-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1Cz7ZURCIeeRBdAf27egSqQnUGkUQhcDmaFOGyP6BUqTBtQf3hEAoshtl4cXmtj x/QmMIDg8lgojYPOW07+9w== 0001140361-09-003719.txt : 20090212 0001140361-09-003719.hdr.sgml : 20090212 20090212175120 ACCESSION NUMBER: 0001140361-09-003719 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090127 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNUEPPEL HENRY W CENTRAL INDEX KEY: 0001210925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07283 FILM NUMBER: 09596551 BUSINESS ADDRESS: BUSINESS PHONE: 6083648800 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGAL BELOIT CORP CENTRAL INDEX KEY: 0000082811 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 390875718 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 STATE ST CITY: BELOIT STATE: WI ZIP: 53511 BUSINESS PHONE: 6083648800 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511-6254 FORMER COMPANY: FORMER CONFORMED NAME: BELOIT TOOL CORP DATE OF NAME CHANGE: 19730522 FORMER COMPANY: FORMER CONFORMED NAME: RECORD A PUNCH CORP DATE OF NAME CHANGE: 19690320 4 1 doc1.xml FORM 4 X0303 4 2009-01-27 0 0000082811 REGAL BELOIT CORP RBC 0001210925 KNUEPPEL HENRY W 200 STATE STREET BELOIT WI 53511 1 1 0 0 Chairman/CEO Common Stock 12477 I Retirement Savings Plan Common Stock 2009-01-27 4 M 0 20000 0 A 337213 D Common Stock 2009-01-27 4 F 0 8689 35.02 D 328524 D Common Stock 2009-02-10 4 M 0 83821 0 A 412345 D Common Stock 2009-02-10 4 F 0 34996 30.26 D 377349 D Stock Appreciation Rights 42.28 2010-05-02 2018-05-02 Common Stock 70000 70000 D Non-Qalified Stock Option 16.38 2013-04-22 Common Stock 40000 40000 D Non-Qualified Stock Option 20.30 2014-04-22 Common Stock 36000 36000 D Non-Qualified Stock Option 29.75 2015-01-21 Common Stock 50000 50000 D Non-Qualified Stock Option 36.36 2008-01-27 2016-01-27 Common Stock 70000 70000 D Stock Appreciation Rights 48.05 2009-02-06 2017-02-06 Common Stock 70000 70000 D Restricted Stock 0 2009-01-27 4 M 0 20000 0 D 2009-01-27 2009-01-27 Common Stock 20000 0 D Pahntom Stock 0 2009-02-10 4 M 0 83821 0 D Common Stock 83821 0 D Balance reflects the most current data available with regard to holdings in the Regal-Beloit Corporation Retirement Savings Plan. Granted as stock-settled SAR's under the 2007 Equity Incentive Plan. The SAR's vest and become exercisable 40% on the second anniversary of the date of grant, 60% on third anniversary, 80% on fourth anniversary and 100% on fifth anniversary. Fully vested stock options. Grant to reporting person of option to buy shares of common stock under the 2003 Equity Incentive Plan. The option vests and becomes exercisable 40% on the second anniversary of the date of grant, 60% on third anniversary, 80% on fourth anniversary and 100% on fifth anniversary. Granted as stock-settled SARs under the 2003 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on third anniversary, 80% on fourth anniversary and 100% on fifth anniversary. Restricted Stock Units (RSUs) granted to the reporting person under the 2003 Equity Incentive Plan. RSUs vest 100% on January 27, 2009. Each RSU is equal to one share of Common Stock and is payable only in stock. As allowed by the issuer's amended deferral policy, the reporting person has elected to receive 83,821 shares of common stock previously deferred upon exercise of a stock option on a 1-for-1 basis. Henry W. Knueppel 2009-02-12 -----END PRIVACY-ENHANCED MESSAGE-----