0000082811-19-000073.txt : 20190514 0000082811-19-000073.hdr.sgml : 20190514 20190514170132 ACCESSION NUMBER: 0000082811-19-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190510 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oswald Timothy J CENTRAL INDEX KEY: 0001765967 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07283 FILM NUMBER: 19823646 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGAL BELOIT CORP CENTRAL INDEX KEY: 0000082811 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 390875718 STATE OF INCORPORATION: WI FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 200 STATE ST CITY: BELOIT STATE: WI ZIP: 53511 BUSINESS PHONE: 6083648800 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511-6254 FORMER COMPANY: FORMER CONFORMED NAME: BELOIT TOOL CORP DATE OF NAME CHANGE: 19730522 FORMER COMPANY: FORMER CONFORMED NAME: RECORD A PUNCH CORP DATE OF NAME CHANGE: 19690320 4 1 wf-form4_155786767684719.xml FORM 4 X0306 4 2019-05-10 0 0000082811 REGAL BELOIT CORP RBC 0001765967 Oswald Timothy J 200 STATE STREET BELOIT WI 53511 0 1 0 0 VP/Human Resources Common Stock 2019-05-10 4 A 0 285 0 A 3071 D Common Stock 2019-05-10 4 F 0 225 80.34 D 2846 D Common Stock 204 I Retirement Savings Plan Stock Appreciation Rights 75.76 2016-05-07 2024-05-07 Common Stock 475.0 475 D Stock Appreciation Rights 78.15 2017-05-12 2025-05-12 Common Stock 1050.0 1050 D Stock Appreciation Rights 57.43 2018-05-11 2026-05-11 Common Stock 1660.0 1660 D Stock Appreciation Rights 80.7 2019-05-10 2027-05-10 Common Stock 1084.0 1084 D Stock Appreciation Rights 77.6 2020-05-09 2028-05-09 Common Stock 1094.0 1094 D Stock Appreciation Rights 81.81 2021-05-08 2029-05-08 Common Stock 3675.0 3675 D These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan. Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan. Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. /s/ Thomas E. Valentyn, as Power of Attorney 2019-05-14