0001663577-20-000391.txt : 20201028 0001663577-20-000391.hdr.sgml : 20201028 20201028205639 ACCESSION NUMBER: 0001663577-20-000391 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201026 FILED AS OF DATE: 20201028 DATE AS OF CHANGE: 20201028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bradford Zachary CENTRAL INDEX KEY: 0001625557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39187 FILM NUMBER: 201270185 MAIL ADDRESS: STREET 1: 2391 SOUTH 1560 WEST CITY: WOODS CROSS STATE: UT ZIP: 84087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEANSPARK, INC. CENTRAL INDEX KEY: 0000827876 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 870449945 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1185 SOUTH 1800 WEST, SUITE 3 CITY: WOODS CROSS STATE: UT ZIP: 84087 BUSINESS PHONE: (702) 941-8047 MAIL ADDRESS: STREET 1: 1185 SOUTH 1800 WEST, SUITE 3 CITY: WOODS CROSS STATE: UT ZIP: 84087 FORMER COMPANY: FORMER CONFORMED NAME: STRATEAN INC. DATE OF NAME CHANGE: 20141201 FORMER COMPANY: FORMER CONFORMED NAME: SMARTDATA CORP DATE OF NAME CHANGE: 19880120 4 1 ownership.xml X0306 4 2020-10-26 0 0000827876 CLEANSPARK, INC. CLSK 0001625557 Bradford Zachary 1185 SOUTH 1800 WEST SUITE 3 WOODS CROSS UT 84087 1 1 0 0 CEO and President Common Stock 2020-10-26 4 A 0 75000 A 415695 D Common Stock 2020-10-26 4 A 0 69000 A 484695 D Stock Option (Right to Buy) 9.00 2020-10-26 4 A 0 25000 0.00 A 2020-10-26 2023-10-25 Common Stock 25000 25000 D Stock Option (Right to Buy) 9.00 2020-10-26 4 A 0 30000 0.00 A 2023-10-25 Common Stock 30000 30000 D On October 26, 2020, the compensation committee of the board of directors of the issuer approved an issuance of 75,000 shares of common stock to Mr. Bradford under the issuer's equity incentive plan as a bonus for fiscal year 2020. The shares were valued at the closing traded price of the Company's common stock on October 26, 2020 of $8.07 per share. In addition to the stock grants disclosed on this Form 4, this includes 323,864 shares of common stock held in ZRB Holdings Inc. in which Mr. Bradford is the beneficial owner, 12,000 shares of common stock held in BlueChip Advisors LLC in which Mr. Bradford shares beneficial ownership, and 4,831 shares of common stock held in his name. On October 26, 2020, the compensation committee of the board of directors of the issuer approved an issuance of 69,000 shares of restricted common stock to Mr. Bradford under the issuer's equity incentive plan which shares vest pursuant to certain corporate milestones of the issuer for fiscal year 2021. The shares were valued at the closing traded price of the Company's common stock on October 26, 2020 of $8.07 per share. On October 26, 2020, the compensation committee of the board of directors of the issuer approved the grant of an option to purchase 25,000 shares of common stock to Mr. Bradford under the issuer's equity incentive plan as a bonus for fiscal year 2020 ended September 30, 2020. The options were fully vested on grant and were granted with an exercise price of $9.00 per share On October 26, 2020, the compensation committee of the board of directors of the issuer approved the grant of an option to purchase 30,000 shares of common stock to Mr. Bradford under the issuer's equity incentive plan which options vest pursuant to certain corporate milestones of the issuer for fiscal year 2021. The options were granted with an exercise price of $9.00 per share. /s/ Zachary Bradford 2020-10-28