0000082811-16-000199.txt : 20160812 0000082811-16-000199.hdr.sgml : 20160812 20160812153153 ACCESSION NUMBER: 0000082811-16-000199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160811 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGAL BELOIT CORP CENTRAL INDEX KEY: 0000082811 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 390875718 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 STATE ST CITY: BELOIT STATE: WI ZIP: 53511 BUSINESS PHONE: 6083648800 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511-6254 FORMER COMPANY: FORMER CONFORMED NAME: BELOIT TOOL CORP DATE OF NAME CHANGE: 19730522 FORMER COMPANY: FORMER CONFORMED NAME: RECORD A PUNCH CORP DATE OF NAME CHANGE: 19690320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLVIN TERRY R CENTRAL INDEX KEY: 0001201796 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07283 FILM NUMBER: 161828031 MAIL ADDRESS: STREET 1: 1102 TIMBER RUN CITY: O'FALLON STATE: IL ZIP: 62269 4 1 wf-form4_147103030039956.xml FORM 4 X0306 4 2016-08-11 0 0000082811 REGAL BELOIT CORP RBC 0001201796 COLVIN TERRY R 200 STATE STREET BELOIT WI 53511 0 1 0 0 VP/Human Resources Common Stock 2016-08-11 4 M 0 7500 42.94 A 21146 D Common Stock 2016-08-11 4 F 0 5885 62.46 D 15261 D Common Stock 2016-08-11 4 S 0 1615 62.4674 D 13646 D Common Stock 1872 I Retirement Savings Plan Stock Appreciation Rights 42.94 2016-08-11 4 M 0 7500 0 D 2008-09-11 2016-09-11 Common Stock 7500.0 0 D Stock Appreciation Rights 44.12 2009-05-01 2017-05-01 Common Stock 7500.0 7500 D Stock Appreciation Rights 42.28 2010-05-02 2018-05-02 Common Stock 9000.0 9000 D Stock Appreciation Rights 42.65 2011-05-08 2019-05-08 Common Stock 15000.0 15000 D Stock Appreciation Rights 61.36 2012-05-05 2020-05-05 Common Stock 12000.0 12000 D Stock Appreciation Rights 72.29 2013-05-04 2021-05-04 Common Stock 8000.0 8000 D Stock Appreciation Rights 63.56 2014-05-03 2022-05-03 Common Stock 8200.0 8200 D Stock Appreciation Rights 64.99 2015-05-02 2023-05-02 Common Stock 5125.0 5125 D Stock Appreciation Rights 75.76 2016-05-07 2024-05-07 Common Stock 4725.0 4725 D Stock Appreciation Rights 78.15 2017-05-12 2025-05-12 Common Stock 5675.0 5675 D Stock Appreciation Rights 57.43 2018-05-11 2026-05-11 Common Stock 8825.0 8825 D The price in Column 4 is a weighted average price. The prices actually received ranged from $62.46 to $62.49. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan. Granted as stock-settled Stock Appreciation Rights (SARs) under the 2003 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversay, 80% on the fourth anniversary, and 100% on the fifth anniversary. Granted as stock-settled SARs under the 2007 Equity Inventive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. /s/ Thomas E. Valentyn as Power of Attorney 2016-08-12