Regal Beloit Corporation | ||
(Exact Name of Registrant as Specified in Charter) | ||
Wisconsin | 1-7283 | 94-2579683 |
(State or Other Jurisdiction of Incorporation) | (Commission File No.) | (I.R.S. Employer Identification Number) |
200 State Street Beloit, WI | 53511 | |
(Address of Principal Executive Offices) | (Zip Code) | |
Mark J. Gliebe | ||
(Name and telephone number, including area code, of the person to contact in connection with this report.) | ||
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies: | ||
þRule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2014. |
REGAL BELOIT CORPORATION | |
Date: June 1, 2015 | By: /s/ Peter C. Underwood |
Peter C. Underwood Vice President, General Counsel and Secretary | |
1. | Electric motors and controls |
2. | Electric generators and controls |
3. | Electric motor capacitors |
4. | Gear reducers |
5. | Electronic switchgears |
6. | Actuators |
7. | Servo systems |
8. | Conveyor systems |
9. | Power transmission products including gearboxes, transfer cases, transmissions ,worm gears and other gears |
10. | Drive systems and controllers |
11. | Loadbanks |
12. | Other electrical/electronic components including power blocks, fuse holders and terminal blocks |
1. | Gaps in supplier data |
2. | Gaps in knowledge of the chemistry of the component parts and materials provided by suppliers |
3. | Gaps in smelter data and the source of their conflict minerals |
4. | Errors or omissions in survey responses provided by suppliers |
5. | Errors or omissions by smelters |
6. | Gaps in supplier education and knowledge |
7. | Supplier uncertainty regarding country of operation of the smelter and/or refiner versus country of origin of the conflict minerals |
8. | Not all instances of conflict minerals necessary to the functionality or production of our Covered Products were identified |
9. | Timeliness of data |
10. | Public information not discovered during a reasonable search |
11. | Errors in public data |
12. | Language barriers and translation |
13. | Supplier and smelter unfamiliarity with the protocol relating to the Rule |
14. | Oversights or errors in conflict free smelter audits |
15. | DRC-sourced materials being declared secondary materials |
16. | Companies going out of business in 2014 |
17. | Certification programs not being equally advanced for all industry segments and metals |
18. | Smuggling of DRC conflict minerals to countries beyond the Covered Countries |
1. | Engage with suppliers and direct them to training resources to attempt to increase the response rate and to improve the quality of the content of suppliers’ conflict minerals information, especially smelter information. |
2. | Identify those suppliers who do not have a conflict minerals program and work with the suppliers to set up a program. |
3. | Engage with suppliers to encourage them to implement responsible sourcing and to have them encourage smelters and refiners to obtain a “conflict-free” designation from an independent third-party auditor. |
4. | For suppliers found to be using smelterssourcing from, or for which we have reason to believe are sourcing from, the Covered Countries and who are not compliant with the requirements of the CFSP, we encourage them to use CFSP compliant smelters. |
5. | Expand our knowledge of the chemistry of the component parts and materials contained in our Covered Products by conducting chemical analysis and/or requesting specific chemical information from our suppliers on each component part or material used in the Covered Products to further identify those suppliers providing conflict minerals and their derivatives. |
6. | Become a member of CFSI to join with other companies and industries to put pressure on smelters to participate in the conflict free smelter program and ultimately to become certified to ensure transparency throughout our supply chain. |
Subject Mineral | Smelter or Refiner Name | Country Location of Smelter or Refiner |
Gold | Advanced Chemical Company | UNITED STATES |
Gold | Aida Chemical Industries Co. Ltd. | JAPAN |
Gold | Aktyubinsk Copper Company TOO | RUSSIAN FEDERATION |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY |
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
Gold | AngloGold Ashanti Córrego do Sítio Minerção | BRAZIL |
Gold | Argor-Heraeus SA | SWITZERLAND |
Gold | Asahi Pretec Corporation | JAPAN |
Gold | Asaka Riken Co Ltd | JAPAN |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
Gold | Aurubis AG | GERMANY |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
Gold | Bauer Walser AG | GERMANY |
Gold | Boliden AB | SWEDEN |
Gold | C. Hafner GmbH + Co. KG | GERMANY |
Gold | Caridad | MEXICO |
Gold | CCR Refinery – Glencore Canada Corporation | CANADA |
Gold | Cendres & Métaux SA | SWITZERLAND |
Gold | Chimet S.p.A. | ITALY |
Gold | Chugai Mining | JAPAN |
Gold | Colt Refining | UNITED STATES |
Gold | Daejin Indus Co. Ltd | KOREA, REPUBLIC OF |
Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
Gold | Do Sung Corporation | KOREA, REPUBLIC OF |
Gold | Doduco | GERMANY |
Gold | Dowa | JAPAN |
Gold | Eco-System Recycling Co., Ltd. | JAPAN |
Gold | FSE Novosibirsk Refinery | RUSSIAN FEDERATION |
Gold | Gansu Seemine Material Hi-Tech Co Ltd | CHINA |
Gold | Geib Refining | UNITED STATES |
Gold | Guangdong Jinding Gold Limited | CHINA |
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
Gold | Heimerle + Meule GmbH | GERMANY |
Gold | Heraeus Ltd. Hong Kong | HONG KONG |
Gold | Heraeus Precious Metals GmbH | GERMANY |
Gold | Hunan Chenzhou Mining Industry Group | CHINA |
Gold | Hwasung CJ Co. Ltd | KOREA, REPUBLIC OF |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA |
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
Gold | Istanbul Gold Refinery | TURKEY |
Gold | Japan Mint | JAPAN |
Gold | Jiangxi Copper Company Limited | CHINA |
Gold | Johnson Matthey Inc. | UNITED STATES |
Gold | Johnson Matthey Ltd. | CANADA |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
Gold | JSC Uralelectromed | RUSSIAN FEDERATION |
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
Gold | Kazzinc Ltd | KAZAKHSTAN |
Gold | Kennecott Utah Copper LLC | UNITED STATES |
Subject Mineral | Smelter or Refiner Name | Country Location of Smelter or Refiner |
Gold | Kojima Chemicals Co., Ltd | JAPAN |
Gold | Korea Metal Co. Ltd | KOREA, REPUBLIC OF |
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
Gold | L' azurde Company For Jewelry | SAUDI ARABIA |
Gold | Lingbao Gold Co., Ltd. | CHINA |
Gold | Lingbao Jinyuan Tonghui Refinery Co. Ltd. | CHINA |
Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF |
Gold | Luoyang Zijin Yinhui Metal Smelt Co Ltd | CHINA |
Gold | Materion | UNITED STATES |
Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
Gold | Met-Mex Peñoles, S.A. | MEXICO |
Gold | Metalor Technologies (Hong Kong) Ltd | HONG KONG |
Gold | Metalor Technologies (Singapore) Pte. Ltd. | SINGAPORE |
Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
Gold | Metalor Technologies SA | SWITZERLAND |
Gold | Metalor USA Refining Corporation | UNITED STATES |
Gold | Mitsubishi Materials Corporation | JAPAN |
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY |
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
Gold | Nihon Material Co. LTD | JAPAN |
Gold | Ohio Precious Metals, LLC | UNITED STATES |
Gold | Ohura Precious Metal Industry Co., Ltd | JAPAN |
Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | RUSSIAN FEDERATION |
Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION |
Gold | PAMP SA | SWITZERLAND |
Gold | Penglai Penggang Gold Industry Co Ltd | CHINA |
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
Gold | PX Précinox SA | SWITZERLAND |
Gold | Rand Refinery (Pty) Ltd | SOUTH AFRICA |
Gold | Royal Canadian Mint | CANADA |
Gold | Sabin Metal Corp. | UNITED STATES |
Gold | Samduck Precious Metals | KOREA, REPUBLIC OF |
Gold | SAMWON METALS Corp. | KOREA, REPUBLIC OF |
Gold | Schone Edelmetaal | NETHERLANDS |
Gold | SEMPSA Joyería Platería SA | SPAIN |
Gold | Shandong Tarzan Bio-Gold Industry Co., Ltd. | CHINA |
Gold | Shandong Zhaojin Gold & Silver Refinery Co. Ltd | CHINA |
Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA |
Gold | Singway Technology Co., Ltd | TAIWAN |
Gold | So Accurate Group, Inc. | UNITED STATES |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
Gold | Solar Applied Materials Technology Corp. | TAIWAN |
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
Gold | Super Dragon Technology Co., Ltd. | Taiwan |
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
Gold | The Great Wall Gold and Silver Refinery of China | CHINA |
Gold | The Hutti Gold Company | INDIA |
Gold | The Refinery of Shandong Gold Mining Co. Ltd | CHINA |
Gold | Tokuriki Honten Co., Ltd | JAPAN |
Gold | Tongling nonferrous Metals Group Co.,Ltd | CHINA |
Gold | Torecom | KOREA, REPUBLIC OF |
Gold | Umicore Brasil Ltda | BRAZIL |
Gold | Umicore Precious Metals Thailand | THAILAND |
Subject Mineral | Smelter or Refiner Name | Country Location of Smelter or Refiner |
Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM |
Gold | United Precious Metal Refining, Inc. | UNITED STATES |
Gold | Valcambi SA | SWITZERLAND |
Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA |
Gold | YAMAMOTO PRECIOUS METAL CO., LTD. | JAPAN |
Gold | Yantai Guodasafina High-Tech Environmental Refinery Co. Ltd. | CHINA |
Gold | Yokohama Metal Co Ltd | JAPAN |
Gold | Yunnan Copper Industry Co Ltd | CHINA |
Gold | Zhongkuang Gold Industry Co., Ltd. | CHINA |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
Gold | Zhuzhou Smelting Group Co., Ltd. | CHINA |
Gold | Zijin Mining Group Co. Ltd | CHINA |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA |
Tantalum | D Block Metals LLC | UNITED STATES |
Tantalum | Duoluoshan | CHINA |
Tantalum | Exotech Inc. | UNITED STATES |
Tantalum | F&X Electro-Materials Ltd. | CHINA |
Tantalum | Global Advanced Metals Aizu | JAPAN |
Tantalum | Global Advanced Metals Boyertown | UNITED STATES |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA |
Tantalum | H.C. Starck Co., Ltd. | THAILAND |
Tantalum | H.C. Starck GmbH Goslar | GERMANY |
Tantalum | H.C. Starck GmbH Laufenburg | GERMANY |
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY |
Tantalum | H.C. Starck Inc. | UNITED STATES |
Tantalum | H.C. Starck Ltd. | JAPAN |
Tantalum | H.C. Starck Smelting GmbH & Co.KG | GERMANY |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
Tantalum | Hi-Temp | UNITED STATES |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
Tantalum | Kemet Blue Metals | MEXICO |
Tantalum | Kemet Blue Powder | UNITED STATES |
Tantalum | King-Tan Tantalum Industry Ltd | CHINA |
Tantalum | LSM Brasil S.A. | BRAZIL |
Tantalum | Metallurgical Products India (Pvt.) Ltd. | INDIA |
Tantalum | Mineração Taboca S.A. | BRAZIL |
Tantalum | Mitsui Mining & Smelting | JAPAN |
Tantalum | Molycorp Silmet A.S. | ESTONIA |
Tantalum | Ningxia Orient Tantalum Industry | CHINA |
Tantalum | Plansee SE Liezen | AUSTRIA |
Tantalum | Plansee SE Reutte | AUSTRIA |
Tantalum | QuantumClean | UNITED STATES |
Tantalum | RFH Tantalum Smeltry Co., Ltd | CHINA |
Tantalum | Solikamsk Metal Works | RUSSIAN FEDERATION |
Tantalum | Taki Chemicals | JAPAN |
Tantalum | Telex | UNITED STATES |
Tantalum | Ulba | KAZAKHSTAN |
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd | CHINA |
Tantalum | Zhuzhou Cement Carbide | CHINA |
Tin | Alpha | UNITED STATES |
Tin | China Rare Metal Materials Company | CHINA |
Tin | China Tin Group Co., Ltd. | CHINA |
Tin | CNMC (Guangxi) PGMA Co. Ltd. | CHINA |
Tin | Cooper Santa | BRAZIL |
Subject Mineral | Smelter or Refiner Name | Country Location of Smelter or Refiner |
Tin | CV Serumpun Sebalai | INDONESIA |
Tin | CV United Smelting | INDONESIA |
Tin | Dowa | JAPAN |
Tin | EM Vinto | BOLIVIA |
Tin | Estanho de Rondônia S.A. | BRAZIL |
Tin | Feinhütte Halsbrücke GmbH | GERMANY |
Tin | Fenix Metals | POLAND |
Tin | Gejiu Jinye Mineral Co., Ltd. | CHINA |
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA |
Tin | Gejiu Non-Ferrous Metal Processing Co. Ltd. | CHINA |
Tin | Gejiu Yunxin Nonferrous Electrolysis Ltd. | CHINA |
Tin | Gejiu Zi-Li | CHINA |
Tin | Huichang Jinshunda Tin Co. Ltd | CHINA |
Tin | Linwu Xianggui Smelter Co | CHINA |
Tin | Magnu's Minerais Metais e Ligas LTDA | BRAZIL |
Tin | Malaysia Smelting Corp. | MALAYSIA |
Tin | Melt Metais e Ligas S/A | BRAZIL |
Tin | Metallo Chimique | BELGIUM |
Tin | Mineração Taboca S.A. | BRAZIL |
Tin | Minsur | PERU |
Tin | Mitsubishi Materials Corporation | JAPAN |
Tin | Nankang Nanshan Tin Manufactory Ltd. | CHINA |
Tin | Nghe Tinh Non-Ferrous Metal | VIET NAM |
Tin | Novosibirsk Integrated Tin Works | RUSSIAN FEDERATION |
Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
Tin | OMSA | BOLIVIA |
Tin | PT Artha Cipta Langgeng | INDONESIA |
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
Tin | PT Babel Inti Perkasa | INDONESIA |
Tin | PT Bangka Putra Karya | INDONESIA |
Tin | PT Bangka Tin Industry | INDONESIA |
Tin | PT Belitung Industri Sejahtera | INDONESIA |
Tin | PT BilliTin Makmur Lestari | INDONESIA |
Tin | PT Bukit Timah | INDONESIA |
Tin | PT DS Jaya Abadi | INDONESIA |
Tin | PT Eunindo Usaha Mandiri | INDONESIA |
Tin | PT Karimun Mining | INDONESIA |
Tin | PT Mitra Stania Prima | INDONESIA |
Tin | PT Panca Mega Persada | INDONESIA |
Tin | PT Prima Timah Utama | INDONESIA |
Tin | PT Refined Bangka Tin | INDONESIA |
Tin | PT Sariwiguna Binasentosa | INDONESIA |
Tin | PT Stanindo Inti Perkasa | INDONESIA |
Tin | PT Sumber Jaya Indah | INDONESIA |
Tin | PT Tambang Timah | INDONESIA |
Tin | PT Timah (Persero), Tbk | INDONESIA |
Tin | PT Tinindo Inter Nusa | INDONESIA |
Tin | Rui Da Hung | TAIWAN |
Tin | Soft Metais, Ltda. | BRAZIL |
Tin | Super Ligas | Brazil |
Tin | Thaisarco | THAILAND |
Tin | VQB Mineral and Trading Group JSC | VIET NAM |
Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL |
Tin | Xianghualing Tin Industry Co., Ltd. | CHINA |
Tin | Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | CHINA |
Subject Mineral | Smelter or Refiner Name | Country Location of Smelter or Refiner |
Tin | Yunnan Tin Company, Ltd. | CHINA |
Tungsten | A.L.M.T. Corp. | JAPAN |
Tungsten | Asia Tungsten Products (Vietnam) Ltd. | VIET NAM |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA |
Tungsten | Chongyi Zhangyuan Tungsten Co Ltd | CHINA |
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA |
Tungsten | Ganzhou Haichuang Tungsten Industry Co., Ltd. | CHINA |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES |
Tungsten | Guangdong Xianglu Tungsten Industry Co., Ltd. | CHINA |
Tungsten | H.C. Starck GmbH | GERMANY |
Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY |
Tungsten | Hunan Chenzhou Mining Group Co | CHINA |
Tungsten | Hunan Chuangda Tungsten & Vanadium Co., Ltd. | CHINA |
Tungsten | Hunan Chunchang Nonferrous Smelting & Concentrating Co., Ltd. | CHINA |
Tungsten | Japan New Metals Co Ltd | JAPAN |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
Tungsten | Kennametal Fallon | UNITED STATES |
Tungsten | Kennametal Huntsville | UNITED STATES |
Tungsten | Luoyang Mudu Tungsten & Molybdenum Technology | CHINA |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd | VIET NAM |
Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA |
Tungsten | Wolfram Company CJSC | RUSSIAN FEDERATION |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |