-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mk/Zo6NoEdcsBvLATS2w3YDF8tYB9qEvPWevplgMvGLWzlbpXSOPGcNNX+1k1NVy 3B2i/f0iV2VVhFO8c80AxA== 0001222260-07-000002.txt : 20070501 0001222260-07-000002.hdr.sgml : 20070501 20070501175821 ACCESSION NUMBER: 0001222260-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070427 FILED AS OF DATE: 20070501 DATE AS OF CHANGE: 20070501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SERKES JEFFREY D CENTRAL INDEX KEY: 0001222260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12776 FILM NUMBER: 07807535 BUSINESS ADDRESS: STREET 1: 10435 DOWNSVILLE PIKE CITY: HAGERSTOWN STATE: MD ZIP: 12740 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REFAC OPTICAL GROUP CENTRAL INDEX KEY: 0000082788 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 131681234 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 5 HARMON DRIVE CITY: BLACKWOOD STATE: NJ ZIP: 08012 BUSINESS PHONE: 856-228-0077 MAIL ADDRESS: STREET 1: 5 HARMON DRIVE CITY: BLACKWOOD STATE: NJ ZIP: 08012 FORMER COMPANY: FORMER CONFORMED NAME: REFAC DATE OF NAME CHANGE: 19990813 FORMER COMPANY: FORMER CONFORMED NAME: REFAC TECHNOLOGY DEVELOPMENT CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCES & FACILITIES CORP DATE OF NAME CHANGE: 19740509 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-04-27 0 0000082788 REFAC OPTICAL GROUP ref 0001222260 SERKES JEFFREY D 5 HARMON DRIVE BLACKWOOD NJ 08012 1 0 0 0 Option to acquire common stock 4.5 2007-04-27 4 J 0 10000 0 D 2003-05-19 2013-05-19 Common Stock 10000 0 D Option to acquire common stock 4.5 2007-04-27 4 J 0 10000 0 D 2004-05-19 2013-05-19 Common Stock 10000 0 D Option to acquire common stock 4.5 2007-04-27 4 J 0 10000 0 D 2005-05-19 2013-05-19 Common Stock 10000 0 D option to acquire common stock 8 2007-04-27 4 J 0 20000 0 D 2006-07-31 2016-06-26 Common Stock 20000 0 D The options (vested and unvested), in the aggregate, were cancelled and purchased by Refac for total consideration of $60,700 pursuant to an option and cancellation agreement between ROG Acquisition, Inc. ("ROG") and Mr. Serkes which required such options to be purchased promptly after the merger of ROG with and into Refac. Options to acquire 19,425 shares of common stock became exercisable at a rate of 555 per month on the last calendar day of each month beginning on August 31, 2006. Jeffrey D. Serkes 2007-04-27 -----END PRIVACY-ENHANCED MESSAGE-----