0001663577-21-000598.txt : 20211110 0001663577-21-000598.hdr.sgml : 20211110 20211110172652 ACCESSION NUMBER: 0001663577-21-000598 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211108 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schultz S. Matthew CENTRAL INDEX KEY: 0001625587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39187 FILM NUMBER: 211397965 MAIL ADDRESS: STREET 1: 2391 SOUTH 1560 WEST CITY: WOODS CROSS STATE: UT ZIP: 84087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEANSPARK, INC. CENTRAL INDEX KEY: 0000827876 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 870449945 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1185 SOUTH 1800 WEST, SUITE 3 CITY: WOODS CROSS STATE: UT ZIP: 84087 BUSINESS PHONE: (702) 941-8047 MAIL ADDRESS: STREET 1: 1185 SOUTH 1800 WEST, SUITE 3 CITY: WOODS CROSS STATE: UT ZIP: 84087 FORMER COMPANY: FORMER CONFORMED NAME: STRATEAN INC. DATE OF NAME CHANGE: 20141201 FORMER COMPANY: FORMER CONFORMED NAME: SMARTDATA CORP DATE OF NAME CHANGE: 19880120 4 1 ownership.xml X0306 4 2021-11-08 0 0000827876 CLEANSPARK, INC. CLSK 0001625587 Schultz S. Matthew 1185 SOUTH 1800 WEST SUITE 3 WOODS CROSS UT 84087 1 1 0 0 Executive Chairman Common Stock 2021-11-08 4 A 0 24000 0 A 243000 D Common Stock 2021-11-08 4 A 0 55000 0 A 298000 D Common Stock 480000 I By S M Schultz Irrevocable Trust Common Stock 40996 I By Spouse Employee Stock Options (Right to Buy) 20.48 2021-11-08 4 A 0 24000 0 A 2024-11-07 Common Stock 24000 24000 D Represents 24,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer and director of the Issuer, which restricted stock units shall vest as follows: (i) 2,000 are vested upon issuance, and (ii) the remaining 22,000 shall vest in equal monthly installments over the next 11 months. Represents 55,000 shares of restricted common stock, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer. Vesting of the options is subject to the achievement of certain corporate milestones of the Issuer. /s/ S. Matthew Schultz 2021-11-10