0000082811-20-000109.txt : 20200807 0000082811-20-000109.hdr.sgml : 20200807 20200807183139 ACCESSION NUMBER: 0000082811-20-000109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200806 FILED AS OF DATE: 20200807 DATE AS OF CHANGE: 20200807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kunze John C CENTRAL INDEX KEY: 0001801616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07283 FILM NUMBER: 201085850 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGAL BELOIT CORP CENTRAL INDEX KEY: 0000082811 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 390875718 STATE OF INCORPORATION: WI FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 200 STATE ST CITY: BELOIT STATE: WI ZIP: 53511 BUSINESS PHONE: 6083648800 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511-6254 FORMER COMPANY: FORMER CONFORMED NAME: BELOIT TOOL CORP DATE OF NAME CHANGE: 19730522 FORMER COMPANY: FORMER CONFORMED NAME: RECORD A PUNCH CORP DATE OF NAME CHANGE: 19690320 4 1 wf-form4_159683923168253.xml FORM 4 X0306 4 2020-08-06 0 0000082811 REGAL BELOIT CORP RBC 0001801616 Kunze John C 200 STATE STREET BELOIT WI 53511 0 1 0 0 Segment President* Common Stock 2020-08-06 4 M 0 410 78.15 A 3936 D Common Stock 2020-08-06 4 M 0 633 57.43 A 4569 D Common Stock 2020-08-06 4 M 0 1933 80.70 A 6502 D Common Stock 2020-08-06 4 F 0 2524 96 D 3978 D Common Stock 2020-08-06 4 S 0 452 96.0534 D 3526 D Common Stock 7174 I by John C. and Sharon A. Kunze Revocable Trust Stock Appreciation Rights 78.15 2020-08-06 4 M 0 410 0 D 2017-05-12 2025-05-12 Common Stock 410.0 0 D Stock Appreciation Rights 57.43 2020-08-06 4 M 0 633 0 D 2018-05-11 2026-05-11 Common Stock 633.0 633 D Stock Appreciation Rights 80.7 2020-08-06 4 M 0 1933 0 D 2019-05-10 2027-05-10 Common Stock 1933.0 1288 D Stock Appreciation Rights 77.6 2020-05-09 2028-05-09 Common Stock 3252.0 3252 D Stock Appreciation Rights 81.81 2021-05-08 2029-05-08 Common Stock 3603.0 3603 D Stock Appreciation Rights 88.45 2021-02-18 2030-02-18 Common Stock 7064.0 7064 D The price in Column 4 is a weighted average price. The prices actually received ranged from $96.04 to $96.055. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Since the date of the reporting person's last ownership form, 1,210 shares previously reported as directly owned have been transferred and are now indirectly beneficially owned by the Trust. Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant. *President, Climate Solutions Segment /s/ Thomas E. Valentyn, as Power of Attorney 2020-08-07