-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QD0MKN2ed5KZ+8qIN+yFhhXL460tCfDEr6sktJSZGgXIIXMUzC4fU9l9zjWiY6pB bEhypxti+gitWPSIdp7/7A== 0001209191-07-025896.txt : 20070427 0001209191-07-025896.hdr.sgml : 20070427 20070427114450 ACCESSION NUMBER: 0001209191-07-025896 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070425 FILED AS OF DATE: 20070427 DATE AS OF CHANGE: 20070427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REFAC OPTICAL GROUP CENTRAL INDEX KEY: 0000082788 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 131681234 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 5 HARMON DRIVE CITY: BLACKWOOD STATE: NJ ZIP: 08012 BUSINESS PHONE: 856-228-0077 MAIL ADDRESS: STREET 1: 5 HARMON DRIVE CITY: BLACKWOOD STATE: NJ ZIP: 08012 FORMER COMPANY: FORMER CONFORMED NAME: REFAC DATE OF NAME CHANGE: 19990813 FORMER COMPANY: FORMER CONFORMED NAME: REFAC TECHNOLOGY DEVELOPMENT CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCES & FACILITIES CORP DATE OF NAME CHANGE: 19740509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN MARK N CENTRAL INDEX KEY: 0001187345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12776 FILM NUMBER: 07794140 BUSINESS ADDRESS: STREET 1: 146 CENTRAL PARK WEST CITY: NEW YORK STATE: NY ZIP: 10023 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-04-25 0 0000082788 REFAC OPTICAL GROUP REF 0001187345 KAPLAN MARK N ONE BRIDGE PLAZA SUITE 550 FORT LEE NJ 07024 1 0 0 0 Common Stock 2007-04-25 4 S 0 2565 8.29 D 2000 D Pursuant to Refac Optical Group (the "Company") merger agreement with Palisade dated as of August 19, 2002, as amended, Mr. Kaplan held a non-transferable right to sell his shares of the Company common stock to the Company for a price of $8.29 per share. On April 25, 2007, Mr. Kaplan exercised his right to sell and sold 2,565 shares of common stock to the Company. /s/ Mark N. Kaplan 2007-04-27 -----END PRIVACY-ENHANCED MESSAGE-----