-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RIbcpdBzUJ5b75mZ/A+4VUqIpK0fPr1HH2end5c2jYSu0dcmS7SOFTn8CT8twu0a 0oGAFdRVbuO1z0Vz+0BJZg== 0000950172-06-000261.txt : 20060627 0000950172-06-000261.hdr.sgml : 20060627 20060627151717 ACCESSION NUMBER: 0000950172-06-000261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060626 FILED AS OF DATE: 20060627 DATE AS OF CHANGE: 20060627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN MARK N CENTRAL INDEX KEY: 0001187345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12776 FILM NUMBER: 06926950 BUSINESS ADDRESS: STREET 1: 146 CENTRAL PARK WEST CITY: NEW YORK STATE: NY ZIP: 10023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REFAC OPTICAL GROUP CENTRAL INDEX KEY: 0000082788 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 131681234 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE BRIDGE PLAZA STREET 2: SUITE 550 CITY: FORT LEE STATE: NJ ZIP: 07024-7102 BUSINESS PHONE: 2015850600 MAIL ADDRESS: STREET 1: ONE BRIDGE PLAZA STREET 2: SUITE 550 CITY: FORT LEE STATE: NJ ZIP: 07024-7102 FORMER COMPANY: FORMER CONFORMED NAME: REFAC DATE OF NAME CHANGE: 19990813 FORMER COMPANY: FORMER CONFORMED NAME: REFAC TECHNOLOGY DEVELOPMENT CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCES & FACILITIES CORP DATE OF NAME CHANGE: 19740509 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-06-26 0 0000082788 REFAC OPTICAL GROUP REF 0001187345 KAPLAN MARK N ONE BRIDGE PLAZA SUITE 550 FORT LEE NJ 07024 1 0 0 0 Options to acquire common stock 8 2006-06-26 4 A 0 575 A 2006-07-31 2016-06-26 Common Stock 575 40000 D Options to acquire common stock 8 2006-06-26 4 A 0 19425 A 2016-06-26 Common Stock 19425 40000 D Options to acquire Refac Optical Group (the "Company") common stock were received by Mr. Kaplan in connection with his service as a director of the Company. Options to acquire 20,000 shares of the Company's common stock were received by Mr. Kaplan as a director of the Company. Such options have a per share exercise price of $4.50, are fully exercisable and expire on May 19, 2013. Options to acquire 19,425 shares of common stock will become exercisable at a rate of 555 per month on the last calendar day of each month beginning on August 31, 2006. Robert L. Tuchman, Attorney-in-Fact 2006-06-27 -----END PRIVACY-ENHANCED MESSAGE-----