-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QfEKO3Q6Xu8cR2pL0p/p71vsSSH3wlQ1JfXccf8THTAE6vTUDE3lsYuGNaBIIAFC Q2zvu3Fur6w4CAKW7gCn2w== 0000950137-07-006337.txt : 20070430 0000950137-07-006337.hdr.sgml : 20070430 20070430163216 ACCESSION NUMBER: 0000950137-07-006337 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070430 DATE AS OF CHANGE: 20070430 EFFECTIVENESS DATE: 20070430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REFAC OPTICAL GROUP CENTRAL INDEX KEY: 0000082788 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 131681234 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-139588 FILM NUMBER: 07800930 BUSINESS ADDRESS: STREET 1: 5 HARMON DRIVE CITY: BLACKWOOD STATE: NJ ZIP: 08012 BUSINESS PHONE: 856-228-0077 MAIL ADDRESS: STREET 1: 5 HARMON DRIVE CITY: BLACKWOOD STATE: NJ ZIP: 08012 FORMER COMPANY: FORMER CONFORMED NAME: REFAC DATE OF NAME CHANGE: 19990813 FORMER COMPANY: FORMER CONFORMED NAME: REFAC TECHNOLOGY DEVELOPMENT CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCES & FACILITIES CORP DATE OF NAME CHANGE: 19740509 S-8 POS 1 k14707asv8pos.htm POST-EFFECTIVE AMENDMENT TO FORM S-8 sv8pos
 

As filed with the Securities and Exchange Commission on ___, 2007   Registration No. 333-139588
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Post-Effective Amendment No. 1
to
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
 
REFAC OPTICAL GROUP
(Exact name of Registrant as Specified in Its Charter)
     
Delaware   13-1681234
(State or Other Jurisdiction   (I.R.S. Employer
of Incorporation or Organization)   Identification Number)
     
5 Harmon Drive   08012
Blackwood, New Jersey   (Zip Code)
(Address of Principal Executive Offices)    
 
OptiCare Health Systems, Inc. Amended and Restated 2002 Stock Incentive Plan
Nonqualified Stock Option Agreements, dated May 21, 2004, between U.S. Vision, Inc. and each of William
A. Schwartz, Jr., Gayle Schmidt, George Gorman and Carmen Nepa
Warrant, dated May 30, 2003, between U.S. Vision, Inc. and William A. Schwartz., Jr.
Nonqualified Stock Option Agreement, dated January 30, 2006, between U.S. Vision, Inc. and David
Cornstein
Nonqualified Stock Option Agreement, dated August 4, 2003,
between U.S. Vision, Inc. and Pinnacle Advisors Limited
Nonqualified Stock Option Agreements, dated April 27, 2005 between U.S. Vision, Inc. and each of Joseph W.
Marino, Elliott Singer and David C. Stone
 
J. David Pierson
Refac Optical Group
5 Harmon Drive
Blackwood, New Jersey 08012
(Name and Address of Agent For Service)
856-228-0077
(Telephone Number, Including Area Code, of Agent For Service)
 
 
 

 

 

EXPLANATORY NOTE
     On December 22, 2006, Refac Optical Group, a Delaware corporation (the “Company”), filed a registration statement on Form S-8 (the “Registration Statement”), pertaining to the registration of the shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), issuable under the OptiCare Health Systems, Inc. Amended and Restated 2002 Stock Incentive Plan, the Nonqualified Stock Option Agreements, dated May 21, 2004, between U.S. Vision, Inc. and each of William A. Schwartz, Jr., Gayle Schmidt, George Gorman and Carmen Nepa, the Warrant, dated May 30, 2003, between U.S. Vision, Inc. and William A. Schwartz., Jr., the Nonqualified Stock Option Agreement, dated January 30, 2006, between U.S. Vision, Inc. and David Cornstein, the Nonqualified Stock Option Agreement, dated August 4, 2003, between U.S. vision, Inc. and Pinnacle Advisors Limited and the Nonqualified Stock Option Agreements, dated April 27, 2005 between U.S. Vision, Inc. and each of Joseph W. Marino, Elliott Singer and David C. Stone. The Company is filing this post-effective Amendment No. 1 to the Registration Statement to remove from registration the Common Stock registered under the Registration Statement.
     On April 26, 2007, ROG Acquisition, Inc. (“ROG”), a Delaware corporation, was merged with and into the Company in a “short-form” merger under Section 253 of the Delaware General Corporation Law. As a result of the merger, the Company is no longer a ‘public’ company. The merger became effective at 5:00 p.m. Eastern time on April 26, 2007 (the “Effective Time”). The Company shall be filing a certification and notice of termination on Form 15 with respect to the Common Stock on April 30, 2007.
     As a result of the merger, the Company has terminated all offerings of Common Stock pursuant to its existing registration statements, including the Registration Statement. Accordingly, the Company hereby removes from registration all shares of Common Stock registered under the Registration Statement which remained unissued at the Effective Time.

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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Blackwood, State of New Jersey, as of this 27th day of April, 2007.
         
  REFAC OPTICAL GROUP
 		  
  By:   /s/ J. David Pierson    
    J. David Pierson   
    President and Chief Executive Officer   
 
         
Date   Signature   Title
 
        
April 27, 2007
  /s/ J. David Pierson
 
J. David Pierson 		  President and CEO (Principal
Executive Officer)
 
        
April 27, 2007
  /s/ Carmen J. Nepa
 
Carmen J. Nepa, III 		  Corporate Controller and Chief Accounting Officer
(Principal Financial and Accounting Officer)
 
        
April 27, 2007
  /s/ James T. Jahnke   Director
 
       
 
  James T. Jahnke    
 
        
April 27, 2007
  /s/ Clark A. Johnson   Director
 
       
 
  Clark A. Johnson    
 
        
April 27, 2007
  /s/ Joseph W. Marino   Director
 
       
 
  Joseph W. Marino    
 
        
April 27, 2007
  /s/ Mark S. Newman   Director
 
       
 
  Mark S. Newman    
 
        
April 27, 2007
  /s/ J. David Pierson   Director
 
       
 
  J. David Pierson    
 
        
April 27, 2007
  /s/ Jeffrey D. Serkes   Director
 
       
 
  Jeffrey D. Serkes    
 
        
April 27, 2007
  /s/ Dennison T. Veru   Director
 
       
 
  Dennison T. Veru    

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