-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MTEP5uJtZKDwJcdOnhSOoSuLBFxu2ndoUBmBF8qy4Z4rw8YpqU/VtcwtleLcU1K7 OMwJ7O15FXNRdH3n11fNkA== 0000950149-98-000286.txt : 19980218 0000950149-98-000286.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950149-98-000286 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INCONTROL INC CENTRAL INDEX KEY: 0000871629 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 911501619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-47733 FILM NUMBER: 98542695 BUSINESS ADDRESS: STREET 1: 6675 185TH AVE NE SUITE 100 CITY: REDMOND STATE: WA ZIP: 98052 BUSINESS PHONE: 2068619800 MAIL ADDRESS: STREET 1: 6675 185TH AVENUE STREET 2: SUITE 100 CITY: REDMOND STATE: WA ZIP: 98052-6734 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MAYFIELD VI INVESTMENT PARTNERS CENTRAL INDEX KEY: 0000826902 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943060511 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O MAYFIELD FUND STREET 2: 2800 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158545560 MAIL ADDRESS: STREET 1: C/O MAYFIELD FUND STREET 2: 2800 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 AMENDMENT #2 TO SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 2)(1) InControl, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 45336L109 (CUSIP Number) (1)The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 029163-10-2 13G PAGE 2 OF 16 PAGES --------------------- ----- ----- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS MAYFIELD VI INVESTMENT PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP 94-3060511 --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF -0- SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 832,874 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH -0- -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 832,874 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 832,874 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.4% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON PN --------------------------------------------------------------------- 3 CUSIP NO. 45336L109 13G PAGE 3 OF 16 PAGES --------------------- ----- ----- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS MAYFIELD VI MANAGEMENT PARTNERS, A CALIFORNIA PARTNERSHIP 94-3058675 --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF -0- SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 832,874 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH -0- -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 832,874 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 832,874 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.4% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON PN --------------------------------------------------------------------- 4 CUSIP NO. 45336L109 13G PAGE 4 OF 16 PAGES --------------------- ----- ----- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS MAYFIELD MEDICAL PARTNERS, A CALIFORNIA PARTNERSHIP 94-3141068 --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF -0- SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 120,790 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH -0- -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 120,790 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 120,790 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.6% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON PN --------------------------------------------------------------------- 5 CUSIP NO. 45336L109 13G PAGE 5 OF 16 PAGES --------------------- ----- ----- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS F. GIBSON MYERS, JR. SOCIAL SECURITY NUMBER: ###-##-#### --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S. --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 38,538 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 953,664 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 38,538 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 953,664 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 992,202 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.3% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON IN --------------------------------------------------------------------- 6 CUSIP NO. 45336L109 13G PAGE 6 OF 16 PAGES --------------------- ----- ----- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS KEVIN A. FONG SOCIAL SECURITY NUMBER: ###-##-#### --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S. --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 24,671 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 953,664 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 24,671 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 953,664 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 978,335 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.2% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON IN --------------------------------------------------------------------- 7 CUSIP NO. 45336L109 13G PAGE 7 OF 16 PAGES --------------------- ----- ----- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS WILLIAM D. UNGER SOCIAL SECURITY NUMBER: ###-##-#### --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S. --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 11,289 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 953,664 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 11,289 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 953,664 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 964,953 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON IN --------------------------------------------------------------------- 8 CUSIP NO. 45336L109 13G PAGE 8 OF 16 PAGES --------------------- ----- ----- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS WENDELL G. VAN AUKEN SOCIAL SECURITY NUMBER: ###-##-#### --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S. --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 23,804 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 953,664 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 23,804 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 953,664 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 977,468 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.2% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON IN --------------------------------------------------------------------- 9 CUSIP NO. 45336L109 13G PAGE 9 OF 16 PAGES --------------------- ----- ----- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS MICHAEL J. LEVINTHAL SOCIAL SECURITY NUMBER: ###-##-#### --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S. --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 46,201 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 953,664 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 46,201 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 953,664 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 999,865 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.2% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON IN --------------------------------------------------------------------- 10 CUSIP NO. 45336L109 13G PAGE 10 OF 16 PAGES --------------------- ----- ----- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS A. GRANT HEIDRICH, III SOCIAL SECURITY NUMBER: ###-##-#### --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S. --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 36,282 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 953,664 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 36,282 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 953,664 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 989,946 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.3% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON IN --------------------------------------------------------------------- 11 ITEM 1. (a) NAME OF ISSUER: InControl, Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 6675 185th Avenue N.E., #100 Redmond, WA 98052 ITEM 2. (a) NAME OF PERSONS FILING: Mayfield VI Investment Partners, a California Limited Partnership Mayfield VI Management Partners, a California Limited Partnership Mayfield Medical Partners, a California Partnership Kevin A. Fong Wendell G. Van Auken A. Grant Heidrich, III F. Gibson Myers, Jr. William D. Unger Michael J. Levinthal (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: c/o The Mayfield Fund 2800 Sand Hill Road Menlo Park, CA 94025 (c) CITIZENSHIP: The entities listed in Item 2(a) are California Limited Partnerships, except for Mayfield Medical Partners, which is a California Partnership. The individuals listed in Item 2(a) are U.S. citizens. (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.01 per share (e) CUSIP NUMBER: 45336L109 Page 11 of 16 pages. 12 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not applicable ITEM 4. OWNERSHIP The information regarding ownership as set forth in Items 5-9 of Pages 2-10 hereto, is hereby incorporated by reference. For a summary of total ownership by all Reporting Persons, see Exhibit 2 hereto. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION Not applicable. Page 12 of 16 pages. 13 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 17, 1998 MAYFIELD VI INVESTMENT PARTNERS A California Limited Partnership By: /s/ George A. Pavlov --------------------------------------- George A. Pavlov, Authorized Signatory MAYFIELD VI MANAGEMENT PARTNERS A California Limited Partnership By: /s/ George A. Pavlov --------------------------------------- George A. Pavlov, Authorized Signatory MAYFIELD MEDICAL PARTNERS A California Partnership By: /s/ George A. Pavlov --------------------------------------- George A. Pavlov, Authorized Signatory F. GIBSON MYERS, JR. By: /s/ George A. Pavlov --------------------------------------- George A. Pavlov, Attorney In Fact KEVIN A. FONG By: /s/ George A. Pavlov --------------------------------------- George A. Pavlov, Attorney In Fact WILLIAM D. UNGER By: /s/ George A. Pavlov --------------------------------------- George A. Pavlov, Attorney In Fact WENDELL G. VAN AUKEN By: /s/ George A. Pavlov --------------------------------------- George A. Pavlov, Attorney In Fact MICHAEL J. LEVINTHAL Page 13 of 16 pages. 14 By: /s/ George A. Pavlov --------------------------------------- George A. Pavlov, Attorney In Fact A. GRANT HEIDRICH, III By: /s/ George A. Pavlov --------------------------------------- George A. Pavlov, Attorney In Fact Page 14 of 16 pages. 15 EXHIBIT 1 Exhibit 1- "Statement Appointing Designated Filer and Authorized Signatory" is hereby incorporated by reference to Exhibit B to the Statement on Schedule 13G dated February 10, 1997. Page 15 of 16 pages. 16 EXHIBIT 2
PERCENT OF CLASS NAME OF REPORTING PERSON NUMBER OF SHARES BENEFICIALLY OWNED(1) - ----------------------------- ------------------- ----------------- Mayfield VI Investment Partners, a California Limited 832,874 (2) 4.4% Partnership Mayfield VI Management Partners, a California Limited Partnership 832,874 (2) 4.4% Mayfield Medical Partners, a California Partnership 120,790 (3) 0.7% F. Gibson Myers 992,202 (4) 5.3% Kevin A. Fong 978,335 (4) 5.2% William D. Unger 964,953 (4) 5.1% Wendell G. Van Auken 977,468 (4) 5.2% Michael J. Levinthal 999,865 (4)(5) 5.3% A. Grant Heidrich, III 989,946 (4) 5.3% Total 1,196,715 6.3%
(1) The respective percentages set forth in this column were obtained by dividing the number of shares by the aggregate number of outstanding shares of Common Stock as of 12/31/97. (2) Represents shares held of record by Mayfield VI Investment Partners, of which Mayfield VI Management Partners is the sole General Partner. (3) Represents shares held of record by Mayfield Medical Partners, of which Mayfield VI Investment Partners is a General Partner. (4) The individual Reporting Persons listed are General Partners of Mayfield VI Management Partners, which is the General Partner of Mayfield VI Investment Partners, which is a General Partner of Mayfield Medical Partners. The individual Reporting Persons may be deemed to have shared voting and dispositive power over the shares which are or may be deemed to be beneficially owned by Mayfield VI Investment Partners, and Mayfield Medical Partners but disclaim such beneficial ownership. Each individual Reporting Person expressly disclaims that he is the beneficial owner of any shares which are held by any other individual Reporting Person in his individual capacity. (5) Includes director options to purchase 16,666 shares, which are exercisable by March 1, 1998. Excludes director options to purchase 13,334 shares, of which 6,667 will become exercisable in May 1998 and the remaining 6,667 shares in May 1999. Page 16 of 16 pages. -----END PRIVACY-ENHANCED MESSAGE-----