-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ro542Ru+sN1LBiA0NnNXgF39jKrLE4/uC3r3O4bPwQXM4AMl3LRDfG0nH5k/k028 hrkSNXaTYrXU+xRF6hH3ZA== 0001012870-03-002885.txt : 20030602 0001012870-03-002885.hdr.sgml : 20030602 20030602163946 ACCESSION NUMBER: 0001012870-03-002885 CONFORMED SUBMISSION TYPE: SC TO-I/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030602 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYMMETRICOM INC CENTRAL INDEX KEY: 0000082628 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 951906306 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC TO-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-07094 FILM NUMBER: 03728394 BUSINESS ADDRESS: STREET 1: 2300 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131-1017 BUSINESS PHONE: 4084287813 MAIL ADDRESS: STREET 1: 2300 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131-1017 FORMER COMPANY: FORMER CONFORMED NAME: SILICON GENERAL INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REDCOR CORP DATE OF NAME CHANGE: 19820720 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SYMMETRICOM INC CENTRAL INDEX KEY: 0000082628 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 951906306 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC TO-I/A BUSINESS ADDRESS: STREET 1: 2300 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131-1017 BUSINESS PHONE: 4084287813 MAIL ADDRESS: STREET 1: 2300 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131-1017 FORMER COMPANY: FORMER CONFORMED NAME: SILICON GENERAL INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REDCOR CORP DATE OF NAME CHANGE: 19820720 SC TO-I/A 1 dsctoia.htm AMENDMENT NO. 1 TO SC TO-I Amendment No. 1 to SC TO-I

 


 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

SCHEDULE TO/A

(RULE 13e-4)

 

TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR SECTION 13(e)(1)

OF THE SECURITIES EXCHANGE ACT OF 1934

 


 

SYMMETRICOM, INC.

(NAME OF SUBJECT COMPANY (ISSUER) AND FILING PERSON (OFFEROR))

 

OPTIONS TO PURCHASE COMMON STOCK, PAR VALUE $0.0001 PER SHARE

(TITLE OF CLASS OF SECURITIES)

 

871543104

(CUSIP NUMBER OF CLASS OF SECURITIES)

 

THOMAS W. STEIPP

PRESIDENT AND CHIEF EXECUTIVE OFFICER

SYMMETRICOM, INC.

2300 ORCHARD PARKWAY

SAN JOSE, CALIFORNIA 95131-1017

(408) 433-0910

(NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE

NOTICES AND COMMUNICATIONS ON BEHALF OF THE FILING PERSON)

 

COPY TO:

ORA T. FISHER, ESQ.

LATHAM & WATKINS LLP

135 COMMONWEALTH DRIVE

MENLO PARK, CALIFORNIA 94025

(650) 328-4600

 


 

¨   Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.

 

Check the appropriate boxes below to designate any transactions to which the statement relates:

 

¨   third-party tender offer subject to Rule 14d-1
x   issuer tender offer subject to Rule 13e-4
¨   going private transaction subject to Rule 13e-3
¨   amendment to Schedule 13D under Rule 13d-2

 

Check the following box if the filing is a final amendment reporting the results of the tender offer    ¨

 



 

This Amendment No. 1 amends and supplements the Tender Offer on Schedule TO filed with the Securities and Exchange Commission on May 28, 2003 by Symmetricom, Inc., a Delaware corporation (“Symmetricom”), relating to the two concurrent offers by Symmetricom to its employees, for compensatory purposes, to:

 

(1)  purchase for cash, without interest thereon, from its eligible employees all outstanding stock options with exercise prices of $8.00 or greater that were granted under the Symmetricom 1999 Employee Stock Option Plan (the Symmetricom 1999 Plan) or the Datum, Inc. 1994 Incentive Stock Plan (the Datum Plan); and

 

(2)  exchange for shares of restricted stock that will be granted under the Symmetricom 1999 Plan all outstanding options to purchase shares of the Company’s common stock held by certain officers of the Company and granted under either the Symmetricom 1999 Plan or the Datum Plan with exercise prices of $8.00 or greater.

 

Item 12 to Symmetricom’s Schedule TO is amended and supplemented to add new exhibits, Exhibit 12(a)(1)(xxi), which is filed with this Amendment No. 1 to Schedule TO:

 

Item 12.  Exhibits

 

(a)(1)(xxi)

  

Email to Eligible Employees regarding updated eligible option status schedule.


 

SIGNATURE

 

After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated:  June 2, 2003

     

SYMMETRICOM, INC.

           

By:

 

/s/  Thomas W. Steipp


           

Name:

 

Thomas W. Steipp

           

Title:

 

Chief Executive Officer and President


 

INDEX TO EXHIBITS

 

EXHIBIT NUMBER


  

DESCRIPTION


(a)(1)(xxi)

  

Email to Eligible Employees regarding updated eligible option status schedule.

EX-99.(A)(1)(XXI) 3 dex99a1xxi.htm EMAIL TO ELIGIBLE EMPLOYEES REGARDING UPDATED ELIGIBLE OPTION STATUS SCHEDULE Email to Eligible Employees regarding updated eligible option status schedule

 

EXHIBIT (a)(1)(xxi)

 

E-mail

 

To:

 

Eligible Symmetricom Employees

From:

 

Bill Dee, Vice President, Controller

Date:

 

June 2, 2003

 

Dear Symmetricom Employee:

 

A revised Personal Option Status Schedule outlining the current options you have eligible for the tender offer to purchase (exchange) stock options will be mailed to you today. This new schedule contains the same information on total outstanding eligible options as the Personal Option Status Schedule originally mailed to you on May 28, 2003 with the tender offer documents.

 

Please note that the new option status schedule that you will receive has a correction on the number of vested options, which is now updated to include all vesting through May 27, 2003. Please contact either me at 408.428.7952 or Rekha Nandakumar at 408.428.7948 or email at tenderoffer@symmetricom.com if you have any questions.

 

Sincerely,

 

Bill Dee

Vice President, Controller

-----END PRIVACY-ENHANCED MESSAGE-----