-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LYd+oBGXiOLnA9aERByA2xiVgU6VWVkqsNtOl+J3T9PYx8lSgh7D55S8ap0b7uRJ wpqyHtuqTXfmt3dyyuJqLg== 0000950172-06-000266.txt : 20060628 0000950172-06-000266.hdr.sgml : 20060628 20060628140353 ACCESSION NUMBER: 0000950172-06-000266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060626 FILED AS OF DATE: 20060628 DATE AS OF CHANGE: 20060628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMAN MARK S CENTRAL INDEX KEY: 0001201284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12776 FILM NUMBER: 06929481 BUSINESS ADDRESS: BUSINESS PHONE: 9738981500 MAIL ADDRESS: STREET 1: 5 SYLVAN WAY CITY: PARSIPPANY STATE: NJ ZIP: 07054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REFAC OPTICAL GROUP CENTRAL INDEX KEY: 0000082788 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 131681234 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE BRIDGE PLAZA STREET 2: SUITE 550 CITY: FORT LEE STATE: NJ ZIP: 07024-7102 BUSINESS PHONE: 2015850600 MAIL ADDRESS: STREET 1: ONE BRIDGE PLAZA STREET 2: SUITE 550 CITY: FORT LEE STATE: NJ ZIP: 07024-7102 FORMER COMPANY: FORMER CONFORMED NAME: REFAC DATE OF NAME CHANGE: 19990813 FORMER COMPANY: FORMER CONFORMED NAME: REFAC TECHNOLOGY DEVELOPMENT CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCES & FACILITIES CORP DATE OF NAME CHANGE: 19740509 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-06-26 0 0000082788 REFAC OPTICAL GROUP REF 0001201284 NEWMAN MARK S ONE BRIDGE PLAZA SUITE 550 FORT LEE NJ 07024 1 0 0 0 Options to acquire common stock 8 2006-06-26 4 A 0 575 A 2006-07-31 2016-06-26 Common Stock 575 53688 D Options to acquire common stock 8 2006-06-26 4 A 0 19425 A 2016-06-26 Common Stock 19425 53688 D Options to acquire Refac Optical Group (the "Company") common stock were received by Mr. Newman in connection with his service as a director of the Company. Options to acquire 20,000 shares of the Company's common stock were received by Mr. Newman as a director of the Company. Such options have an exercise price of $4.78, are fully exercisable and expire on May 7, 2014. Options to acquire 7,080, 2,360, 1,888 and 2,360 shares of common stock were acquired in connection with the Company's acquisition of OptiCare Health Systems, Inc. on March 6, 2006. These options are currently exercisable, have exercise prices of $4.24, $13.77, $9.53 and $6.99, respectively, and expire on May 21, 2012, February 28, 2013, May 7, 2014 and May 9, 2015, respectively. Options to acquire 19,425 shares of common stock will become exercisable at a rate of 555 per month on the last calendar day of each month beginning on August 31, 2006. Robert L. Tuchman, Attorney-in-Fact 2006-06-28 -----END PRIVACY-ENHANCED MESSAGE-----