0000899243-22-031146.txt : 20220915 0000899243-22-031146.hdr.sgml : 20220915 20220915163019 ACCESSION NUMBER: 0000899243-22-031146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220912 FILED AS OF DATE: 20220915 DATE AS OF CHANGE: 20220915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schultz S. Matthew CENTRAL INDEX KEY: 0001625587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39187 FILM NUMBER: 221246070 MAIL ADDRESS: STREET 1: 2391 SOUTH 1560 WEST CITY: WOODS CROSS STATE: UT ZIP: 84087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEANSPARK, INC. CENTRAL INDEX KEY: 0000827876 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 870449945 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2370 CORPORATE CIRCLE STREET 2: SUITE 160 CITY: HENDERSON STATE: NV ZIP: 89074 BUSINESS PHONE: (702) 941-8047 MAIL ADDRESS: STREET 1: 2370 CORPORATE CIRCLE STREET 2: SUITE 160 CITY: HENDERSON STATE: NV ZIP: 89074 FORMER COMPANY: FORMER CONFORMED NAME: STRATEAN INC. DATE OF NAME CHANGE: 20141201 FORMER COMPANY: FORMER CONFORMED NAME: SMARTDATA CORP DATE OF NAME CHANGE: 19880120 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-09-12 0 0000827876 CLEANSPARK, INC. CLSK 0001625587 Schultz S. Matthew 2370 CORPORATE CIRCLE SUITE 160 HENDERSON NV 89074 1 1 0 0 Executive Chairman Common Stock 2022-09-12 4 A 0 360000 0.00 A 633000 D Common Stock 2022-09-12 4 A 0 1215000 0.00 A 1848000 D Common Stock 2022-09-12 4 A 0 360000 0.00 A 2208000 D Common Stock 2022-09-12 4 F 0 136129 4.89 D 2071871 D Common Stock 480000 I By S M Schultz Irrevocable Trust Common Stock 40996 I By Spouse Represents 360,000 restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest upon the later of the date of issuance and the Issuer obtaining stockholder approval of an amendment to the Plan increasing the number of shares available under the Plan (the "Shareholder Approval"). Represents 1,215,000 RSUs awarded to the Reporting Person under the Plan in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date, such that the RSUs will fully vest on the third anniversary of the grant date, provided the Shareholder Approval is obtained. Represents 360,000 shares of performance stock units ("PSUs") originally awarded to the Reporting Person under the Plan, which vesting was subject to the achievement of certain corporate milestones of the Issuer. The compensation committee of the Issuer approved the immediate vesting of such PSUs on September 12, 2022. These shares were automatically withheld to cover the tax liability resulting from the vesting of the PSUs. /s/ S. Matthew Schultz 2022-09-14