0000082811-19-000007.txt : 20190212 0000082811-19-000007.hdr.sgml : 20190212 20190212163215 ACCESSION NUMBER: 0000082811-19-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190208 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Avampato John CENTRAL INDEX KEY: 0001490604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07283 FILM NUMBER: 19591337 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGAL BELOIT CORP CENTRAL INDEX KEY: 0000082811 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 390875718 STATE OF INCORPORATION: WI FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 200 STATE ST CITY: BELOIT STATE: WI ZIP: 53511 BUSINESS PHONE: 6083648800 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511-6254 FORMER COMPANY: FORMER CONFORMED NAME: BELOIT TOOL CORP DATE OF NAME CHANGE: 19730522 FORMER COMPANY: FORMER CONFORMED NAME: RECORD A PUNCH CORP DATE OF NAME CHANGE: 19690320 4 1 wf-form4_155000712115757.xml FORM 4 X0306 4 2019-02-08 0 0000082811 REGAL BELOIT CORP RBC 0001490604 Avampato John 200 STATE STREET BELOIT WI 53511 0 1 0 0 VP & Chief Information Officer Common Stock 2019-02-08 4 M 0 6000 42.65 A 19929 D Common Stock 2019-02-08 4 M 0 6000 61.36 A 25929 D Common Stock 2019-02-08 4 F 0 9071 80.31 D 16858 D Common Stock 2019-02-08 4 S 0 2929 80.365 D 13929 D Common Stock 1527 I Retirement Savings Plan Stock Appreciation Rights 42.65 2019-02-08 4 M 0 6000 0 D 2011-05-08 2019-05-08 Common Stock 6000.0 0 D Stock Appreciation Rights 61.36 2019-02-08 4 M 0 6000 0 D 2012-05-05 2020-05-05 Common Stock 6000.0 0 D Stock Appreciation Rights 72.29 2013-05-04 2021-05-04 Common Stock 6000.0 6000 D Stock Appreciation Rights 63.56 2014-05-03 2022-05-03 Common Stock 6500.0 6500 D Stock Appreciation Rights 64.99 2015-05-02 2023-05-02 Common Stock 3875.0 3875 D Stock Appreciation Rights 75.76 2016-05-07 2024-05-07 Common Stock 3600.0 3600 D Stock Appreciation Rights 78.15 2017-05-12 2025-05-12 Common Stock 4500.0 4500 D Stock Appreciation Rights 57.43 2018-05-11 2026-05-11 Common Stock 6825.0 6825 D Stock Appreciation Rights 80.7 2019-05-10 2027-05-10 Common Stock 4450.0 4450 D Stock Appreciation Rights 77.6 2020-05-09 2028-05-09 Common Stock 4700.0 4700 D The price in Column 4 is a weighted average price. The prices actually received ranged from $80.344 to $80.372. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan. Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. /s/ Thomas E. Valentyn, as Power of Attorney 2019-02-12