0001140361-11-026434.txt : 20110510 0001140361-11-026434.hdr.sgml : 20110510 20110510165828 ACCESSION NUMBER: 0001140361-11-026434 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110506 FILED AS OF DATE: 20110510 DATE AS OF CHANGE: 20110510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNUEPPEL HENRY W CENTRAL INDEX KEY: 0001210925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07283 FILM NUMBER: 11829004 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGAL BELOIT CORP CENTRAL INDEX KEY: 0000082811 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 390875718 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 STATE ST CITY: BELOIT STATE: WI ZIP: 53511 BUSINESS PHONE: 6083648800 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511-6254 FORMER COMPANY: FORMER CONFORMED NAME: BELOIT TOOL CORP DATE OF NAME CHANGE: 19730522 FORMER COMPANY: FORMER CONFORMED NAME: RECORD A PUNCH CORP DATE OF NAME CHANGE: 19690320 4 1 doc1.xml FORM 4 X0303 4 2011-05-06 0 0000082811 REGAL BELOIT CORP RBC 0001210925 KNUEPPEL HENRY W 200 STATE STREET BELOIT WI 53511 1 1 0 0 Chairman Common Stock 12522 I IRA Common Stock 2011-05-06 4 S 0 20000 73.0138 D 353702 D Common Stock 2011-05-06 4 M 0 26000 48.05 A 379702 D Common Stock 2011-05-06 4 F 0 17317 72.14 D 362385 D Common Stock 2011-05-06 4 M 0 14000 36.36 A 376385 D Common Stock 2011-05-06 4 S 0 10140 72.001 D 366245 D Non-qualified Stock Option 36.36 2011-05-06 4 M 0 14000 0.00 A 2008-01-27 2016-01-27 Common Stock 14000 0 D Stock Appreciation Rights 48.05 2011-05-06 4 M 0 26000 0.00 A 2009-02-06 2017-02-06 Common Stock 26000 44000 D Stock Appreciation Rights 42.28 2010-05-02 2018-05-02 Common Stock 70000 70000 D Stock Appreciation Rights 42.65 2011-05-08 2019-05-08 Common Stock 90000 90000 D Balance reflects shares that were previously held in the Regal Beloit Corporation Retirement Savings Plan. The price in column 4 is a weighted average price. The prices actually received ranged from $72.95 to $73.12. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The price in column 4 reflects the closing price of stock on the transaction date. The closing price was used to calculate the number of shares to be surrendered to satisfy the exercise price. The price in column 4 is a weighted average price. The prices actually received ranged from $71.92 to $72.13. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Granted as non-qualified stock options. The options vest and become exercisable 40% on the second anniversary of the date of the grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Granted as stock-settled SARs under the 2003 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of the grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Granted as stock-settled SARs under the 2007 Equity Incemtive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of the grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. /s/ Peter C. Underwood as Power of Attorney 2011-05-10