0001663577-21-000196.txt : 20210420
0001663577-21-000196.hdr.sgml : 20210420
20210420191950
ACCESSION NUMBER: 0001663577-21-000196
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210416
FILED AS OF DATE: 20210420
DATE AS OF CHANGE: 20210420
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schultz S. Matthew
CENTRAL INDEX KEY: 0001625587
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39187
FILM NUMBER: 21839122
MAIL ADDRESS:
STREET 1: 2391 SOUTH 1560 WEST
CITY: WOODS CROSS
STATE: UT
ZIP: 84087
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEANSPARK, INC.
CENTRAL INDEX KEY: 0000827876
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 870449945
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1185 SOUTH 1800 WEST, SUITE 3
CITY: WOODS CROSS
STATE: UT
ZIP: 84087
BUSINESS PHONE: (702) 941-8047
MAIL ADDRESS:
STREET 1: 1185 SOUTH 1800 WEST, SUITE 3
CITY: WOODS CROSS
STATE: UT
ZIP: 84087
FORMER COMPANY:
FORMER CONFORMED NAME: STRATEAN INC.
DATE OF NAME CHANGE: 20141201
FORMER COMPANY:
FORMER CONFORMED NAME: SMARTDATA CORP
DATE OF NAME CHANGE: 19880120
4
1
ownership.xml
X0306
4
2021-04-16
0
0000827876
CLEANSPARK, INC.
CLSK
0001625587
Schultz S. Matthew
1185 SOUTH 1800 WEST
SUITE 3
WOODS CROSS
UT
84087
1
1
0
0
Executive Chairman
Common Stock
2021-04-16
4
A
0
40000
0
A
209000
D
Common Stock
480000
I
By S M Schultz Irrevocable Trust
Common Stock
40996
I
By Spouse
Employee Stock Option (Right to Buy)
23.00
2021-04-16
4
A
0
400000
0
A
2026-04-15
Common Stock
400000
400000
D
Represents 40,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which restricted stock units were fully vested upon issuance.
This includes 55,000 shares of restricted common stock issued to the Reporting Person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer for fiscal year 2021.
The Reporting Person's ability to exercise 268,000 of the 400,000 Stock Options (the "Contingent Options") reported herein is conditioned upon stockholder approval of an amendment to the Plan. If such stockholder approval is not obtained, then the Contingent Options shall be forfeited by the Reporting Person.
The Stock Options shall vest in 36 equal monthly installments from the grant date.
/s/ S. Matthew Schultz
2021-04-20