0000899243-23-008115.txt : 20230310 0000899243-23-008115.hdr.sgml : 20230310 20230310165203 ACCESSION NUMBER: 0000899243-23-008115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230308 FILED AS OF DATE: 20230310 DATE AS OF CHANGE: 20230310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schultz S. Matthew CENTRAL INDEX KEY: 0001625587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39187 FILM NUMBER: 23724429 MAIL ADDRESS: STREET 1: 2391 SOUTH 1560 WEST CITY: WOODS CROSS STATE: UT ZIP: 84087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEANSPARK, INC. CENTRAL INDEX KEY: 0000827876 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870449945 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2370 CORPORATE CIRCLE STREET 2: SUITE 160 CITY: HENDERSON STATE: NV ZIP: 89074 BUSINESS PHONE: (702) 941-8047 MAIL ADDRESS: STREET 1: 2370 CORPORATE CIRCLE STREET 2: SUITE 160 CITY: HENDERSON STATE: NV ZIP: 89074 FORMER COMPANY: FORMER CONFORMED NAME: STRATEAN INC. DATE OF NAME CHANGE: 20141201 FORMER COMPANY: FORMER CONFORMED NAME: SMARTDATA CORP DATE OF NAME CHANGE: 19880120 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-08 0 0000827876 CLEANSPARK, INC. CLSK 0001625587 Schultz S. Matthew 2370 CORPORATE CIRCLE SUITE 160 HENDERSON NV 89074 1 1 0 0 Executive Chairman Common Stock 2023-03-08 4 A 0 607500 0.00 A 2679371 D Common Stock 2023-03-08 4 F 0 273803 2.38 D 2405569 D Common Stock 480000 I By S M Schultz Irrevocable Trust Common Stock 40996 I By Spouse Shares issued in settlement of performance stock units granted in 2022 which vested upon the Issuer's achievement of 6.5 EH of total processing power, and the Issuer obtaining stockholder approval of an amendment to the Issuer's 2017 Incentive Plan (the "Plan") to increase the number of shares available under the Plan. Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned performance stock units and of restricted stock units. /s/ S. Matthew Schultz 2023-03-10