EX-1.01 2 exhibit10112312014.htm EXHIBIT 1.01 Exhibit 1.01 12312014



Exhibit 1.01
Regal Beloit Corporation
Conflict Minerals Report
For the Year Ended December 31, 2014
This Conflict Minerals Report (the “Report”) of Regal Beloit Corporation (the “Company,” “we,” “us,” “our”) has been prepared pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended (the “Rule”), for the reporting period January 1, 2014 to December 31, 2014.
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are intentionally added and necessary to the functionality or production of those products. The specified minerals, which we collectively refer to in this Report as the “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to gold, tantalum, tin and tungsten, respectively. The “Covered Countries” for the purposes of this Report are the Democratic Republic of the Congo and the adjoining countries. As described in this Report, during the reporting period between January 1, 2014 and December 31, 2014, certain of the Company’s operations manufactured, or contracted to manufacture, products for which the Conflict Minerals are intentionally added and necessary to the functionality or production.






Summary
Through our Reasonable Country of Origin Inquiry (“RCOI”) and due diligence efforts, we identified thirty three (33) smelters (“smelters” denotes both smelters and refiners) as either sourcing Conflict Minerals from the Covered Countries or giving us reason to believe they are sourcing Conflict Minerals from the Covered Countries. Of those thirty three smelters, 32 are recognized as compliant with the Conflict Free Smelter Program (“CFSP”). The following sections describe in detail our RCOI, our due diligence framework and the results of our due diligence efforts.
Company Overview
We are a global manufacturer of electric motors and controls, electric generators and controls, and mechanical motion control products.
Description of the Company’s Products Covered by this Report
This Report relates to products: (i) for which Conflict Minerals are intentionally added and necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2014.
These products, which are referred to in this Report collectively as “Covered Products,” are the following:

1.
Electric motors and controls
2.
Electric generators and controls
3.
Electric motor capacitors
4.
Gear reducers
5.
Electronic switchgears
6.
Actuators
7.
Servo systems
8.
Conveyor systems
9.
Power transmission products including gearboxes, transfer cases, transmissions ,worm gears and other gears
10.
Drive systems and controllers
11.
Loadbanks
12.
Other electrical/electronic components including power blocks, fuse holders and terminal blocks







Reasonable Country of Origin Inquiry
Our supply chain with respect to the Covered Products is complex, and there are many third parties in the supply chain between us as the manufacturer of the Covered Products and the original sources of Conflict Minerals. In this regard, we do not purchase Conflict Minerals directly from mines, smelters or refiners. We must therefore rely on our suppliers to provide information regarding the origin of Conflict Minerals that are included in the Covered Products. Moreover, we believe that the smelters and refiners of the Conflict Minerals are best situated to identify the sources of Conflict Minerals, and therefore have taken steps to identify the applicable smelters and refiners of Conflict Minerals in our supply chain.

We believe that we conducted a good faith reasonable country of origin inquiry, or RCOI, to provide a reasonable basis for us to determine whether we source Conflict Minerals from the Covered Countries. This good faith RCOI was designed to determine whether any of the Conflict Minerals originated in the Covered Countries and whether any of the Conflict Minerals may be from recycled or scrap sources. We are utilizing the supplier engagement approach outlined by the Conflict Free Sourcing Initiative (“CFSI”), including the utilization of their Conflict Minerals Reporting Template (“CMRT”).

As the first step in our RCOI, we determined which of our products would most likely contain the Conflict Mineral derivatives: tin, tantalum, tungsten and gold (“3TGs”). After review, it was decided that substantially all of the products that we manufacture are Covered Products. Next, we identified six main component part groups used in the Covered Products that were most likely to contain 3TGs. Utilizing our supply chain data systems, suppliers providing parts in those component part groups were identified. Because some key contact information for those suppliers was not available in our systems, we initiated a process to gather that information. Simultaneously, we also subscribed to a compliance website that was used to request and gather Conflict Minerals information from the identified suppliers. Once supplier contact information was obtained, that information as well as the applicable part group information was uploaded into the web-based compliance tool and requests for Conflict Minerals information were sent to suppliers contact via e-mail. Included in the supplier requests was a link to our Conflict Minerals Policy (“Policy”) to reinforce our commitment to sourcing responsibly and to make clear the responsibility of each of our suppliers to support us to fulfill this commitment.

As indicated in our Policy, we require suppliers to provide their Conflict Minerals information using the CFSI’s CMRT. To provide suppliers flexibility, we allowed them to provide their responses to the CMRT by submitting their completed CMRT via e-mail, by uploading the CMRT to the compliance website or to directly answer a questionnaire that mimicked the CMRT on the compliance website. For those suppliers who provided their Conflict Minerals information without using the CMRT, e-mails were promptly sent indicating that the information was not acceptable and that the CMRT must be used. All submitted CMRTs are maintained on the servers of the compliance website.






During our review and analysis of the submitted CMRTs, it was clear that many suppliers erroneously assumed that the country of operation of the smelter as listed in the CMRT was the country of origin of the Conflict Minerals. This led to incorrect and inconsistent responses to many of the questions in the submitted CMRTs.

Suppliers providing CMRTs that lacked key information, especially a list or other identification of smelters, as well as non-responsive suppliers, were contacted by telephone. Those suppliers were then monitored for their responses. Those suppliers who still did not respond adequately will undergo further review for corrective actions. Additionally, those suppliers who have conflict minerals programs that are not aligned with Regal’s Conflict Minerals Policy as indicated by their responses on the CMRT will also be subject to corrective actions.

Because of recent acquisitions as well as better supplier contact information, we expanded our RCOI from the 850 suppliers contacted in 2013 to over 1,200 suppliers contacted for the 2014 reporting period.

We consolidated and reviewed all refiner or smelter information received from suppliers. The initial consolidated list of organizations suppliers identified as smelters was in excess of 3,000. It was noted that some smelters were duplicated due to the use of various alternate names. After consulting the CMRT, the CFSI website and other internet sites, the duplicates were removed. Further consolidation was completed with the help of an outside consultant. There remained 255 smelters consistent with the definition used by the CFSI organization (117 gold, 39 tantalum, 62 tin and 37 tungsten). The 255 smelters are indicated in Annex 1. The 255 smelters identified this year compares to 177 smelters identified in our 2013 RCOI. Of the 255 valid smelters, 148 are compliant with the CFSP (64 gold, 31 tin, 39 tantalum, and 14 tungsten). After directly contacting all 255 smelters and performing a risk assessment regarding responses, 33 smelters were either identified as sourcing Conflict Minerals from the Covered Countries or we had reason to believe they source Conflict Minerals from the Covered Countries. Of the 33 smelters, 5 are gold smelters, 21 tantalum smelters, 3 tin and 4 tungsten. This assessment was based on information obtained directly from the smelters and from other public information available at the time with the assistance of the aforementioned conflict minerals consultant.

In accordance with the Rule and the results of our RCOI, we believed we were required to exercise due diligence on the conflict minerals’ source and chain of custody relating to those suppliers using the 33 smelters noted above.







Conflict Minerals Policy
We developed our Policy and published it on our website in April 2013 at http://investors.regalbeloit.com/phoenix.zhtml?c=116222&p=irol-govconflictmineral. In addition to our efforts directly related to Conflict Minerals, we already had a strong company commitment to conducting business in an ethical manner as detailed in our Code of Business Conduct & Ethics as well as our Global Anti-Corruption Policy, both of which are also available on our website (http://investors.regalbeloit.com/phoenix.zhtml?c=116222&p=irol-govIntComp). These documents detail how we conduct our business. We also have an Integrity Alert line through which suppliers, customers, company employees or any interested stakeholder can communicate their thoughts and concerns regarding Conflict Minerals or, more generally, any of our business practices. A link to our Integrity Alert Line is available here. (http://investors.regalbeloit.com/phoenix.zhtml?c=116222&p=irol-govIntegrity)

Design of Due Diligence
Our due diligence measures have been designed to conform, in all material respects, with the framework in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Second Edition, including the related supplements on gold, tin, tantalum and tungsten (the “OECD Guidance”). We utilize all five steps of the OECD Guidance for downstream companies.

Establish Strong Company Management Systems

We have communicated our Policy to our suppliers and customers. Our Policy was provided to suppliers during our RCOI process. Our Policy is provided to customers requesting Conflict Minerals information. This Policy is publicly available on our website as discussed above.

Consistent with the OECD Guidance, we formed an internal team tasked with supporting supply chain due diligence. This team consists of vice presidents from the following functional groups: Legal, Supply Chain, Technology, Engineering Services, and Environmental, Health, Safety and Sustainability (EHSS). Additional members of the committee included the Director of Supplier Quality and Development and our materials compliance manager. As needed, we also called upon the vice president of Information Technology and other groups for support.

We utilized the CFSI’s CFSP as a compliance standard for upstream due diligence. All responses from suppliers and source smelters are recorded and stored for a minimum of five years. We have implemented an RCOI process. Conflict minerals compliance is included as a requirement in our Supplier Quality Manual as well as our standard agreement template for suppliers. Conflict minerals compliance process and





documentation review have been added as new requirements of our Supplier Audit Assessment and Production Part Approval Process.







Identify and Assess Risk in the Supply Chain
For upstream due diligence, we have adopted the processes and protocols of the CFSP. We believe that all 3TGs “necessary to the functionality of the products” have been identified, the suppliers of those 3TGs have been identified and smelter data has been collected from those that responded to our RCOI. Responses provided by suppliers have undergone a review for accuracy.
 
Design and Implement a Strategy to Respond to Identified Risks
We have implemented a plan to report Conflict Minerals findings to Peter C. Underwood, Vice President, General Counsel and Secretary, who is the member of senior management appointed for this role. A process has been adopted to aggregate and update the list of smelters. Furthermore, a process has been adopted to review supplier responses, follow up with delinquent suppliers, and update supplier information. A risk management process has been adopted that manages smelters that cannot provide country of origin information, identifies high-risk smelters, tracks and records compliance information for individual smelters, and communicates these results back to Mr. Underwood. We require new suppliers to complete a CMRT as part of becoming an approved supplier to Regal Beloit.
Carry out an Independent Third Party Audit of Refiner’s Due Diligence Practices
We have utilized the risk management and due diligence processes of the CFSP and the CFSP’s independent third party audit process performed on smelters that source from the Covered Countries. This includes other programs accepted by the CFSP, including the certification processes of the London Bullion Market Association (LBMA), The Responsible Jewellery Council (RJC), and the Tungsten Industry – Conflict Minerals Council (TI-CMC). To be identified as conflict free, we require smelters to be certified as conflict free by one of these certification processes if they are sourcing from the Covered Countries.
Report on Supply Chain Due Diligence
In accordance with the OECD Guidance and the Conflict Minerals Rule, this Conflict Minerals Report is also available on our website (http://investors.regalbeloit.com/phoenix.zhtml?c=116222&p=irol-sec).









Due Diligence Results

Of the 33 smelters either identified as sourcing conflict minerals from Covered Countries or those which Regal Beloit has reason to believe source conflict minerals from the Covered Countries, 32 smelters (5 gold, 21 tantalum, 2 tin and 4 tungsten) were compliant with the CFSP assessment. The last smelter ceased operations in 2013.
The smelters were reviewed against publicly available information to determine if there was any reason to believe that they directly or indirectly finance or benefit armed groups in conflict region of the DRC. This investigation included a review of reports to the UN by the UN Group of Experts on the Democratic Republic of the Congo, publications by the non-governmental organizations the Enough Project, Global Witness, and the Southern Africa Resource Watch, publications by Radio Okapi, and a general search of the Internet.
Facility and Mine Information
Smelters used by Regal Beloit's suppliers that have been identified to or we have reason to believe may source from the DRC or adjoining countries have been identified to source from the DRC, Rwanda, and Tanzania. Information regarding the mines from which minerals processed at these smelters were sourced is not always publicly available and was not disclosed by these smelters. Accordingly, we are not able to identify any of the countries of origin of the conflict minerals processed at these smelters








Additional Risk Factors
The statements above are based on the RCOI process and due diligence performed in good faith by Regal Beloit Corporation. A number of factors could introduce errors or otherwise affect our conclusion.These factors include, but are not limited to the following:
1.
Gaps in supplier data
2.
Gaps in knowledge of the chemistry of the component parts and materials provided by suppliers
3.
Gaps in smelter data and the source of their conflict minerals
4.
Errors or omissions in survey responses provided by suppliers
5.
Errors or omissions by smelters
6.
Gaps in supplier education and knowledge
7.
Supplier uncertainty regarding country of operation of the smelter and/or refiner versus country of origin of the conflict minerals
8.
Not all instances of conflict minerals necessary to the functionality or production of our Covered Products were identified
9.
Timeliness of data
10.
Public information not discovered during a reasonable search
11.
Errors in public data
12.
Language barriers and translation
13.
Supplier and smelter unfamiliarity with the protocol relating to the Rule
14.
Oversights or errors in conflict free smelter audits
15.
DRC-sourced materials being declared secondary materials
16.
Companies going out of business in 2014
17.
Certification programs not being equally advanced for all industry segments and metals
18.
Smuggling of DRC conflict minerals to countries beyond the Covered Countries

Process Improvement Considerations

We intend to take the following steps to improve our processes surrounding conflict minerals to further mitigate any risk that the necessary conflict minerals in our Covered Products could benefit armed groups in the Covered Countries:

1.
Engage with suppliers and direct them to training resources to attempt to increase the response rate and to improve the quality of the content of suppliers’ conflict minerals information, especially smelter information.
2.
Identify those suppliers who do not have a conflict minerals program and work with the suppliers to set up a program.





3.
Engage with suppliers to encourage them to implement responsible sourcing and to have them encourage smelters and refiners to obtain a “conflict-free” designation from an independent third-party auditor.
4.
For suppliers found to be using smelterssourcing from, or for which we have reason to believe are sourcing from, the Covered Countries and who are not compliant with the requirements of the CFSP, we encourage them to use CFSP compliant smelters.
5.
Expand our knowledge of the chemistry of the component parts and materials contained in our Covered Products by conducting chemical analysis and/or requesting specific chemical information from our suppliers on each component part or material used in the Covered Products to further identify those suppliers providing conflict minerals and their derivatives.
6.
Become a member of CFSI to join with other companies and industries to put pressure on smelters to participate in the conflict free smelter program and ultimately to become certified to ensure transparency throughout our supply chain.






Annex I

List of Smelters and Refiners Identified in Regal Beloit Corporation’s Supply Chain

Subject Mineral
Smelter or Refiner Name
Country Location of Smelter or Refiner
Gold
Advanced Chemical Company
UNITED STATES
Gold
Aida Chemical Industries Co. Ltd.
JAPAN
Gold
Aktyubinsk Copper Company TOO
RUSSIAN FEDERATION
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
Gold
AngloGold Ashanti Córrego do Sítio Minerção
BRAZIL
Gold
Argor-Heraeus SA
SWITZERLAND
Gold
Asahi Pretec Corporation
JAPAN
Gold
Asaka Riken Co Ltd
JAPAN
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TURKEY
Gold
Aurubis AG
GERMANY
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
Gold
Bauer Walser AG
GERMANY
Gold
Boliden AB
SWEDEN
Gold
C. Hafner GmbH + Co. KG
GERMANY
Gold
Caridad
MEXICO
Gold
CCR Refinery – Glencore Canada Corporation
CANADA
Gold
Cendres & Métaux SA
SWITZERLAND
Gold
Chimet S.p.A.
ITALY
Gold
Chugai Mining
JAPAN
Gold
Colt Refining
UNITED STATES
Gold
Daejin Indus Co. Ltd
KOREA, REPUBLIC OF
Gold
Daye Non-Ferrous Metals Mining Ltd.
CHINA
Gold
Do Sung Corporation
KOREA, REPUBLIC OF
Gold
Doduco
GERMANY
Gold
Dowa
JAPAN
Gold
Eco-System Recycling Co., Ltd.
JAPAN
Gold
FSE Novosibirsk Refinery
RUSSIAN FEDERATION
Gold
Gansu Seemine Material Hi-Tech Co Ltd
CHINA
Gold
Geib Refining
UNITED STATES
Gold
Guangdong Jinding Gold Limited
CHINA
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CHINA
Gold
Heimerle + Meule GmbH
GERMANY
Gold
Heraeus Ltd. Hong Kong
HONG KONG
Gold
Heraeus Precious Metals GmbH
GERMANY
Gold
Hunan Chenzhou Mining Industry Group
CHINA
Gold
Hwasung CJ Co. Ltd
KOREA, REPUBLIC OF
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
CHINA
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
Gold
Istanbul Gold Refinery
TURKEY
Gold
Japan Mint
JAPAN
Gold
Jiangxi Copper Company Limited
CHINA
Gold
Johnson Matthey Inc.
UNITED STATES
Gold
Johnson Matthey Ltd.
CANADA
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
Gold
Kazzinc Ltd
KAZAKHSTAN
Gold
Kennecott Utah Copper LLC
UNITED STATES





Subject Mineral
Smelter or Refiner Name
Country Location of Smelter or Refiner
Gold
Kojima Chemicals Co., Ltd
JAPAN
Gold
Korea Metal Co. Ltd
KOREA, REPUBLIC OF
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
Gold
L' azurde Company For Jewelry
SAUDI ARABIA
Gold
Lingbao Gold Co., Ltd.
CHINA
Gold
Lingbao Jinyuan Tonghui Refinery Co. Ltd.
CHINA
Gold
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
Gold
Luoyang Zijin Yinhui Metal Smelt Co Ltd
CHINA
Gold
Materion
UNITED STATES
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
Gold
Met-Mex Peñoles, S.A.
MEXICO
Gold
Metalor Technologies (Hong Kong) Ltd
HONG KONG
Gold
Metalor Technologies (Singapore) Pte. Ltd.
SINGAPORE
Gold
Metalor Technologies (Suzhou) Ltd.
CHINA
Gold
Metalor Technologies SA
SWITZERLAND
Gold
Metalor USA Refining Corporation
UNITED STATES
Gold
Mitsubishi Materials Corporation
JAPAN
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
Gold
Nadir Metal Rafineri San. Ve Tic. A.Ş.
TURKEY
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
Gold
Nihon Material Co. LTD
JAPAN
Gold
Ohio Precious Metals, LLC
UNITED STATES
Gold
Ohura Precious Metal Industry Co., Ltd
JAPAN
Gold
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)
RUSSIAN FEDERATION
Gold
OJSC Kolyma Refinery
RUSSIAN FEDERATION
Gold
PAMP SA
SWITZERLAND
Gold
Penglai Penggang Gold Industry Co Ltd
CHINA
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
Gold
PX Précinox SA
SWITZERLAND
Gold
Rand Refinery (Pty) Ltd
SOUTH AFRICA
Gold
Royal Canadian Mint
CANADA
Gold
Sabin Metal Corp.
UNITED STATES
Gold
Samduck Precious Metals
KOREA, REPUBLIC OF
Gold
SAMWON METALS Corp.
KOREA, REPUBLIC OF
Gold
Schone Edelmetaal
NETHERLANDS
Gold
SEMPSA Joyería Platería SA
SPAIN
Gold
Shandong Tarzan Bio-Gold Industry Co., Ltd.
CHINA
Gold
Shandong Zhaojin Gold & Silver Refinery Co. Ltd
CHINA
Gold
Shenzhen Zhonghenglong Real Industry Co., Ltd.
CHINA
Gold
Singway Technology Co., Ltd
TAIWAN
Gold
So Accurate Group, Inc.
UNITED STATES
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
Gold
Solar Applied Materials Technology Corp.
TAIWAN
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
Gold
Super Dragon Technology Co., Ltd.
Taiwan
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
Gold
The Great Wall Gold and Silver Refinery of China
CHINA
Gold
The Hutti Gold Company
INDIA
Gold
The Refinery of Shandong Gold Mining Co. Ltd
CHINA
Gold
Tokuriki Honten Co., Ltd
JAPAN
Gold
Tongling nonferrous Metals Group Co.,Ltd
CHINA
Gold
Torecom
KOREA, REPUBLIC OF
Gold
Umicore Brasil Ltda
BRAZIL
Gold
Umicore Precious Metals Thailand
THAILAND





Subject Mineral
Smelter or Refiner Name
Country Location of Smelter or Refiner
Gold
Umicore SA Business Unit Precious Metals Refining
BELGIUM
Gold
United Precious Metal Refining, Inc.
UNITED STATES
Gold
Valcambi SA
SWITZERLAND
Gold
Western Australian Mint trading as The Perth Mint
AUSTRALIA
Gold
YAMAMOTO PRECIOUS METAL CO., LTD.
JAPAN
Gold
Yantai Guodasafina High-Tech Environmental Refinery Co. Ltd.
CHINA
Gold
Yokohama Metal Co Ltd
JAPAN
Gold
Yunnan Copper Industry Co Ltd
CHINA
Gold
Zhongkuang Gold Industry Co., Ltd.
CHINA
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
Gold
Zhuzhou Smelting Group Co., Ltd.
CHINA
Gold
Zijin Mining Group Co. Ltd
CHINA
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
Tantalum
Conghua Tantalum and Niobium Smeltry
CHINA
Tantalum
D Block Metals LLC
UNITED STATES
Tantalum
Duoluoshan
CHINA
Tantalum
Exotech Inc.
UNITED STATES
Tantalum
F&X Electro-Materials Ltd.
CHINA
Tantalum
Global Advanced Metals Aizu
JAPAN
Tantalum
Global Advanced Metals Boyertown
UNITED STATES
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
Tantalum
H.C. Starck Co., Ltd.
THAILAND
Tantalum
H.C. Starck GmbH Goslar
GERMANY
Tantalum
H.C. Starck GmbH Laufenburg
GERMANY
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
Tantalum
H.C. Starck Inc.
UNITED STATES
Tantalum
H.C. Starck Ltd.
JAPAN
Tantalum
H.C. Starck Smelting GmbH & Co.KG
GERMANY
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
Tantalum
Hi-Temp
UNITED STATES
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
Tantalum
Jiujiang Tanbre Co., Ltd.
CHINA
Tantalum
Kemet Blue Metals
MEXICO
Tantalum
Kemet Blue Powder
UNITED STATES
Tantalum
King-Tan Tantalum Industry Ltd
CHINA
Tantalum
LSM Brasil S.A.
BRAZIL
Tantalum
Metallurgical Products India (Pvt.) Ltd.
INDIA
Tantalum
Mineração Taboca S.A.
BRAZIL
Tantalum
Mitsui Mining & Smelting
JAPAN
Tantalum
Molycorp Silmet A.S.
ESTONIA
Tantalum
Ningxia Orient Tantalum Industry
CHINA
Tantalum
Plansee SE Liezen
AUSTRIA
Tantalum
Plansee SE Reutte
AUSTRIA
Tantalum
QuantumClean
UNITED STATES
Tantalum
RFH Tantalum Smeltry Co., Ltd
CHINA
Tantalum
Solikamsk Metal Works
RUSSIAN FEDERATION
Tantalum
Taki Chemicals
JAPAN
Tantalum
Telex
UNITED STATES
Tantalum
Ulba
KAZAKHSTAN
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd
CHINA
Tantalum
Zhuzhou Cement Carbide
CHINA
Tin
Alpha
UNITED STATES
Tin
China Rare Metal Materials Company
CHINA
Tin
China Tin Group Co., Ltd.
CHINA
Tin
CNMC (Guangxi) PGMA Co. Ltd.
CHINA
Tin
Cooper Santa
BRAZIL





Subject Mineral
Smelter or Refiner Name
Country Location of Smelter or Refiner
Tin
CV Serumpun Sebalai
INDONESIA
Tin
CV United Smelting
INDONESIA
Tin
Dowa
JAPAN
Tin
EM Vinto
BOLIVIA
Tin
Estanho de Rondônia S.A.
BRAZIL
Tin
Feinhütte Halsbrücke GmbH
GERMANY
Tin
Fenix Metals
POLAND
Tin
Gejiu Jinye Mineral Co., Ltd.
CHINA
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
Tin
Gejiu Non-Ferrous Metal Processing Co. Ltd.
CHINA
Tin
Gejiu Yunxin Nonferrous Electrolysis Ltd.
CHINA
Tin
Gejiu Zi-Li
CHINA
Tin
Huichang Jinshunda Tin Co. Ltd
CHINA
Tin
Linwu Xianggui Smelter Co
CHINA
Tin
Magnu's Minerais Metais e Ligas LTDA
BRAZIL
Tin
Malaysia Smelting Corp.
MALAYSIA
Tin
Melt Metais e Ligas S/A
BRAZIL
Tin
Metallo Chimique
BELGIUM
Tin
Mineração Taboca S.A.
BRAZIL
Tin
Minsur
PERU
Tin
Mitsubishi Materials Corporation
JAPAN
Tin
Nankang Nanshan Tin Manufactory Ltd.
CHINA
Tin
Nghe Tinh Non-Ferrous Metal
VIET NAM
Tin
Novosibirsk Integrated Tin Works
RUSSIAN FEDERATION
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
Tin
OMSA
BOLIVIA
Tin
PT Artha Cipta Langgeng
INDONESIA
Tin
PT ATD Makmur Mandiri Jaya
INDONESIA
Tin
PT Babel Inti Perkasa
INDONESIA
Tin
PT Bangka Putra Karya
INDONESIA
Tin
PT Bangka Tin Industry
INDONESIA
Tin
PT Belitung Industri Sejahtera
INDONESIA
Tin
PT BilliTin Makmur Lestari
INDONESIA
Tin
PT Bukit Timah
INDONESIA
Tin
PT DS Jaya Abadi
INDONESIA
Tin
PT Eunindo Usaha Mandiri
INDONESIA
Tin
PT Karimun Mining
INDONESIA
Tin
PT Mitra Stania Prima
INDONESIA
Tin
PT Panca Mega Persada
INDONESIA
Tin
PT Prima Timah Utama
INDONESIA
Tin
PT Refined Bangka Tin
INDONESIA
Tin
PT Sariwiguna Binasentosa
INDONESIA
Tin
PT Stanindo Inti Perkasa
INDONESIA
Tin
PT Sumber Jaya Indah
INDONESIA
Tin
PT Tambang Timah
INDONESIA
Tin
PT Timah (Persero), Tbk
INDONESIA
Tin
PT Tinindo Inter Nusa
INDONESIA
Tin
Rui Da Hung
TAIWAN
Tin
Soft Metais, Ltda.
BRAZIL
Tin
Super Ligas
Brazil
Tin
Thaisarco
THAILAND
Tin
VQB Mineral and Trading Group JSC
VIET NAM
Tin
White Solder Metalurgia e Mineração Ltda.
BRAZIL
Tin
Xianghualing Tin Industry Co., Ltd.
CHINA
Tin
Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.
CHINA





Subject Mineral
Smelter or Refiner Name
Country Location of Smelter or Refiner
Tin
Yunnan Tin Company, Ltd.
CHINA
Tungsten
A.L.M.T. Corp.
JAPAN
Tungsten
Asia Tungsten Products (Vietnam) Ltd.
VIET NAM
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
Tungsten
Chongyi Zhangyuan Tungsten Co Ltd
CHINA
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
CHINA
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CHINA
Tungsten
Ganxian Shirui New Material Co., Ltd.
CHINA
Tungsten
Ganzhou Haichuang Tungsten Industry Co., Ltd.
CHINA
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
CHINA
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES
Tungsten
Guangdong Xianglu Tungsten Industry Co., Ltd.
CHINA
Tungsten
H.C. Starck GmbH
GERMANY
Tungsten
H.C. Starck Smelting GmbH & Co.KG
GERMANY
Tungsten
Hunan Chenzhou Mining Group Co
CHINA
Tungsten
Hunan Chuangda Tungsten & Vanadium Co., Ltd.
CHINA
Tungsten
Hunan Chunchang Nonferrous Smelting & Concentrating Co., Ltd.
CHINA
Tungsten
Japan New Metals Co Ltd
JAPAN
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CHINA
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
Tungsten
Kennametal Fallon
UNITED STATES
Tungsten
Kennametal Huntsville
UNITED STATES
Tungsten
Luoyang Mudu Tungsten & Molybdenum Technology
CHINA
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIET NAM
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
VIET NAM
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd
VIET NAM
Tungsten
Wolfram Bergbau und Hütten AG
AUSTRIA
Tungsten
Wolfram Company CJSC
RUSSIAN FEDERATION
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA