-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WgUC46FOa3BjWqkfo07n49sbm2fUg8LzdVq9toGNBIpWJyIm2OfVDlb7iBhN4q2Z EItV83hcL80sTQXfIAPd6Q== 0001235663-10-000004.txt : 20101019 0001235663-10-000004.hdr.sgml : 20101019 20101019171739 ACCESSION NUMBER: 0001235663-10-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101015 FILED AS OF DATE: 20101019 DATE AS OF CHANGE: 20101019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEX CAPITAL INC CENTRAL INDEX KEY: 0000826675 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 521549373 STATE OF INCORPORATION: VA FISCAL YEAR END: 0709 BUSINESS ADDRESS: STREET 1: 4991 LAKE BROOK DRIVE STREET 2: STE 100 CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 8042175830 MAIL ADDRESS: STREET 1: 4991 LAKE BROOK DRIVE STREET 2: STE 100 CITY: GLEN ALLEN STATE: VA ZIP: 23060 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE MORTGAGE CAPITAL INC/VA DATE OF NAME CHANGE: 19930722 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE MORTGAGE INVESTMENT CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: RAC MORTGAGE INVESTMENT CORP /VA/ DATE OF NAME CHANGE: 19930505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FELMAN LEON A CENTRAL INDEX KEY: 0001055099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09819 FILM NUMBER: 101131026 MAIL ADDRESS: STREET 1: 25 WEST BRENTMOOR PARK CITY: CLAYTON STATE: MO ZIP: 63105 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-10-15 1 0000826675 DYNEX CAPITAL INC DX 0001055099 FELMAN LEON A C/O DYNEX CAPITAL, INC. 4991 LAKE BROOK DRIVE, SUITE 100 GLEN ALLEN VA 23060 1 0 0 0 Common Stock 2010-10-15 4 J 0 3200 0 A 13200 D Common Stock 2010-10-15 4 J 0 777 0 A 1132 I By Leon A. Felman IRA Common Stock 2010-10-15 4 J 0 10848 0 A 42237 I By Leon A. Felman IRA Rollover Common Stock 2010-10-15 4 J 0 30826 0 A 74273 I By Homebaker Brand Profit Sharing Plan Common Stock 2010-10-15 4 J 0 9614 0 A 20751 I By Leon A. Felman Keogh Profit Sharing Plan Common Stock 2010-10-15 4 J 0 11840 0 A 33918 I By the Felman Family Trust dated 4/28/99 Common Stock 2010-10-15 4 J 0 2555 0 A 10975 I By HLF Corporation Common Stock 2010-10-15 4 J 0 626 0 A 904 I By Harriet Felman IRA Common Stock 15000 I By the Leon A. Felman Family Trust dated 2000 Series D Preferred Stock 2010-10-15 4 J 0 3200 0 D Common Stock 3200 0 D Series D Preferred Stock 2010-10-15 4 J 0 777 0 D Common Stock 777 0 I By Leon A. Felman IRA Series D Preferred Stock 2010-10-15 4 J 0 10848 0 D Common Stock 10848 0 I By Leon A. Felman IRA Rollover Series D Preferred Stock 2010-10-15 4 J 0 30826 0 D Common Stock 30826 0 I By Homebaker Brand Profit Sharing Plan Series D Preferred Stock 2010-10-15 4 J 0 9614 0 D Common Stock 9614 0 I By Leon A. Felman Keogh Profit Sharing Plan Series D Preferred Stock 2010-10-15 4 J 0 11840 0 D Common Stock 11840 0 I By the Felman Family Trust dated 4/28/99 Series D Preferred Stock 2010-10-15 4 J 0 2555 0 D Common Stock 2555 0 I By HLF Corporation Series D Preferred Stock 2010-10-15 4 J 0 626 0 D Common Stock 626 0 I By Harriet Felman IRA On October 15, 2010, Dynex Capital, Inc. redeemed all of its Series D Preferred Stock in exchange for shares of its common stock at a one-for-one redemption ratio, in accordance with the terms of the Series D Preferred Stock. Before such redemption, the Series D Preferred Stock was convertible into common stock at any time on a one-for-one basis, with no expiration date. The full name of the Series D Preferred Stock is "Series D 9.50% Cumulative Convertible Preferred Stock." Alison G. Griffin, as attorney-in-fact for Leon A. Felman 2010-10-19 -----END PRIVACY-ENHANCED MESSAGE-----