-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AiXnCItP2/Oqdhmhg7nRL6ovbxRHnQja9hxWtul+lCHW5PKBD393m6jBcO1KFBbO /IphppPht7iy3w6UG41MDQ== 0001202301-07-000003.txt : 20070430 0001202301-07-000003.hdr.sgml : 20070430 20070430203051 ACCESSION NUMBER: 0001202301-07-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070426 FILED AS OF DATE: 20070430 DATE AS OF CHANGE: 20070430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REFAC OPTICAL GROUP CENTRAL INDEX KEY: 0000082788 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 131681234 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 5 HARMON DRIVE CITY: BLACKWOOD STATE: NJ ZIP: 08012 BUSINESS PHONE: 856-228-0077 MAIL ADDRESS: STREET 1: 5 HARMON DRIVE CITY: BLACKWOOD STATE: NJ ZIP: 08012 FORMER COMPANY: FORMER CONFORMED NAME: REFAC DATE OF NAME CHANGE: 19990813 FORMER COMPANY: FORMER CONFORMED NAME: REFAC TECHNOLOGY DEVELOPMENT CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCES & FACILITIES CORP DATE OF NAME CHANGE: 19740509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON CLARK A CENTRAL INDEX KEY: 0001183940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12776 FILM NUMBER: 07802873 BUSINESS ADDRESS: STREET 1: 4345 SOUTHPOINT BLVD. CITY: JACKSONVILLE STATE: FL ZIP: 32216 BUSINESS PHONE: 201-592-6451 MAIL ADDRESS: STREET 1: C/O NEUROLOGIX, INC. STREET 2: ONE BRIDGE PLAZA CITY: FORT LEE STATE: NJ ZIP: 07024 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-04-26 0 0000082788 REFAC OPTICAL GROUP ref 0001183940 JOHNSON CLARK A 5 HARMON DRIVE BLACKWOOD NJ 08012 1 0 0 0 Common Stock 2007-04-26 4 J 0 12667 D 0 D Option to acquire common stock 4.5 2007-04-27 4 J 0 20000 0 D 2003-05-19 2013-05-19 Common Stock 20000 0 D Option to acquire common stock 9.53 2007-04-27 4 J 0 1888 0 D 2006-03-06 2014-05-07 Common Stock 1888 0 D Option to acquire common stock 6.99 2007-04-27 4 J 0 1888 0 D 2006-03-06 2015-05-09 Common Stock 1888 0 D Option to acquire common stock 8 2007-04-27 4 J 0 20000 0 D 2006-07-31 2016-06-26 Common Stock 20000 0 D On April 26, 2007, ROG Acquisition, Inc. ("ROG") was merged with and into Refac. Pursuant to the Certificate of Ownership and Merger, Mr. Johnson's shares were cancelled and Mr. Johnson has the right to receive $6.00 cash per share or exercise his appraisal rights. The options (vested and unvested), in the aggregate, were cancelled and purchased by Refac for total consideration of $47,800 pursuant to an option and cancellation agreement between ROG and Mr. Johnson which required such options to be purchased promptly after the merger of ROG with and into Refac. Options to acquire 19,425 of these shares became exercisable at a rate of 555 per month on the last calendar day of each month beginning in August 31, 2006. Clark A.Johnson 2007-04-27 -----END PRIVACY-ENHANCED MESSAGE-----