised warrants will be repurchased by the company for one dollar each. FirstCity is a diversified financial services company with operations dedicated to mortgage lending, portfolio asset acquisition and resolution and consumer lending through over 90 offices in the US and with affiliate organizations in Europe and Mexico. Its common (FCFC) and preferred (FCFCP and FCFCO) stocks are listed on the NASDAQ National Market System. (30) -----END PRIVACY-ENHANCED MESSAGE-----