-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VTg02NJafay1WPS0J+N9SjEV7e/THOIWE3ZMBbjrbHC7MXznJex3XWu6i2jQ6oP6 tKB0k3ZhhRaD+2Bh4ZrZoA== 0001144204-06-005057.txt : 20060210 0001144204-06-005057.hdr.sgml : 20060210 20060210140817 ACCESSION NUMBER: 0001144204-06-005057 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060131 FILED AS OF DATE: 20060210 DATE AS OF CHANGE: 20060210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ ARTHUR A CENTRAL INDEX KEY: 0001198708 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17249 FILM NUMBER: 06597260 BUSINESS ADDRESS: BUSINESS PHONE: 9733058800 MAIL ADDRESS: STREET 1: C/O VALLEY NATIONAL BANK STREET 2: 1455 VALLEY ROAD CITY: WAYNE STATE: NJ ZIP: 07470 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AURA SYSTEMS INC CENTRAL INDEX KEY: 0000826253 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 954106894 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 2335 ALASKA AVE CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3106435300 MAIL ADDRESS: STREET 1: 2335 ALASKA AVE CITY: EL SEGUNDO STATE: CA ZIP: 90245 3 1 v035095_ex.xml X0202 3 2006-01-31 0 0000826253 AURA SYSTEMS INC AUSI.PK 0001198708 SCHWARTZ ARTHUR A 2330 UTAH AVENUE EL SEGUNDO CA 90245 1 0 0 0 Common Stock 556941 D Warrant 2006-01-31 2011-01-31 Common Stock 110826 D Warrant 2.5 2011-01-31 Common Stock 25000 D $3.00 per share during the first twelve (12) months from the date of issuance (January 31, 2006), $ 3.50 per share from the thirteenth (13th) to the twenty-fourth (24th) month from the date of issuance, and $4.00 per share from the twenty-fifth (25th) to the sixtieth (60th) month after the date of issuance. The warrant will vest over a two (2) year period. Twenty-five percent (25%) of the shares of common stock underlying the warrant will vest each (6) months after the date of issuance (January 31, 2006). /s/ Arthur Schwartz 2006-02-10 -----END PRIVACY-ENHANCED MESSAGE-----