0001104659-14-062260.txt : 20140820 0001104659-14-062260.hdr.sgml : 20140820 20140820161111 ACCESSION NUMBER: 0001104659-14-062260 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140820 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140820 DATE AS OF CHANGE: 20140820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UniTek Global Services, Inc. CENTRAL INDEX KEY: 0000826773 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 752233445 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34867 FILM NUMBER: 141055005 BUSINESS ADDRESS: STREET 1: 1777 SENTRY PARKWAY WEST STREET 2: GWYNEDD HALL, SUITE 302 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 267-464-1700 MAIL ADDRESS: STREET 1: 1777 SENTRY PARKWAY WEST STREET 2: GWYNEDD HALL, SUITE 302 CITY: BLUE BELL STATE: PA ZIP: 19422 FORMER COMPANY: FORMER CONFORMED NAME: BERLINER COMMUNICATIONS INC DATE OF NAME CHANGE: 20050919 FORMER COMPANY: FORMER CONFORMED NAME: NOVO NETWORKS INC DATE OF NAME CHANGE: 20010104 FORMER COMPANY: FORMER CONFORMED NAME: EVENTURES GROUP INC DATE OF NAME CHANGE: 19990902 8-K 1 a14-19436_18k.htm 8-K

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 20, 2014

 

UniTek Global Services, Inc.

(Exact Name of Registrant as Specified in Charter)

 

Delaware

 

000-34867

 

75-2233445

(State or Other Jurisdiction
of Incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

1777 Sentry Parkway West, Blue Bell, PA
(Address of Principal Executive Offices)

 

19422
(Zip Code)

 

Registrant’s telephone number, including area code:  (267) 464-1700

 

Not applicable
(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 7.01              Regulation FD Disclosure.

 

On August 20, 2014, UniTek Global Services, Inc. (the “Registrant”) issued a press release confirming that trading in the Registrant’s common stock on The NASDAQ Stock Market will be suspended effective with the open of business on August 21, 2014.  The Registrant’s common stock will be eligible to trade on the OTC Markets - OTC Pink Tier effective with the open of business on August 21, 2014. The Registrant anticipates that its symbol, UNTK, will remain unchanged.

 

The press release is attached as Exhibit 99.1 hereto and is incorporated herein by reference.

 

Item 9.01.             Financial Statements and Exhibits.

 

(d)           Exhibits

 

99.1      Press Release issued on August 20, 2014

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

UNITEK GLOBAL SERVICES, INC.

 

 

 

 

Date:  August 20, 2014

By:

/s/ Andrew J. Herning

 

 

Name: Andrew J. Herning

 

 

Title: Chief Financial Officer

 

3



 

EXHIBIT LIST

 

Exhibit No.

 

Exhibit Title

99.1

 

Press Release issued on August 20, 2014

 

4


EX-99.1 2 a14-19436_1ex99d1.htm EX-99.1

Exhibit 99.1

 

UNITEK GLOBAL SERVICES, INC. COMMON STOCK

TO BEGIN TRADING ON THE OTC MARKETS - OTC PINK TIER

 

BLUE BELL, Pa., August 20, 2014 (GLOBE NEWSWIRE) — UniTek Global Services, Inc. (“UniTek” or the “Company”) (Nasdaq: UNTK), a premier provider of permanently outsourced infrastructure services to the telecommunications, broadband cable, wireless, transportation, public safety and satellite television industries, today confirmed its previous disclosure that  trading in the Company’s common stock on The NASDAQ Stock Market will be suspended effective with the open of business on August 21, 2014.

 

The Company’s common stock will be eligible to trade on the OTC Markets - OTC Pink Tier effective with the open of business on August 21, 2014.   The Company anticipates that its symbol, UNTK, will remain unchanged.  For quotes or further information on OTC Markets and the OTC Pink Tier, please visit http://www.otcmarkets.com.

 

About UniTek Global Services

 

UniTek Global Services is a leading provider of communications infrastructure solutions, leveraging a longstanding reputation for innovation and safety to connect individuals, businesses, government agencies and communities to the digital landscape. Contact us for ways we can help your business grow by visiting the UniTek website: www.unitekglobalservices.com.

 

Forward-Looking Statements

 

The statements in this press release that are not historical fact are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking statements include statements concerning plans, objectives, goals, strategies, future events or performance, and underlying assumptions and other statements that are other than statements of historical facts, including but not limited to statements regarding the expected delisting of the Company’s common stock from NASDAQ and the trading of the Company’s common stock on the OTC Markets — OTC Pink Tier. These statements are subject to uncertainties and risks including, but not limited to, the Company’s ability to address issues arising from previously disclosed accounting-related matters, operating performance, general financial, economic, and political conditions affecting the Company’s business and its target industries, the ability of the Company to perform its obligations under its contracts and agreements with customers, and other risks contained in reports filed by the Company with the Securities and Exchange Commission, included in our Form 10-K for the year ended December 31, 2013. The words “may,” “could,” “should,” “would,” “believe,” “are confident,” “anticipate,” “estimate,” “expect,” “intend,” “plan,” “aspire,” and similar expressions are intended to identify forward-looking statements. All such statements are made in good faith by the Company pursuant to the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. The Company does not undertake to update any forward looking statement, whether written or oral, which may be made from time to time by or on behalf of the Company, except as may be required by applicable law or regulations.

 

Contact Info

 

The Piacente Group | Investor Relations

Matthew Abenante

(212) 481-2050

unitek@tpg-ir.com