0001140361-18-016973.txt : 20180404
0001140361-18-016973.hdr.sgml : 20180404
20180404132145
ACCESSION NUMBER: 0001140361-18-016973
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180214
FILED AS OF DATE: 20180404
DATE AS OF CHANGE: 20180404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Breslow Warren
CENTRAL INDEX KEY: 0001354114
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17249
FILM NUMBER: 18736572
MAIL ADDRESS:
STREET 1: 2330 UTAH AVENUE
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AURA SYSTEMS INC
CENTRAL INDEX KEY: 0000826253
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 954106894
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 10541 ASHDALE STREET
CITY: STANTON
STATE: CA
ZIP: 90680
BUSINESS PHONE: 3106435300
MAIL ADDRESS:
STREET 1: 10541 ASHDALE STREET
CITY: STANTON
STATE: CA
ZIP: 90680
4
1
doc1.xml
FORM 4
X0306
4
2018-02-14
0
0000826253
AURA SYSTEMS INC
AUSI
0001354114
Breslow Warren
721 N. REXFORD DRIVE
BEVERLY HILLS
CA
90210
0
0
1
0
Common Stock
2018-02-28
4
P
0
7447178
1.62
A
7682751
D
Common Stock Warrants (right to buy)
1.40
2018-02-14
4
P
0
900000
1.40
A
2018-02-14
2023-02-14
Common Stock
900000
900000
D
Of the 7,682,751 shares of common stock, par value $0.0001 per share ("Common Stock"), reported on this Form 4: (a) 68,681 shares of Common Stock (the "Lancelot Shares") are held of record by Lancelot Group GP, LLC ("Lancelot") of which, Warren Breslow (the "Reporting Person") is the manager. By virtue of the Reporting Person's direct or indirect control of Lancelot, the Reporting Person may be deemed to beneficially own some or all of the Lancelot Shares but disclaims beneficial ownership of the Lancelot Shares except to the extent of the Reporting Person's pecuniary interest therein;
(b) 135,457 shares of Common Stock (the "Texas Ridge Shares") are held of record by Texas Ridge Investment Co., A California Limited Partnership ("Texas Ridge") of which, the Reporting Person is a trustee of the general partner. By virtue of the Reporting Person's direct or indirect control of Texas Ridge, the Reporting Person may be deemed to beneficially own some or all of the Texas Ridge Shares but disclaims beneficial ownership of the Texas Ridge Shares except to the extent of the Reporting Person's pecuniary interest therein; and
(c) 7,478,613 shares of Common Stock (the "Breslow Trustee Shares") are held of record by the Reporting Person as Trustee of The Survivor's Trust Under the Warren L. Breslow Trust (the "Breslow Trust"). By virtue of the Reporting Person's control of the Breslow Trust, the Reporting Person may be deemed to beneficially own some or all of the Breslow Trust Shares but disclaims beneficial ownership of the Breslow Trustee Shares except to the extent of the Reporting Person's pecuniary interest therein.
The Breslow Trust was issued warrants to acquire these shares of Common Stock.
/s/ Warren Breslow
2018-04-03