0001225385-11-000035.txt : 20110909 0001225385-11-000035.hdr.sgml : 20110909 20110909172727 ACCESSION NUMBER: 0001225385-11-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110907 FILED AS OF DATE: 20110909 DATE AS OF CHANGE: 20110909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AKIN THOMAS B CENTRAL INDEX KEY: 0001026505 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09819 FILM NUMBER: 111084380 MAIL ADDRESS: STREET 1: 2400 BRIDGEWAY # 200 STREET 2: SUITE 200 CITY: SAUSALITO STATE: CA ZIP: 94965 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEX CAPITAL INC CENTRAL INDEX KEY: 0000826675 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 521549373 STATE OF INCORPORATION: VA FISCAL YEAR END: 0709 BUSINESS ADDRESS: STREET 1: 4991 LAKE BROOK DRIVE STREET 2: STE 100 CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 8042175830 MAIL ADDRESS: STREET 1: 4991 LAKE BROOK DRIVE STREET 2: STE 100 CITY: GLEN ALLEN STATE: VA ZIP: 23060 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE MORTGAGE CAPITAL INC/VA DATE OF NAME CHANGE: 19930722 FORMER COMPANY: FORMER CONFORMED NAME: RESOURCE MORTGAGE INVESTMENT CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: RAC MORTGAGE INVESTMENT CORP /VA/ DATE OF NAME CHANGE: 19930505 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-09-07 0000826675 DYNEX CAPITAL INC DX 0001026505 AKIN THOMAS B C/O DYNEX CAPITAL, INC. 4991 LAKE BROOK DRIVE, SUITE 100 GLEN ALLEN VA 23060 1 1 1 0 Chairman and CEO Common Stock 2011-09-07 4 P 0 50000 8.492 A 1016298 D Common Stock 2011-09-07 4 P 0 1000 8.41 A 1305083 I By Talkot Fund Common Stock 14394 I By Spouse The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.40 to $8.5378, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. On January 11, 2011, the Hochster Trust, of which the reporting person served as trustee, distributed 14,394 shares to the reporting person's spouse and 14,394 shares to a beneficiary whose ownership is not attributable to the reporting person. Prior to the distribution, the reporting person's pecuniary interest in the shares held by the Hochster Trust was limited to the shares held for the benefit of his spouse, and he continues to beneficially own those shares indirectly through his spouse following the distribution; therefore the distribution effected only a change in the form of beneficial ownership without changing the reporting person's pecuniary interest. Stephen J. Benedetti, as attorney-in-fact for Thomas B. Akin 2011-09-09