0001140361-18-016973.txt : 20180404 0001140361-18-016973.hdr.sgml : 20180404 20180404132145 ACCESSION NUMBER: 0001140361-18-016973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180214 FILED AS OF DATE: 20180404 DATE AS OF CHANGE: 20180404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breslow Warren CENTRAL INDEX KEY: 0001354114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17249 FILM NUMBER: 18736572 MAIL ADDRESS: STREET 1: 2330 UTAH AVENUE CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AURA SYSTEMS INC CENTRAL INDEX KEY: 0000826253 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 954106894 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 10541 ASHDALE STREET CITY: STANTON STATE: CA ZIP: 90680 BUSINESS PHONE: 3106435300 MAIL ADDRESS: STREET 1: 10541 ASHDALE STREET CITY: STANTON STATE: CA ZIP: 90680 4 1 doc1.xml FORM 4 X0306 4 2018-02-14 0 0000826253 AURA SYSTEMS INC AUSI 0001354114 Breslow Warren 721 N. REXFORD DRIVE BEVERLY HILLS CA 90210 0 0 1 0 Common Stock 2018-02-28 4 P 0 7447178 1.62 A 7682751 D Common Stock Warrants (right to buy) 1.40 2018-02-14 4 P 0 900000 1.40 A 2018-02-14 2023-02-14 Common Stock 900000 900000 D Of the 7,682,751 shares of common stock, par value $0.0001 per share ("Common Stock"), reported on this Form 4: (a) 68,681 shares of Common Stock (the "Lancelot Shares") are held of record by Lancelot Group GP, LLC ("Lancelot") of which, Warren Breslow (the "Reporting Person") is the manager. By virtue of the Reporting Person's direct or indirect control of Lancelot, the Reporting Person may be deemed to beneficially own some or all of the Lancelot Shares but disclaims beneficial ownership of the Lancelot Shares except to the extent of the Reporting Person's pecuniary interest therein; (b) 135,457 shares of Common Stock (the "Texas Ridge Shares") are held of record by Texas Ridge Investment Co., A California Limited Partnership ("Texas Ridge") of which, the Reporting Person is a trustee of the general partner. By virtue of the Reporting Person's direct or indirect control of Texas Ridge, the Reporting Person may be deemed to beneficially own some or all of the Texas Ridge Shares but disclaims beneficial ownership of the Texas Ridge Shares except to the extent of the Reporting Person's pecuniary interest therein; and (c) 7,478,613 shares of Common Stock (the "Breslow Trustee Shares") are held of record by the Reporting Person as Trustee of The Survivor's Trust Under the Warren L. Breslow Trust (the "Breslow Trust"). By virtue of the Reporting Person's control of the Breslow Trust, the Reporting Person may be deemed to beneficially own some or all of the Breslow Trust Shares but disclaims beneficial ownership of the Breslow Trustee Shares except to the extent of the Reporting Person's pecuniary interest therein. The Breslow Trust was issued warrants to acquire these shares of Common Stock. /s/ Warren Breslow 2018-04-03