0000899243-22-031146.txt : 20220915
0000899243-22-031146.hdr.sgml : 20220915
20220915163019
ACCESSION NUMBER: 0000899243-22-031146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220912
FILED AS OF DATE: 20220915
DATE AS OF CHANGE: 20220915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schultz S. Matthew
CENTRAL INDEX KEY: 0001625587
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39187
FILM NUMBER: 221246070
MAIL ADDRESS:
STREET 1: 2391 SOUTH 1560 WEST
CITY: WOODS CROSS
STATE: UT
ZIP: 84087
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEANSPARK, INC.
CENTRAL INDEX KEY: 0000827876
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 870449945
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2370 CORPORATE CIRCLE
STREET 2: SUITE 160
CITY: HENDERSON
STATE: NV
ZIP: 89074
BUSINESS PHONE: (702) 941-8047
MAIL ADDRESS:
STREET 1: 2370 CORPORATE CIRCLE
STREET 2: SUITE 160
CITY: HENDERSON
STATE: NV
ZIP: 89074
FORMER COMPANY:
FORMER CONFORMED NAME: STRATEAN INC.
DATE OF NAME CHANGE: 20141201
FORMER COMPANY:
FORMER CONFORMED NAME: SMARTDATA CORP
DATE OF NAME CHANGE: 19880120
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-09-12
0
0000827876
CLEANSPARK, INC.
CLSK
0001625587
Schultz S. Matthew
2370 CORPORATE CIRCLE
SUITE 160
HENDERSON
NV
89074
1
1
0
0
Executive Chairman
Common Stock
2022-09-12
4
A
0
360000
0.00
A
633000
D
Common Stock
2022-09-12
4
A
0
1215000
0.00
A
1848000
D
Common Stock
2022-09-12
4
A
0
360000
0.00
A
2208000
D
Common Stock
2022-09-12
4
F
0
136129
4.89
D
2071871
D
Common Stock
480000
I
By S M Schultz Irrevocable Trust
Common Stock
40996
I
By Spouse
Represents 360,000 restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest upon the later of the date of issuance and the Issuer obtaining stockholder approval of an amendment to the Plan increasing the number of shares available under the Plan (the "Shareholder Approval").
Represents 1,215,000 RSUs awarded to the Reporting Person under the Plan in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date, such that the RSUs will fully vest on the third anniversary of the grant date, provided the Shareholder Approval is obtained.
Represents 360,000 shares of performance stock units ("PSUs") originally awarded to the Reporting Person under the Plan, which vesting was subject to the achievement of certain corporate milestones of the Issuer. The compensation committee of the Issuer approved the immediate vesting of such PSUs on September 12, 2022.
These shares were automatically withheld to cover the tax liability resulting from the vesting of the PSUs.
/s/ S. Matthew Schultz
2022-09-14