0001663577-21-000598.txt : 20211110
0001663577-21-000598.hdr.sgml : 20211110
20211110172652
ACCESSION NUMBER: 0001663577-21-000598
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211108
FILED AS OF DATE: 20211110
DATE AS OF CHANGE: 20211110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schultz S. Matthew
CENTRAL INDEX KEY: 0001625587
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39187
FILM NUMBER: 211397965
MAIL ADDRESS:
STREET 1: 2391 SOUTH 1560 WEST
CITY: WOODS CROSS
STATE: UT
ZIP: 84087
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEANSPARK, INC.
CENTRAL INDEX KEY: 0000827876
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 870449945
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1185 SOUTH 1800 WEST, SUITE 3
CITY: WOODS CROSS
STATE: UT
ZIP: 84087
BUSINESS PHONE: (702) 941-8047
MAIL ADDRESS:
STREET 1: 1185 SOUTH 1800 WEST, SUITE 3
CITY: WOODS CROSS
STATE: UT
ZIP: 84087
FORMER COMPANY:
FORMER CONFORMED NAME: STRATEAN INC.
DATE OF NAME CHANGE: 20141201
FORMER COMPANY:
FORMER CONFORMED NAME: SMARTDATA CORP
DATE OF NAME CHANGE: 19880120
4
1
ownership.xml
X0306
4
2021-11-08
0
0000827876
CLEANSPARK, INC.
CLSK
0001625587
Schultz S. Matthew
1185 SOUTH 1800 WEST
SUITE 3
WOODS CROSS
UT
84087
1
1
0
0
Executive Chairman
Common Stock
2021-11-08
4
A
0
24000
0
A
243000
D
Common Stock
2021-11-08
4
A
0
55000
0
A
298000
D
Common Stock
480000
I
By S M Schultz Irrevocable Trust
Common Stock
40996
I
By Spouse
Employee Stock Options (Right to Buy)
20.48
2021-11-08
4
A
0
24000
0
A
2024-11-07
Common Stock
24000
24000
D
Represents 24,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer and director of the Issuer, which restricted stock units shall vest as follows: (i) 2,000 are vested upon issuance, and (ii) the remaining 22,000 shall vest in equal monthly installments over the next 11 months.
Represents 55,000 shares of restricted common stock, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer.
Vesting of the options is subject to the achievement of certain corporate milestones of the Issuer.
/s/ S. Matthew Schultz
2021-11-10