-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VF5fpTenLMQS2HFp/y7aUCI/mspOAKunT4WkqpWZGtRUh/7f/lJziBYLDg0MKg7S q0eme4jKcRKbScJbuUICEw== 0000950144-01-502865.txt : 20010528 0000950144-01-502865.hdr.sgml : 20010528 ACCESSION NUMBER: 0000950144-01-502865 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010525 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MUTUAL RISK MANAGEMENT LTD CENTRAL INDEX KEY: 0000826918 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-45057 FILM NUMBER: 1647933 BUSINESS ADDRESS: STREET 1: 44 CHURCH ST STREET 2: BERMUDA CITY: HAMILTON HM 12 BERMU STATE: D0 BUSINESS PHONE: 4412955688 MAIL ADDRESS: STREET 1: PO BOX 2064 STREET 2: BERMUDA CITY: HAMILTON HM HX STATE: D0 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST UNION MERCHANT BANKING 2001 LLC CENTRAL INDEX KEY: 0001141178 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 522286620 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE FIRST UNION CENTER STREET 2: 301 SOUTH COLLEGE STREET CITY: CHARLOTTE STATE: NC ZIP: 28288-0732 BUSINESS PHONE: 7043830000 MAIL ADDRESS: STREET 1: ONE FIRST UNION CENTER STREET 2: 301 SOUTH COLLEGE STREET CITY: CHARLOTTE STATE: NC ZIP: 28288-0732 SC 13G 1 g69698asc13g.txt MUTUAL RISK MANAGEMENT/FIRST UNION MERCHANT 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 MUTUAL RISK MANAGEMENT LTD. --------------------------- (Name of Issuer) Common Stock, $0.01 par value per share --------------------------------------- (Title of Class of Securities) 628351108 -------------- (CUSIP Number) May 17, 2001 ----------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) 2 SCHEDULE 13G/A
- ----------------------------------------------------- --------------------------- CUSIP NO. 628351108 PAGE 2 OF 5 PAGES - ----------------------------------------------------- --------------------------- - ------------ ----------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Union Merchant Banking 2001, LLC / 52-2286620 - ------------ ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE ROW IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------ ----------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION State of North Carolina - ---------------------------- ---- -------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 4,606,822 SHARES ---- -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH None REPORTING ---- -------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 4,606,822 ---- -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER None - ------------ ----------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,606,822 shares of Common Stock - ------------ ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------ ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.97% - ------------ ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - ------------ -----------------------------------------------------------------------------
3 Item 1(a) Name of Issuer: Mutual Risk Management Ltd. Item 1(b) Address of Issuer's Principal Executive Offices: 44 Church Street, Hamilton HM 12, Bermuda Item 2(a) Name of Filing Person: First Union Merchant Banking 2001, LLC Item 2(b) Address of Principal Business Office: One First Union Center 301 South College Street Charlotte, North Carolina 28288-0732 Item 2(c) Citizenship: State of North Carolina Item 2(d) Title of Class of Securities Common Stock, $0.01 par value per share Item 2(e) CUSIP Number 628351108 Item 3 Not applicable. Item 4. Ownership: (a) Amount Beneficially Owned: 4,606,822 shares of common stock. (b) Percent of Class: 9.97% (c) Number of shares to which such person has: (i) sole power to vote or to direct the vote: 4,606,822 shares of Common Stock (ii) shared power to vote or to direct the vote: 0 shares of Common Stock. (iii) sole power to dispose or to direct the disposition of: 4,606,822 shares of Common Stock. 3 4 (iv) shared power to dispose or to direct the disposition of: 0 shares of Common Stock. Item 5. Ownership of Five Percent or Less of a Class: Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Members of the Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose. 4 5 SIGNATURE After due inquiry, to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Dated: May 22, 2001 FIRST UNION MERCHANT BANKING 2001, LLC By: /s/ Frederick W. Eubank, III ----------------------------------- Frederick W. Eubank, II, Partner 5 -----END PRIVACY-ENHANCED MESSAGE-----