0001140361-11-026434.txt : 20110510
0001140361-11-026434.hdr.sgml : 20110510
20110510165828
ACCESSION NUMBER: 0001140361-11-026434
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110506
FILED AS OF DATE: 20110510
DATE AS OF CHANGE: 20110510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNUEPPEL HENRY W
CENTRAL INDEX KEY: 0001210925
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07283
FILM NUMBER: 11829004
MAIL ADDRESS:
STREET 1: 200 STATE STREET
CITY: BELOIT
STATE: WI
ZIP: 53511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REGAL BELOIT CORP
CENTRAL INDEX KEY: 0000082811
STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621]
IRS NUMBER: 390875718
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 STATE ST
CITY: BELOIT
STATE: WI
ZIP: 53511
BUSINESS PHONE: 6083648800
MAIL ADDRESS:
STREET 1: 200 STATE STREET
CITY: BELOIT
STATE: WI
ZIP: 53511-6254
FORMER COMPANY:
FORMER CONFORMED NAME: BELOIT TOOL CORP
DATE OF NAME CHANGE: 19730522
FORMER COMPANY:
FORMER CONFORMED NAME: RECORD A PUNCH CORP
DATE OF NAME CHANGE: 19690320
4
1
doc1.xml
FORM 4
X0303
4
2011-05-06
0
0000082811
REGAL BELOIT CORP
RBC
0001210925
KNUEPPEL HENRY W
200 STATE STREET
BELOIT
WI
53511
1
1
0
0
Chairman
Common Stock
12522
I
IRA
Common Stock
2011-05-06
4
S
0
20000
73.0138
D
353702
D
Common Stock
2011-05-06
4
M
0
26000
48.05
A
379702
D
Common Stock
2011-05-06
4
F
0
17317
72.14
D
362385
D
Common Stock
2011-05-06
4
M
0
14000
36.36
A
376385
D
Common Stock
2011-05-06
4
S
0
10140
72.001
D
366245
D
Non-qualified Stock Option
36.36
2011-05-06
4
M
0
14000
0.00
A
2008-01-27
2016-01-27
Common Stock
14000
0
D
Stock Appreciation Rights
48.05
2011-05-06
4
M
0
26000
0.00
A
2009-02-06
2017-02-06
Common Stock
26000
44000
D
Stock Appreciation Rights
42.28
2010-05-02
2018-05-02
Common Stock
70000
70000
D
Stock Appreciation Rights
42.65
2011-05-08
2019-05-08
Common Stock
90000
90000
D
Balance reflects shares that were previously held in the Regal Beloit Corporation Retirement Savings Plan.
The price in column 4 is a weighted average price. The prices actually received ranged from $72.95 to $73.12. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
The price in column 4 reflects the closing price of stock on the transaction date. The closing price was used to calculate the number of shares to be surrendered to satisfy the exercise price.
The price in column 4 is a weighted average price. The prices actually received ranged from $71.92 to $72.13. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Granted as non-qualified stock options. The options vest and become exercisable 40% on the second anniversary of the date of the grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
Granted as stock-settled SARs under the 2003 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of the grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
Granted as stock-settled SARs under the 2007 Equity Incemtive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of the grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
/s/ Peter C. Underwood as Power of Attorney
2011-05-10