-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RXGw4GQVA9TSKjoJPAzClHaS5upx9T/AaFyW2MLd/T/na+GuPzkBCQaM6i7ttddS CTPM4Oefovr/C6FGNz6LKw== 0001222260-07-000003.txt : 20070501 0001222260-07-000003.hdr.sgml : 20070501 20070501184608 ACCESSION NUMBER: 0001222260-07-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070427 FILED AS OF DATE: 20070501 DATE AS OF CHANGE: 20070501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMAN MARK S CENTRAL INDEX KEY: 0001201284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12776 FILM NUMBER: 07807716 BUSINESS ADDRESS: BUSINESS PHONE: 9738981500 MAIL ADDRESS: STREET 1: 5 SYLVAN WAY CITY: PARSIPPANY STATE: NJ ZIP: 07054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REFAC OPTICAL GROUP CENTRAL INDEX KEY: 0000082788 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 131681234 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 5 HARMON DRIVE CITY: BLACKWOOD STATE: NJ ZIP: 08012 BUSINESS PHONE: 856-228-0077 MAIL ADDRESS: STREET 1: 5 HARMON DRIVE CITY: BLACKWOOD STATE: NJ ZIP: 08012 FORMER COMPANY: FORMER CONFORMED NAME: REFAC DATE OF NAME CHANGE: 19990813 FORMER COMPANY: FORMER CONFORMED NAME: REFAC TECHNOLOGY DEVELOPMENT CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCES & FACILITIES CORP DATE OF NAME CHANGE: 19740509 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-04-27 0 0000082788 REFAC OPTICAL GROUP ref 0001201284 NEWMAN MARK S 5 HARMON DRIVE BLACKWOOD NJ 08012 1 0 0 0 Option to acquire common stock 4.24 2007-04-27 4 J 0 7080 0 D 2006-03-06 2012-05-21 Common Stock 7080 0 D Option to acquire common stock 4.78 2007-04-27 4 J 0 6667 0 D 2004-05-07 2014-05-07 Common Stock 6667 0 D Option to acquire common stock 4.78 2007-04-27 4 J 0 6667 0 D 2005-05-07 2014-05-07 Common Stock 6667 0 D Option to acquire common stock 4.78 2007-04-27 4 J 0 6666 0 D 2006-05-07 2014-05-07 Common Stock 6666 0 D Option to acquire common stock 13.77 2007-04-27 4 J 0 2360 0 D 2006-03-06 2013-02-28 Common Stock 2360 0 D Option to acquire common stock 9.53 2007-04-27 4 J 0 1888 0 D 2006-03-06 2014-05-07 Common Stock 1888 0 D Option to acquire common stock 6.99 2007-04-27 4 J 0 2360 0 D 2006-03-06 2015-05-09 Common Stock 2360 0 D Option to acquire common stock 8 2007-04-27 4 J 0 20000 0 D 2006-07-31 2016-06-26 Common Stock 20000 0 D The options (vested and unvested), in the aggregate, were cancelled and purchased by Refac for total consideration of $55,260.80 pursuant to an option cancellation agreement between ROG Acquisition, Inc. ("ROG") and Mr. Newman which required such options to be purchased promptly after the merger of ROG with and into Refac. Options to acquire 19,425 of these shares became exercisable at a rate of 555 per month on the last calendar day of each month beginning on August 31, 2006. Mark S. Newman 2007-04-27 -----END PRIVACY-ENHANCED MESSAGE-----