0000082811-13-000037.txt : 20130506 0000082811-13-000037.hdr.sgml : 20130506 20130506180040 ACCESSION NUMBER: 0000082811-13-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130502 FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Underwood Peter C CENTRAL INDEX KEY: 0001502370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07283 FILM NUMBER: 13817378 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGAL BELOIT CORP CENTRAL INDEX KEY: 0000082811 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 390875718 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 STATE ST CITY: BELOIT STATE: WI ZIP: 53511 BUSINESS PHONE: 6083648800 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511-6254 FORMER COMPANY: FORMER CONFORMED NAME: BELOIT TOOL CORP DATE OF NAME CHANGE: 19730522 FORMER COMPANY: FORMER CONFORMED NAME: RECORD A PUNCH CORP DATE OF NAME CHANGE: 19690320 4 1 wf-form4_136787762293655.xml FORM 4 X0306 4 2013-05-02 0 0000082811 REGAL BELOIT CORP RBC 0001502370 Underwood Peter C 200 STATE STREET BELOIT WI 53511 0 1 0 0 VP-General Counsel & Secretary Common Stock 2013-05-02 4 A 0 4050 0 A 12209 D Stock Appreciation Rights 63.56 2014-05-03 2022-05-03 Common Stock 18000.0 18000 D Stock Appreciation Rights 72.29 2013-05-04 2021-05-04 Common Stock 16000.0 16000 D Stock Appreciation Rights 72.29 2013-05-04 2021-05-04 Common Stock 16000.0 16000 D Stock Appreciation Rights 64.99 2013-05-02 4 A 0 9000 0 A 2015-05-02 2023-05-02 Common Stock 9000.0 9000 D Restricted Stock Units (RSUs) granted to the reporting person under the 2013 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock. Granted as stock-settled SARs under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of the grant, 60% on the third anniversary of the date of the grant, 80% on the fourth anniversary of the date of the grant and 100% on the fifth anniversary of the date of the grant. Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of the grant, 60% on the third anniversary of the date of the grant, 80% on the fourth anniversary of the date of the grant and 100% on the fifth anniversary of the date of the grant. /s/ Peter C. Underwood 2013-05-06