0000082811-21-000136.txt : 20211019 0000082811-21-000136.hdr.sgml : 20211019 20211019173631 ACCESSION NUMBER: 0000082811-21-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211015 FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kunze John C CENTRAL INDEX KEY: 0001801616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07283 FILM NUMBER: 211332060 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGAL REXNORD CORP CENTRAL INDEX KEY: 0000082811 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 390875718 STATE OF INCORPORATION: WI FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 200 STATE ST CITY: BELOIT STATE: WI ZIP: 53511 BUSINESS PHONE: 6083648800 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511-6254 FORMER COMPANY: FORMER CONFORMED NAME: REGAL BELOIT CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BELOIT TOOL CORP DATE OF NAME CHANGE: 19730522 FORMER COMPANY: FORMER CONFORMED NAME: RECORD A PUNCH CORP DATE OF NAME CHANGE: 19690320 4 1 wf-form4_163467937310881.xml FORM 4 X0306 4 2021-10-15 0 0000082811 REGAL REXNORD CORP RRX 0001801616 Kunze John C 200 STATE STREET BELOIT WI 53511 0 1 0 0 Segment President* Common Stock 2021-10-15 4 A 0 7.19 144.25 A 5532.19 D Common Stock 5876 I by John C. and Sharon A. Kunze Revocable Trust Stock Appreciation Rights 76.99 2019-05-10 2027-05-10 Common Stock 675.0 675 D Stock Appreciation Rights 74.04 2020-05-09 2028-05-09 Common Stock 1362.0 1362 D Stock Appreciation Rights 78.05 2021-05-08 2029-05-08 Common Stock 2265.0 2265 D Stock Appreciation Rights 84.39 2021-02-18 2030-02-18 Common Stock 4886.0 4886 D Stock Appreciation Rights 133.77 2022-02-23 2031-02-23 Common Stock 4445.0 4445 D Represents additional restricted stock units credited to the reporting person under the dividend equivalent reinvestment provision of the reporting person's outstanding restricted stock unit awards as a result of a quarterly dividend payment. The additional restricted stock units resulting from the dividend equivalent reinvestment are subject to the same terms and conditions, including vesting, as the outstanding restricted stock unit awards to which they are attributable. The number of shares of common stock subject to the reporting person's restricted stock unit awards was increased by 152 shares to preserve the intrinsic value of such awards following the payment of a special dividend that took place in connection with the transactions ("Transactions") set forth in that certain Agreement and Plan of Merger, dated as of February 15, 2021, by and among Regal Beloit Corporation, Rexnord Corporation, Land Newco, Inc., and Phoenix 2021, Inc. The total number of shares beneficially owned by the reporting person has been updated to reflect the adjustment. End-of-period holdings reflect a transfer of 658 shares previously held directly by the reporting person into the the John C. and Sharon A. Kunze Revocable Trust. The number of shares of common stock subject to the reporting person's stock appreciation rights awards was increased, and the per share strike price of such awards was decreased, to preserve the intrinsic value of such awards following the payment of a special dividend that took place in connection with the Transactions. The total number of shares subject to, and the per share strike price of, such awards, has been updated to reflect the adjustment. Granted as stock-settled stock appreciation rights under the 2013 Equity Incentive Plan. The stock appreciation rights vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Granted as stock-settled stock appreciation rights under the 2018 Equity Incentive Plan. The stock appreciation rights vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Granted as stock-settled stock appreciation rights under the 2018 Equity Incentive Plan. The stock appreciation rights vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant. *President, Climate Solutions Segment /s/ Thomas E. Valentyn, as Power of Attorney 2021-10-19